Senior Compliance Officer - London, United Kingdom - Lunaria Partners

Compliance Officer Compliance

3 days ago

**Responsibilities** · - Maintain and execute the Compliance Monitoring Plan, by conducting thematic and area specific reviews against KPI's; provide output in the form of written reports, suggesting severity of issue/s found, remedial actions, timescales and monitoring for closu ...

Compliance Officer

1 week ago

**Compliance Officer - Cloud Technology** · **London / Norwich - Hybrid** · **40-45k Base + Executive Benefits** · Our client's award-winning hybrid cloud connectivity platform provides the link between traditional networking infrastructure and cloud services. This trailblazing c ...

Compliance Officer

1 week ago

Secteur industriel - Environnement régulé - FR/UK · Vous rapportez auDirecteur Département Juridique et Secrétaire Général du Groupe. Vous renforcez ainsi l'équipe juridique et conformité constituée d'une dizaine de collaborateurs. Vous êtes basé à Herstal. · Fonction · Vous i ...

Compliance Officer

2 days ago

Kind Consultancy is working with a large Financial Services network that is currently seeking a Compliance Officer to join them in a permanent, remote role. · Key responsibilities of the Compliance Officer will include: · - Ensuring Member firms are up to date with audit requirem ...

Compliance Officer

4 days ago

**Responsibilities**: · **Description of the Business Line or Department** · The Compliance and Financial Crime Team (CPLE) is a key 2LOD control function within SG Kleinwort Hambros. CPLE comprises the Regulatory Compliance team, UK Financial Crime team and local offshore Compli ...

Compliance Officer

7 hours ago

They are looking for a financial services compliance professional that is looking to make a move to platform that is pioneering making the private equity industry more accessible. · The business already has a number of offices globally and a strong network with investors, which m ...

Compliance Officer

5 days ago

**Our Team**: · Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial newsand in ...

Compliance Officer

2 days ago

Arthur is delighted to be partnered with a Lloyd's syndicate looking to enhance their Compliance operations by adding a Compliance Officer to their team. · Acting as part of a centralised Compliance function, the Compliance Officer will provide a range of compliance support for c ...

Compliance Officer

1 day ago

FE fundinfo is a global leader in investment fund data and technology. We are proud of our vast, diverse, and highly skilled team, who help to make our industry Better Connected and Better Informed. We are currently recruiting for a Compliance Officer to join our team in London ( ...

Compliance Officer

1 week ago

About Us: · BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our operations. To strengthen o ...

Compliance Officer

4 days ago

Reed Banking and Financial Services are delighted to be recruiting for an international banking group in the City of London. Our client is a well-established corporate banking group and is seeking a Compliance Officer to join their team. · This role will form pivotal part in shap ...

Compliance Officer

1 week ago

MERJE are supporting this highly prestigious Financial Services in their search for a Compliance Officer. · Our client's focus is to build a financial plan & investment strategy for their clients by providing a tailored discretionary, advisory and execution · - only services to i ...

Compliance Officer

1 week ago

About Us: · BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our operations. To strengthen o ...

Compliance Officer

6 days ago

The Compliance Officer will also be responsible for: · - Creating and implementing annual monitoring plans · - Executing monitoring plans · - Horizon scanning for new regulatory developments which may impact the bank · - Assisting with policy implementation, advisory and other co ...

Compliance Officer

1 day ago

**Compliance Officer - Nursing Recruitment** · After amazing growth within our 12 years, we are now looking for our next generation of top talent to join our rapidly growing compliance team. · This is a fantastic opportunity for an experienced Nursing Compliance Officer to join T ...

Compliance Officer

1 week ago

**About Joelson** · We are a partner-led, London-based law firm with the flexibility to cover a wide array of clients across industry sectors both domestically and internationally. We are committed to excellence and deliver a client-focused, tailored, and bespoke service to both ...

Compliance Officer

4 days ago

Wakam is a European B2B2C insurer that designs white label general insurance (GI) products for its partners (e-retailers, brokers and fintechs/insurtechs,...). Our insurance solutions are embedded within the products orservices offered to the end · - customer. · Wakam operate in ...

Compliance Officer

1 week ago

**Compliance Officer - Wealth Management / Securities Trading** · **Sun Global Investments Limited is an idea-centric wealth and investment management firm for Professional Investors, covering emerging and developed markets. Active in Wealth Management, Investment Advisory, Secur ...

Compliance Officer

1 week ago

Are you an experienced Compliance professional who desires to join a well-established and forward-thinking buy side/asset management firm as part of their growing Compliance team? · **Senior Compliance Officer / Compliance Officer** · **Location**:London (Flexible Working / Hybri ...

Compliance Officer

5 days ago

**Compliance Officer - Cloud Technology** · **London / Norwich - Hybrid** · **40-45k Base + Executive Benefits** · Our client's award-winning hybrid cloud connectivity platform provides the link between traditional networking infrastructure and cloud services. This trailblazing c ...