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    Compliance Manager/Senior Manager - Bath, Somerset, United Kingdom - Energy Jobline CVL

    Energy Jobline CVL
    Energy Jobline CVL Bath, Somerset, United Kingdom

    1 week ago

    Energy Jobline CVL background
    Description

    Wealth management client is looking for a Senior Compliance Advisory Manager to be based in Bath 2 days a week.

    This full-time wealth management role comes with a salary of up to £75k and excellent benefits (bonus, 34 days holiday, 7% pension, life assurance, private medical, encouraged professional development)

    The Senior Compliance Advisory Manager is responsible for ensuring the Group complies with all relevant laws, regulations and internal policies.

    You will provide guidance and support to the business units to ensure compliance with applicable rules and regulations, identifying and mitigating compliance risks.

    In your first few weeks in this Senior Compliance Advisory Manager role, you can expect to:
    Maintain a regulatory development log and provide business impact assessments and regulatory updates in a timely manner
    Provide guidance and support to business units on compliance matters, including reviewing and approving new products, services, marketing materials and remuneration
    Conduct compliance themed advisory reviews based on risk assessments and develop strategies to mitigate identified risks
    Develop and implement compliance training programs to educate employees on relevant laws.

    To apply for this Senior Compliance Advisory Manager role, your soft skills, expertise and experience should include:

    Experience in financial services in a 2nd line back-office compliance role.
    Relevant business qualification e.g. Certified Regulatory Compliance Manager).
    Excellent analytical and problem-solving skills, with the ability to identify and mitigate compliance risks.
    Ability to draft Compliance Oversight reports and other management reports

    Ability to create and deliver specific compliance training on a face to face basis for employees to enable compliance to be embedded in the business.

    Ability to maintain the FCA Reg Data and FCA Connect requirements for the firms reporting, notifications and SMCR requirements.00 and a generous benefits package for your knowledge, expertise and flexibility.

    We'd love you to apply for this hybrid full-time Senior Compliance Advisory Manager position in Bath, and we're waiting to hear from you.

    Deerfoot is acting as an employment agency for permanent hires and an employment business for contingency hires.

    Each time Deerfoot sends a CV to a recruiting client, we donate £1 to The Born Free Foundation ((phone number removed)).

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