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    Compliance Officer - London, United Kingdom - Coopman Search and Selection

    Coopman Search and Selection
    Coopman Search and Selection London, United Kingdom

    6 days ago

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    Description

    Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team.

    The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across UK, Dubai & US.
    Ensure FCA & SEC regulatory compliance requirements are adhered too
    ~ Operate core compliance programme (PAD, Conflicts, Gifts and entertainment)
    ~ Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines
    ~

    • Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required
    ~ Organise compliance training

    5+ years compliance experience, ideally within a hedge fund or investment manager
    ~ Strong understanding of surveillance and knowledge of various asset classes including fixed income, equity, and derivatives
    ~ An in-depth understanding of the hedge fund industry & strong general compliance experience
    ~ Good level of knowledge of FCA, CFTC, SEC & EU regulatory requirements.
    ~ High energy, drive for excellence, stamina and ability to excel in a fast-paced environment

    .As a Certified B CorporationTM, we take a different approach to how we do business. As a recognised Great Place to WorkTM, we ensure our workplace is one that fosters professional growth and collaboration.
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