Jobs
>
London

    Market Surveillance - London, United Kingdom - GFO-X

    GFO-X
    GFO-X London, United Kingdom

    2 weeks ago

    Default job background
    Description


    Market Surveillance – London, UK"Global Futures and Options Ltd (GFO-X)", a UK FCA-authorised and regulated MTF, is seeking individuals to join the Market Surveillance Group which is part of the broader Compliance team.

    The Market Surveillance Group will be responsible for the real-time and post-event monitoring trading in derivatives across the GFO-X platform to detect trading activity that could adversely affect the firm and its reputation and to protect the quality of its market for all market participants.

    They will work closely with experienced staff and develop the capacity to conduct high-quality routine surveillance with minimal supervision.

    They will also work with the Compliance team, local business lines, support functions (including IT and Operations) and other stakeholders to identify business changes and regulatory developments that warrant updating existing or developing new surveillance patterns to ensure the Firm has comprehensive coverage.

    GFO-X is the UK's first regulated and centrally cleared trading venue dedicated to digital asset derivatives.

    GFO-X has partnered with LCH SA which will offer clearing of Bitcoin index futures and options contracts traded on GFO-X, subject to regulatory approval.

    This will be made available through a new segregated clearing service, LCH DigitalAssetClear.

    GFO-X services large global institutional participants who require a regulated, institutional-grade trading venue for digital asset derivatives, including bitcoin index futures and options.

    The successful candidate with be responsible but not limited to the following below:
    Trade SurveillanceReal-time market monitoring.

    Timely analysis of alerts escalated by Nasdaq Smarts surveillance tool leading to the detection and prevention of market or Firm damaging misconduct.

    Perform ad-hoc reviews and screening of trading activity by analysing complex situations, identifying high-risk behaviours, and applying judgment to resolve issues in an efficient manner.

    Maintain relationships with Compliance Coverage teams and Business Units.
    Work with Technology teams and/or vendors in developing new tools and Surveillance controls.
    Handle relevant day-to-day inquiries from Participants.
    Conduct certain certification and conformance tests that new participants will be required to pass.
    Keeping up to date with industry news and continuous market monitoring. Regulatory InquiriesPreparing and assessing materials for internal investigation.

    Responding to and retrieving information for regulatory inquiries for the UK Financial Conduct Authority (FCA) or other relevant regulatory bodies.

    Preparing STORs for submission to FCA.Work with Business Units, Legal and Compliance Coverage teams in responding to the regulators, where necessary.

    Where relevant, assist the Legal and Compliance team in conducting order/ trade data analysis.
    Continuously work with IT to ensure the Regulatory Inquiry system/ tool is up-to-date and accurate.


    Requirements:

    5+ years of relevant working experience in the financial services industry in Compliance or Internal Audit or with a regulated trading venue, trading firm, or regulator.

    Experience in an asset class such as Equities Derivatives / FI / Commodities / FX / Digital Assets.
    High attention to detail and strong analytical and investigative skills.
    Ability to multitask and handle multiple compliance reviews and projects at the same time and meet deadlines.
    Proactive in identifying risks and proposing solutions.
    Exposure to trading desks, the electronic trading market, and the securities industry is strongly preferred.
    Experience with surveillance and case management systems, such as Nasdaq Market Surveillance.
    Works effectively and collaboratively in a team environment.
    Ability to create and foster relevant industry relationships and networks.
    Excellent written and oral communication skills.

    This role is to be based at our offices in London and will report directly into the Head of Market Surveillance.

    Application from any region is acceptable, but candidates based in the United Kingdom will be given preference. This role is to be based at our London Headquarters. GFO-X is an equal opportunities employer committed to diversity and inclusion. Competitive benefits included. Competitive benefits included.
    If you are interested in any of our roles, please apply through the link provided in the job posting. Inquiries from agencies should be directed to -x.com. Please refrain from sending recruitment inquiries to any other email address or individual within our organization. GFO-X does not guarantee employment or engagement based solely on inquiry. Any unsolicited CVs from agencies shall be treated as such.
  • eFinancialCareers

    Equities and Markets Surveillance

    1 week ago

    eFinancialCareers London, United Kingdom

    **Tasks and Responsibilities** · - Investigate trading practices i.e. market abuse and best execution monitoring via the automated surveillance system. · - Undertaking periodic compliance reviews across the equity, fixed income and convertible bonds businesses. · - Front Office C ...

  • Barclays

    Head of Market Surveillance Optimisation

    1 week ago

    Barclays London, United Kingdom

    **What will you be doing** · A senior management role with responsibility for providing overall leadership, strategic direction and ongoing management of the effective delivery of the Market Surveillance Program globally. Reporting to the Head of Market Surveillance, the role hol ...

  • Glencore

    Market Abuse Surveillance Team Lead

    3 days ago

    Glencore London, United Kingdom

    **Market Abuse Surveillance Team Lead** · **London, UK** · We are seeking a Market Abuse Surveillance Team Lead to join our team of senior experts. Reporting to the Global Head of Surveillance, you will be responsible for conducting surveillance analysis at an expert level and ov ...

  • GFO-X

    Market Surveillance

    2 weeks ago

    GFO-X London, United Kingdom

    Global Futures and Options Ltd (GFO-X)", a UK FCA-authorised and regulated MTF, is seeking individuals to join the Market Surveillance Group which is part of the broader Compliance team. The Market Surveillance Group will be responsible for the real-time and post-event monitoring ...

  • Glencore

    Market Abuse Surveillance: Operations Team Lead

    3 days ago

    Glencore London, United Kingdom

    **Market Abuse Surveillance: Operations Team Lead** · **London, UK** · We are looking for a Market Abuse Surveillance Operations Lead who will be responsible for ensuring the effective operation of our market abuse surveillance programme. This role involves creating and monitorin ...

  • Binance

    Market Surveillance Investigator

    3 days ago

    Binance South East, United Kingdom

    Binance is the global blockchain company behind the world's largest digital asset exchange by trading volume and users, serving a greater mission to accelerate cryptocurrency adoption and increase the freedom of money. · Are you looking to be a part of the most influential compan ...

  • Lockton Companies

    Market Surveillance Manager

    4 hours ago

    Lockton Companies London, United Kingdom

    Market Security Manager and Monthly Audit Lead · At Lockton, we're passionate about helping our people achieve their ultimate potential. If you can see yourself delivering excellent service to clients, giving back to our communities and being a part of our caring culture, you be ...

  • Compliance Professionals

    Market Abuse Surveillance Expert

    10 hours ago

    Compliance Professionals London, United Kingdom

    Job Description · THE COMPANY: · Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team. · THE RESPONSIBILITIES: · Conduct daily market abuse and market integrity surveillance · Develop ...

  • Compliance Professionals

    Market Abuse Surveillance Expert

    1 hour ago

    Compliance Professionals London, United Kingdom

    THE COMPANY: Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team.THE RESPONSIBILITIES:Conduct daily market abuse and market integrity surveillanceDevelop the Market Surveillance system ...

  • Intercontinental Exchange, Inc.

    Senior Market Surveillance Analyst

    1 week ago

    Intercontinental Exchange, Inc. London (Greater), United Kingdom Part time, Full time

    Job Purpose · Financial derivatives role within ICE Futures Europe (IFEU) responsible for surveillance operations and investigations across multiple asset classes including oil, natural gas, environmental, soft commodity, fixed income and equities markets. In this role, the Senio ...

  • ComplyLens Limited

    Market Abuse Surveillance Business Analyst

    1 week ago

    ComplyLens Limited London, United Kingdom

    Company Description · ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveill ...

  • ComplyLens Limited

    Market Abuse Surveillance Business Analyst

    6 days ago

    ComplyLens Limited Greater London, United Kingdom

    Job Description · Company Description · ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Commu ...

  • Compliance Professionals

    Market Abuse Surveillance Expert – metals

    22 hours ago

    Compliance Professionals London Area, United Kingdom

    THE COMPANY: · Our client is one of the largest commodities houses in the world. They are looking to hire a Market Abuse Surveillance Expert for their London team. · THE RESPONSIBILITIES: · Conduct daily market abuse and market integrity surveillance · Develop the Market Surveil ...

  • ComplyLens Limited

    Market Abuse Surveillance Business Analyst

    4 hours ago

    ComplyLens Limited City of London, Greater London, United Kingdom

    Company Description · ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveilla ...

  • ComplyLens Limited

    Market Abuse Surveillance Business Analyst

    13 minutes ago

    ComplyLens Limited City of London, Greater London, United Kingdom

    Company Description · While professional experience and qualifications are key for this role, make sure to check you have the preferable soft skills before applying if required. · ComplyLens Limited is a financial services consulting firm based in London. We specialise in support ...

  • Philips

    Post Market Surveillance Lead

    3 days ago

    Philips Farnborough, United Kingdom Full time

    Job Title · Post Market Surveillance LeadJob Description · Contract Type: 12 month Fixed Term Contract · Location: Remote / Hybrid working from our Farnborough office · As the Field Actions Lead, you will be a key representative in strategy planning of Field Safety Corrective Act ...

  • eFinancialCareers

    Surveillance Officer

    3 days ago

    eFinancialCareers London, United Kingdom

    Fixed Income Trading Venue is seeking a Trade Surveillance Officer to lead the Trade, E-communications, and Voice communications surveillance for our firm. This is an exciting opportunity for a sales and trading Surveillance VP with fixed Income experience. · As the Trade Surveil ...

  • Give A Grad A Go

    Surveillance Officer

    1 week ago

    Give A Grad A Go London, United Kingdom

    Great starting salary ranging from €35,000 - €40,000 · - Ideally located offices in the heart of Paris' city centre · - Fantastic opportunity to work within a young business experiencing rapid growth · **If you're looking for Market Analyst jobs in Paris, and you're interested in ...

  • MarketAxess Holdings

    Head of Surveillance, Eu and Asia

    1 week ago

    MarketAxess Holdings London, United Kingdom

    Company Description · MarketAxess is on a journey to digitally transform one of the world's largest financial markets, enabling the shift from analog, phone-based trading to a fully electronic marketplace. Why does this matter? Because our platform makes trading fixed-income more ...

  • eFinancialCareers

    Compliance Trade Surveillance Analyst

    1 week ago

    eFinancialCareers London, United Kingdom

    Responsibilities: · - Monitoring trading activity, using industry recognised solutions · - Escalating any suspicious activity findings to management and reporting to regulators · - Participating in thematic reviews · - Assisting in the enhancement of the surveillance controls and ...