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Compliance Officer
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Focus Search and Selection London, United Kingdom**Compliance Officer - London/hybrid working** · **£55,000 to £65,000 salary, plus benefits** · My client is an Investment Management firm who offer discretionary and model portfolio managed services to their private clients across the UK. They are looking for a Compliance Office ...
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Compliance Officer
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Compliance Officer
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eFinancialCareers London, United KingdomThey are looking for a financial services compliance professional that is looking to make a move to platform that is pioneering making the private equity industry more accessible. · The business already has a number of offices globally and a strong network with investors, which m ...
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Compliance Officer
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Ortus PSR London, United KingdomA distinguished boutique firm specialising in investment, security, and wealth management services is looking to hire a Compliance Officer in London. With a commitment to excellence, integrity, and personalised client relationships, they have built a reputation for delivering exc ...
Compliance Officer - London, United Kingdom - Coopman Search and Selection
Description
Job Description Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team.
The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across UK, Dubai & US.Ensure FCA & SEC regulatory compliance requirements are adhered too
~ Operate core compliance programme (PAD, Conflicts, Gifts and entertainment)
~ Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines
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5+ years compliance experience, ideally within a hedge fund or investment manager
~ Strong understanding of surveillance and knowledge of various asset classes including fixed income, equity, and derivatives
~ An in-depth understanding of the hedge fund industry & strong general compliance experience
~ Good level of knowledge of FCA, CFTC, SEC & EU regulatory requirements.
~ High energy, drive for excellence, stamina and ability to excel in a fast-paced environment
.As a Certified B CorporationTM, we take a different approach to how we do business. As a recognised Great Place to WorkTM, we ensure our workplace is one that fosters professional growth and collaboration.