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Compliance Officer Compliance
1 day ago
United Trust Bank London, United Kingdom**Responsibilities** · - Maintain and execute the Compliance Monitoring Plan, by conducting thematic and area specific reviews against KPI's; provide output in the form of written reports, suggesting severity of issue/s found, remedial actions, timescales and monitoring for closu ...
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Compliance Officer
1 week ago
Career Legal London, United KingdomJob Details · Compliance Officer · Up to £45,000pa + Benefits · London, Permanent · International Law Firm · My client, a top international law firm, is actively recruiting for a risk and compliance professional to join them on a permanent basis in London - working as their new C ...
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Compliance Officer
3 hours ago
PineBridge Investments London, United KingdomPineBridge Investments is seeking a Compliance Officer to join its EMEA Compliance team and assist with the execution of its compliance program and support PineBridge's financial crime prevention framework. This role will be based in PineBridge's London office and report into the ...
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Compliance Officer
3 days ago
Oliver James Associates London, United Kingdom**Job Title**:Compliance Officer · **Duration**:12 months · **Rates/Salary**:£75,000-90,000 FTC plus 17.5% bonus · **Location**:London based (2-3 days in office per week, plus home working) · **The Role**: · - Ensuring that the Advisory and Assurance Compliance function within th ...
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Compliance Officer
1 week ago
eFinancialCareers London, United KingdomAn exciting opportunity has come up with an international (multi product) Broker/Trading business, who are looking for someone to join their Compliance team in a broad and generalist compliance role based in London. · The role will involve working closely with the front desks, op ...
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Compliance Officer
1 day ago
Barclay Simpson London, United Kingdom**Compliance Officer**: · - London · - £400 - £500 Per day · - Job type: Contract · - Sector: Financial Services · - Job reference: MPC41130 · - Advising on domestic compliance rules and regulations · - Conducting compliance monitoring reviews · - Engaging in trade surveillance a ...
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Compliance Officer
1 week ago
Talent Race London, United KingdomWe are currently recruiting for a Compliance Officer to join a leading Healthcare Recruitment organisation based in Central London. · This is a fantastic opportunity for an experienced professional to join an established organisation and become part of a team that is responsible ...
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Compliance Officer
1 week ago
eFinancialCareers London, United Kingdom**PART TIME COMPLIANCE OFFICER (2 DAYS P/WK)** · Temporary (8 months maternity cover) · **The Company**: · Our client is a Fintech start-up, who is a specialist provider of carbon data, analytics, insight and financial products that enable financial institutions to achieve both f ...
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Compliance Officer
1 week ago
eFinancialCareers London, United KingdomJob Summary · - London · - Permanent · - JN · - Feb 20, 2023 · - £50k - £55k · **Job Description**: · Our client are a leading Global Asset Manager who are looking for a compliance officer to join the growoing compliance team · To assist the Compliance Monitoring team with the e ...
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Compliance Officer
3 hours ago
Transport for London London, United Kingdom**Organisation** · - Road Network Compliance · **Job** · - Administration · **Position Type** · - Full Time · **Job Title** - Compliance Officer · **Salary **- £31,250 · **Pay Band** - Band 2 · **Location **- Palestra · **Contract Type** - TfL Permanent · **Working Pattern** - 35 ...
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Compliance Officer
1 day ago
MS Amlin London, United KingdomAbout the Job · The Compliance Officer will form part of MS Amlin Underwriting Limited's (MS AUL) Compliance function. The role holder will support the delivery of the function's Compliance plans, including supporting the work undertaken by the team in respect of financial crime ...
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Compliance Officer
3 days ago
Certus Sales Recruitment Greater London, United Kingdom**Compliance Officer - Cloud Technology** · **London / Norwich - Hybrid** · **40-45k Base + Executive Benefits** · Our client's award-winning hybrid cloud connectivity platform provides the link between traditional networking infrastructure and cloud services. This trailblazing c ...
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Compliance Officer
3 days ago
Young Wellbeing Hub London, United KingdomCAMHS Professionals are the leading specialist staffing provider within children's mental health, located in the vibrant community of Hackney Wick. · We are seeking an organised, and self-efficient individual to join our close knit team as the new Compliance Officer where you wil ...
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Compliance Officer
1 week ago
iProov London, United KingdomCompliance (Projects) Officer · If you'd like to make the online world a safer place, come and join us. · **About iProov**: · iProov is the world leader in face biometric verification. We establish trust in remote users and deliver effortless, customer centric, device independent ...
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Compliance Officer
6 days ago
Glencore London, United Kingdom**Job highlights** · - Full time · - London, Greater London, United Kingdom · - Compliance · **Job ID** · - R **Closing date** · - 28/06/2024**Last Updated** · - 10/05/2024*** · **Summary** · The role of the Compliance Officer will be split across Glencore's Oil Marketing and Ass ...
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Compliance Officer
1 week ago
Page Personnel HR London, United KingdomBased near excellent transport links, in leading London School Federation, an exciting opportunity for a Compliance Officer to help out in head office. · **Client Details** · A leading London School Federation. · **Description** · The main responsibilities for the Compliance Offi ...
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Compliance Officer
2 days ago
Australasian Recruitment Company London, United Kingdom**Compliance Officer** · **Salary: £25,000 - £28,000** · **Responsibilities**: · - Ensuring checks are performed on qualifications, Teacher Reference Numbers, ID documents and the applicant's visa status · - Ensuring the full process of checking and vetting documents is completed ...
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Compliance Officer
2 days ago
Riley Personnel London, United KingdomJoin the Riley Personnel Team as a Recruitment Compliance Officer & Administrator · Are you looking for an exciting opportunity in the education recruitment sector? Look no further than Riley Personnel We are currently seeking a proactive and passionate individual to fill the rol ...
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Compliance Officer
1 week ago
Certus Recruitment Group London, United Kingdom**Compliance Officer - Cloud Technology** · **London / Norwich - Hybrid** · **40-45k Base + Executive Benefits** · Our client's award-winning hybrid cloud connectivity platform provides the link between traditional networking infrastructure and cloud services. This trailblazing c ...
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Compliance Officer
4 hours ago
Oliver James Associates London, United KingdomI have an opportunity for a Compliance Officer to join a growing UK bank in the city. · - Permanent role · - Up to £60,000 + package · - Hybrid working · Key responsibilities: · - Regulatoy policy and advisory · - Consumer duty delivery · - Leading on horizon scanning · Person re ...
Compliance Officer - London, United Kingdom - FinTop Consulting
Description
The company is an innovative player in the Fintech sector, aiming to revolutionize how individuals manage their finances and invest for the future.
They steer away from speculative ventures like cryptocurrency and yesterday's tech giants, focusing instead on empowering real people to optimize their investments.
Currently, they are seeking a dynamic Compliance officer to join their UK team.This role demands an individual keen to immerse themselves in various compliance facets within a progressive fintech enterprise.
Assist with everyday financial promotion approvals , complaint settlements , transaction evaluations, and onboarding inquiries.
Complete all required fields in Regdata reports and connect applications as required.
Establish and carry out the Compliance Monitoring program , which includes monitoring financial promotions and optimal execution.
Keep corporate policies and processes up to date, and assist with regulatory training.
Keep up with changes in regulations and incorporate this information into business policy.
Have a strong commitment to fintech compliance and the ability to apply your skills and expertise to develop plans, make suggestions for improvements, and control risks.
Have a strong commitment to fintech compliance and the ability to apply your skills and expertise to develop plans, make suggestions for improvements, and control risks.
Assist in directing the establishment of compliance procedures and controls , guaranteeing adherence to AML/CTF, FCA regulatory compliance, and other laws .
Maintain an efficient compliance framework by working cooperatively with the Compliance team.Collaborate between divisions to uphold compliance requirements , including AML Finance, Risk, Product, Tech, and Sales & Marketing.
Encourage a culture that prioritizes compliance over the needs of the customer.
Support the creation of compliance procedures that meet legal and commercial requirements.
Encourage risk-based compliance initiatives that safeguard customers and guarantee adherence to financial crime regulations.
Provide input on compliance-related reports for the Board and management, emphasizing any significant risks.
Three or more years of experience in a buy-side investment business directly related to generalist compliance and financial crime .
Operational skills in creating and managing a compliance program and a practical understanding of UK regulatory criteria.Knowledge of the evolving regulatory environment and the inquisitiveness to identify prospects in technological and market advancements despite these shifts .
Ideally possess industry certifications in risk management and compliance, or are pursuing them.