- Taking responsibility for the firm's legal & compliance and risk management programmes, assessing the adequacy and effectiveness of compliance and risk management measures, policies and procedures.
- Leading the firm's risk management function as head of the team and carrying on risk management oversight.
- Leading the firm's risk legal & compliance function as head of the team.
- Holding the Senior Management Function 16
- Undertake legal & compliance risk and risk management assessments at the firm level and at the underlying asset level, especially in respect of the alternative investment fund's assets.
- Ensure oversight of legal & compliance and risk management compliance in accordance with applicable law, in particular MiFID as onshored in the UK.
- Taking responsibility for defining the actions required to address any deficiencies identified by the legal & compliance and risk management programmes
The Successful Applicant
· A qualified lawyer
· Excellent verbal and written skills in English, an additional language is favourable;
· Be eligible to be appointed as Compliance officer of the UK investment firm (subject to regulatory approval);
· Holder of all relevant Compliance and AML certificates;
· Knowledge of AIFMD and MiFID;
. Ideally SMF16, 17
.Knowledge of investment risk
· Advanced knowledge of the investment funds industry.What's on Offer
Competitive package, great role with senior internal and external stakeholder management.
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Head of Legal, Compliance - City of London, United Kingdom - Page Executive
Description
About Our Client
The firm is a globally recognised entity in the financial services sector, the London office plays a pivotal role in this international firm's operations.
Job Description
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