- Compliance oversight and monitoring activities of the firm
- Provide advice to the business on key FCA regulatory requirements
- Updating and managing the firm's compliance policies and procedures
- Maintaining employee certifications in accordance with the FCA's Senior Management Certification Regime
- Supporting on agreements such as third-party marketing agreements, research agreements, IMAs, management company contracts etc.
- Providing compliance input on a range of projects
- Building strong compliance relationships with the business
- Minimum of 2 years of compliance & legal experience within an asset management
- Legal qualifications are desirable although not essential.
- Experience with AIFMD regulations.
- Strong stakeholder management skills
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Legal & Compliance Manager - City of London, Greater London, United Kingdom - Coopman Search and Selection
Description
Coopman Search and Selection are delighted to partner with a growing alternative investment manager with circa £7 billion AUM. This role is a newly created role and will report into the General Counsel & Chief Compliance Officer.
Scroll down for a complete overview of what this job will require Are you the right candidate for this opportunity
In this role you will be responsible for the day-to-day operation of the compliance programme, as well as supporting on wider legal responsibilities. This person is seen medium-long term to be the Head of Compliance (SMF16/17).
Key Responsibilities:
As a Certified B CorporationTM, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to WorkTM, we ensure our workplace is one that fosters professional growth and collaboration."
