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Compliance Manager
3 weeks ago
eFinancialCareers London, United KingdomA boutique Real estate Investment Manager are looking for a Compliance Manager to support the Head of Compliance. They are looking for someone with a strong generalist compliance background within an investment/asset Manager or Hedge fund to join them. Inthis role, you will be em ...
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Compliance Manager
3 weeks ago
Colyer Dodd & Co Ltd London, United KingdomThis exciting and broad real estate investment management based compliance role will use your communication and influencing skills; your ability to work as a member of a team and on your own initiative and will require you to utilize your analytical talentsto produce reports for ...
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Compliance Manager
1 week ago
Eames Consulting London, United KingdomNewly created Compliance Manager role with this growing specialist insurer, offering development and career growth. Working with the Head of Compliance and the firm's management team the key responsibilities will include: · - To be aware of current compliance requirements and to ...
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Compliance Manager
3 weeks ago
The Legists London, United KingdomOur client is an international law firm who is currently looking for a compliance manager to join their global compliance team. · This role will be best suited for someone who is looking to join a team on a permanent basis. · Key Responsibilities: · - Responding to complex regula ...
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Compliance Manager
3 weeks ago
Concept Resourcing London, United Kingdom**Compliance Manager** · **3-month contract - NHS Trust, London · £270 per day · Onsite** · **Overview**: · You will be responsible for providing a lead in all matters related to auditing and ensuring that the Estates and Facilities Directorate and The Trust's PFI partners are fu ...
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Compliance Manager
1 week ago
Concept Resourcing London, United Kingdom**Compliance Manager (Band 7)** · **£270 Per Day (Inside IR35)** · **ASAP** · **37.5 Hours Per Week** · **3 Month Contract** · **Lewisham (Commutable from all London Area's)** · My Client with an office based in London are seeking a Compliance Manager on an initial 3 month contra ...
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Compliance Manager
1 week ago
Synchronicity Group London, United Kingdom**Compliance Manager, London. £90,000-£110,000 plus bonus & benefits. (Hybrid working)** · Synchronicity are working with a global foreign exchange provider who are seeking a Compliance Manager to join their London office. This is a great opportunity to work within a growing busi ...
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Compliance Manager
3 weeks ago
eFinancialCareers London, United KingdomA niche Investment business is looking to hire a Compliance Manager, specialising in Insurance, to join their small Compliance function. The role is a Generalist Compliance role that will work closely with the Legal team and advise the business on a dailybasis. · **Main Responsib ...
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Compliance Manager
3 weeks ago
eFinancialCareers London, United Kingdom**Tradition is currently seeking to appoint a Compliance Manager to be based in London.** · **Role synopsis and key accountabilities within the Compliance Manager position**: · The Tradition Managed Services (TMS) Compliance Manager is a key member of the TMS Compliance team supp ...
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Compliance Manager
3 weeks ago
eFinancialCareers London, United Kingdom**Compliance Manager - Insurance** · **City of London** · **Permanent** · **£dependant on experience** · cer Financial are working alongside an International insurance company, who are looking for a Compliance Manager to join them on a permanent basis and support the Head of Comp ...
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Compliance Manager
3 weeks ago
Supporting Education London, United KingdomCompliance Manager - Educator Talent Solutions Division · **Salary**: £37,825-£44,500 (DOE) & competitive benefits · Contract type: Full Time, Permanent · Location: Southern Region (London, Hertfordshire, Northampton Milton Keynes, etc), with regular travel between Kingston and W ...
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Compliance Manager
2 weeks ago
Office Angels London, United Kingdom**Are you?an expert?Compliance Manager with exceptional analytical skills?** · **Want to work for an incredibly well known and respected business?** · **Our client is offering competitive salary, fantastic benefits and the chance to be part of a great team** · This company needs ...
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Compliance Manager
3 weeks ago
eFinancialCareers London, United KingdomOur client is FCA Regulated, full scope AIFM, Private Equity Investment firm based in London, dedicated to Technology Sector and Digital Asset investments. · They are seeking a Compliance Officer / General Counsel (GC) with a strong background in Compliance, and experience workin ...
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Compliance Manager
1 week ago
Arthur London, United Kingdom**Job Title**: Compliance Manager · **Salary**: £70,000 - £80,000 · **Location**: City of London · As the Compliance Manager, you will utilise your senior compliance experience in insurance to manage the international broker function, ensuring: · - All brokers are approved in lin ...
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Compliance Manager
3 weeks ago
Avencia Consulting London, United Kingdom**About us** · Avencia Consulting are currently recruiting on behalf of a leading Specialty Insurer based in the City, who are looking to hire a Compliance Manager to join. · The Company currently writes lines of business including; specialty insurance: aviation & aerospace, ener ...
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Compliance Manager
3 weeks ago
eFinancialCareers London, United KingdomExciting opportunity to be a member of a business-aligned compliance team instrumental in supporting Macquarie Capital, private business for EMEA. The role is business aligned and you will have responsibility for oversight and execution of compliance monitoringcoupled with transa ...
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Compliance Manager
3 weeks ago
eFinancialCareers London, United KingdomWho we're looking for · We are looking for a Compliance Manager who will be reporting into the Head of Global Investments and Product Compliance · About Schroders · We're a global investment manager. We help institutions, intermediaries and individuals around the world invest mon ...
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Compliance Manager
1 week ago
Venn Group London, United KingdomVenn Group are working with a specialist Recruitment Consultancy to recruit for a Compliance Manager. This is a dynamic and versatile role and the postholder will have the opportunity to oversee the compliance and audit functions across all temporary andpermanent healthcare place ...
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Compliance Manager
3 weeks ago
eFinancialCareers London, United KingdomOur client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. · Reporting into the Chief Compliance Officer, the Compliance Manager will b ...
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Compliance Manager
3 weeks ago
eFinancialCareers London, United KingdomResponsibilites: · To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, execution only investment business, COBS 10 appropriateness assessments, training and competence, GDPR, MiFID2 and DISP. · - Remain up ...
Risk and Compliance Manager, UK - London, United Kingdom - HSBC
Description
About Zing
Zing is a brand new fintech built to make international money worry-free for anyone who sends, spends, or converts international currencies. Zing has been developed within the HSBC Group to work for anyone, even if they don't have a HSBC account. Zing is a separate brand and product so we can be an agile fintech whilst getting the benefits of having one of the world's biggest international banks as a parent.
Zing has recently launched in the UK and has ambitious plans to scale both within the UK and internationally at pace. For more details about Zing, please visit .
We have an exciting roadmap and are looking for an experienced Risk & Compliance Manager based in London to join us on our journey. This role will support the oversight of risk and compliance across all of the UK business.You'll manage the risk outcomes associated with the business and be responsible for ensuring the underlying controls adhere to business risk appetite.The end-to-end accountability covers the whole risk taxonomy including operational, regulatory compliance, people, legal, resilience and data, financial crime, cross-border activity, reputation and brand risk as well as financial controls and financial exposure.
If you're looking for a career that will help you stand out, join Zing by HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, Zing by HSBC offers opportunities, support and rewards that will take you further.
Your responsibilities will include:
Governance
Supporting the MLRO to understand key risks and compliance matters across the UK, including through advice on new products, businesses and technologies, and any changes to regulations.
Establishing and maintaining effective arrangements to ensure that risks are being effectively managed to the new venture's expectations, providing adequate information to the new venture, and ensuring that the data used by the new venture to assess its risks are fit for purpose.
Risk Stewardship
·Ensuring business adherence to all relevant policies and procedures, keeping appropriate records and, where appropriate, by the timely implementation of internal and external audit points, including issues raised by external regulators.
·Providing the new venture with expert knowledge and an aggregated assessment of all the risks faced by the business.
·Responsible for ensuring risk processes operate effectively in each area of the new venture via ongoing monitoring and formal reviews.
·Ensuring consideration and communication of risk adequately articulates both conduct risks for customers and financial risks for the business, and that operational risk management focuses on customer outcomes and end to end delivery for customers.
RequirementsThe ideal candidate for this role will have:
·Experience in compliance and/or a professional background (legal, risk, audit, consulting) or with regulatory bodies.
·Strong academic background, with advanced critical thinking and reasoning skills.
·Demonstrated ability to work collaboratively and a self-starter able to work off own initiative.
·Proven leadership skills in a changing environment – including successful experience of implementing new risk management arrangements and the ability to work with ambiguity.
·Experience dealing with regulatory bodies at a senior level.
·Experience working with digital only businesses and fintechs, with ability to balance establishment of compliant risk environment, with seamless customer experience, competitive with fintechs.
Even better is you have:
·Anti-money laundering and/or compliance related qualification ( International Compliance Association ("ICA") or Association of Certified Anti-Money Laundering Specialists ("ACAMS"))
This is a hybrid role based in 8 Canada Square, London.