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Compliance Officer
4 days ago
Vontobel London, United KingdomYour opportunity · **Primary Responsibilities**: · - Perform monthly compliance monitoring to assess the adequacy of the Firm's compliance with applicable regulations · - Assist with the review of client communications, including financial promotions and cross border distribution ...
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Compliance Officer Compliance
2 weeks ago
United Trust Bank London, United Kingdom**Responsibilities** · - Maintain and execute the Compliance Monitoring Plan, by conducting thematic and area specific reviews against KPI's; provide output in the form of written reports, suggesting severity of issue/s found, remedial actions, timescales and monitoring for closu ...
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Compliance Officer
3 weeks ago
Hudson Belgium United KingdomSecteur industriel - Environnement régulé - FR/UK · Vous rapportez auDirecteur Département Juridique et Secrétaire Général du Groupe. Vous renforcez ainsi l'équipe juridique et conformité constituée d'une dizaine de collaborateurs. Vous êtes basé à Herstal. · Fonction · Vous i ...
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Compliance Officer
3 weeks ago
Harrison Holgate London, United KingdomA brand new Compliance Officer position (12 Month FTC) is available with a market leading Lloyd's Market Insurance specialist · **Compliance Officer (12 Month FTC)** · **London/Hybrid** · **Leading Lloyd's Business** · **Salary - Up to £ Bonus + Excellent benefits** · Acting as p ...
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Compliance Officer
1 week ago
eFinancialCareers London, United Kingdom**ROLE OVERVIEW** · In the role of Compliance Officer - Generalist in the London Office, the employee will report to the firm's Director of Compliance in London and work closely with the firm's global Compliance staff. The position will assist the firm's Director of Complianceand ...
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Compliance Officer
2 weeks ago
Société Générale London, United Kingdom**Responsibilities**: · **Description of the Business Line or Department** · The Compliance and Financial Crime Team (CPLE) is a key 2LOD control function within SG Kleinwort Hambros. CPLE comprises the Regulatory Compliance team, UK Financial Crime team and local offshore Compli ...
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Compliance Officer
3 weeks ago
The Independent Parliamentary Standards Authority London, United KingdomThe Compliance Officer for IPSA was established as part of the reforms to the regulation of MPs' business costs under the Parliamentary Standards Act 2009 as amended by the Constitutional Reform and Governance Act 2010. As an office holder appointed understatute, the Compliance O ...
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Compliance Officer
2 weeks ago
Arthur London, United KingdomArthur is delighted to be partnered with a Lloyd's syndicate looking to enhance their Compliance operations by adding a Compliance Officer to their team. · Acting as part of a centralised Compliance function, the Compliance Officer will provide a range of compliance support for c ...
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Compliance Officer
3 weeks ago
Glencore London, United Kingdom**Job highlights** · - Full time · - London, Greater London, United Kingdom · - Compliance · **Job ID** · - R **Closing date** · - 28/06/2024**Last Updated** · - 10/05/2024*** · **Summary** · The role of the Compliance Officer will be split across Glencore's Oil Marketing and Ass ...
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Compliance Officer
3 weeks ago
GCB Recruitment London, United Kingdom**The successful Compliance Officer will be offered**: · - £45,000 - £60,000 (Pro-Rated for Part-Time) · - Great progression opportunities · - Competitive benefits package · **To be considered for the Compliance Officer role you must have**: · - Minimum 5 years' experience in ass ...
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Compliance Officer
2 weeks ago
FE fundinfo London, United KingdomFE fundinfo is a global leader in investment fund data and technology. We are proud of our vast, diverse, and highly skilled team, who help to make our industry Better Connected and Better Informed. We are currently recruiting for a Compliance Officer to join our team in London ( ...
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Compliance Officer
2 weeks ago
Ortus PSR London, United KingdomA distinguished boutique firm specialising in investment, security, and wealth management services is looking to hire a Compliance Officer in London. With a commitment to excellence, integrity, and personalised client relationships, they have built a reputation for delivering exc ...
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Compliance Officer
1 week ago
Artemis Recruitment Consultants Ltd London, United KingdomFinancial Services · London · 04/01/2023 · Type of Position: Compliance Officer · Pay: £50k - £60k · **Compliance Officer - London**: · We are working with an IFA firm based in London looking for a Compliance Officer to join their team. This is a permanent position with hybrid wo ...
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Compliance Officer
2 weeks ago
Riley Personnel London, United KingdomJoin the Riley Personnel Team as a Recruitment Compliance Officer & Administrator · Are you looking for an exciting opportunity in the education recruitment sector? Look no further than Riley Personnel We are currently seeking a proactive and passionate individual to fill the rol ...
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Compliance Officer
1 week ago
No1 Legal and Professional London, United Kingdom**Co mpliance Officer** · - Really good opportunity to work at a Real Estate fund management firm based in London W1 with a fund circa £4bn. · - Office based role. · **Compliance Officer** · - Role supports the Senior Operations & Compliance Manager · **Compliance Officer** · - D ...
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Compliance Officer
3 weeks ago
INTERIM PROFESSIONALS LIMITED London, United Kingdom**Operations & Compliance Officer** · Interim Professionals is a specialist recruitment consultancy recruiting senior interim managers to the Healthcare market. We are a successful, growing business with a respected reputation and a very positive, collaborative and success driven ...
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Compliance Officer
3 weeks ago
Wise May London, United Kingdom**Wise May are looking for a Compliance Officer to join a lovely insurance team based in Central London.** · **Duties to include**: · - Ownership of the delegated underwriting agreements · - Monitor and advise the Business on all relevant compliance developments impacting on the ...
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Compliance Officer
2 weeks ago
Certus Sales Recruitment Greater London, United Kingdom**Compliance Officer - Cloud Technology** · **London / Norwich - Hybrid** · **40-45k Base + Executive Benefits** · Our client's award-winning hybrid cloud connectivity platform provides the link between traditional networking infrastructure and cloud services. This trailblazing c ...
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Compliance Officer
1 week ago
ITI Capital Limited London, United KingdomITI Capital Limited is a financial technology business focusing on global brokerage, asset management, fintech investments & technology transfer globally. It is authorized and regulated by the FCA. · The Head office is in the City of London - UK · **Compliance Advisory** · - Prov ...
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Compliance Officer
3 weeks ago
iProov London, United KingdomCompliance (Projects) Officer · If you'd like to make the online world a safer place, come and join us. · **About iProov**: · iProov is the world leader in face biometric verification. We establish trust in remote users and deliver effortless, customer centric, device independent ...
Compliance Officer - London, United Kingdom - Eames Consulting
Description
I am working with an important name in the investment management market who have often been seen as the market leader in their space.
They are looking for a senior compliance hire to join the London based team.This person ideally would have extensive experience in core compliance tasks and particular PA Dealing.
Key Skills:
8+ years of Compliance experienceRegulatory knowledge with regard to OBI's & PA dealingAbility to face off with senior stakeholders and investment teamsExcellent communication skills