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    Regulatory Consultant - Bristol, United Kingdom - Clayton Davies

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    Job Description:
    A highly respected Financial Advisory firm is looking for a T&C Manager to join the business. You will support their Financial Advisers on all aspects of training and competency.

    The role will involve taking responsibility for the followingManaging induction and supervision of new entrantsDeliver new entrant training and other training interventions as requiredProvision of technical, supervisory and compliance support to new and existing advisersEnsure IFAs undertake appropriate levels of CPD tailored to learning needs and which meets minimum regulatory requirementsCollating data and recording results on the system, identification, and reporting of trends by the adviser or firm levelProviding appropriate feedback both written and verbal to individual advisersLiaison with colleagues within the firm across the training and competency functions where necessaryInvestigate areas of underperformance, report findings and recommended remedial action Key Requirements:

    A background in financial services training and competence, ideally 5 years plusLevel 4 Diploma qualified, preferably with AF6/J07 or working towards this or an equivalent qualificationPrevious experience in a Field Supervisor role.



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