Senior Compliance Advisory - London, United Kingdom - Bruin

Compliance Advisory

1 hour ago

**Compliance Advisory** · *** · **Business Area: Group General Counsel** · *** · **Place of Work: London** · *** · **Contract Type: Permanent** · *** · **When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop yo ...

Compliance Advisory

1 week ago

Responsibilities: · - Conduct compliance risk assessments and develop appropriate mitigation strategies · - Monitor and implement regulatory changes and ensure our firm remains in compliance with all relevant laws and regulations · - Provide compliance advice and training to busi ...

Senior Compliance Advisory

1 hour ago

At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collabora ...

Compliance Advisory Officer

5 days ago

Responsibilities below: · - Review/audit/investigation requests from Exchanges and Regulators · - Research in relation to keeping up to date on financial regulatory developments · - Monitoring and problem solving with regards to MiFIR transaction reporting · - Monitoring and prob ...

Compliance Advisory Associate

1 week ago

Job Description · The TP ICAP Group is a world leading provider of market infrastructure. · Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovativ ...

Compliance Advisory Officer

1 hour ago

Hampshire Trust Bank is a specialist bank, staffed by experts focused on helping UK businesses realise their ambitions. Our dedicated Asset Finance, Development Finance, Wholesale Finance and Specialist Mortgages divisions ensure that businesses receive the outstanding service, l ...

Compliance Advisory Officer

5 days ago

**Compliance Advisory Officer** · Perm Role · Financial Services · London · Date: 11/05/2023 · Start Date: ASAP · We are currently recruiting for a Compliance Advisory Officer on behalf of our financial services client. This role is ideal for someone with good working knowledge o ...

Head of Advisory Compliance

5 days ago

Our client, an Asset Manager, is looking for an experienced Head of Advisory Compliance to join their growing team. Reporting to the Head of Compliance and with oversight for a small team, you will have broad compliance advisory responsibilities across allof the business. Duties ...

Compliance Advisory Manager

5 days ago

Key responsibilities: · - Advising the business on policies and procedures · - Financial promotion sign-off (including associated monitoring controls) · - Compliance related funds work related to in-scope jurisdictions eg Prospectus reviews, due diligence questionnaires, due dili ...

Compliance Advisory Officer

1 hour ago

**THE COMPANY**: · Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. · **THE RESPONSIBILITIES**: ...

Compliance Advisory Associate

2 days ago

Job Description · Compliance Advisory Associate - future opportunities · TP ICAP Group Overview: · The TP ICAP Group is a world leading provider of market infrastructure. · Our purpose is to provide clients with access to global financial and commodities markets, improving price ...

Compliance Advisory Associate

1 week ago

Company Description · IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. · **Job Description**: · **Res ...

Regulatory Compliance Advisory

2 days ago

Regulatory Compliance Advisory - Supervision Hub · Location · London (Stratford) · Salary · National ranging £65,200 - £77,000 and London from £67,900 - £80,000 · The Role · The role is one of technical leadership for the largest supervisory department in the FCA. Our 160 supervi ...

Compliance - Payments Advisory

1 hour ago

Responsibilities-- Advise first line payments and investments businesses on applicable regulation · - Act as SME on UK and EU regulation applicable to individuals and corporates · - Take the lead on identifying analysing and implementing regulatory change · - Advise the business ...

Compliance Advisory Manager

5 days ago

**Responsibilities**: · - Provide compliance advice & guidance in relation to regulatory requirements. · - Create and maintain policies and procedures in line with regulatory changes. · - Maintain strong compliance culture across the business, dealing with a range of business are ...

Compliance Advisory Associate

1 week ago

Great opportunity to join this growing compliance function. · Working as part of an established governance team this role with support the delivery of Compliance team's annual plan, including internal assessment and assurance activities to provide comfort to the boards. This role ...

Vp Compliance Advisory

5 days ago

Job Summary · - City of London · - Permanent · - JN · - Jan 11, 2023 · - £110k - £115k · **Job Description**: · Our client a leading London based Investment Bank who are looking to expand their compliance team and this is an exciting team to join · - Work as part of an integrate ...

Compliance Advisory Vp

1 week ago

Provide independent advice, oversight and challenge of risk management practices across FX Sales and Trading within the Markets & Securities Services businesses, and/or jurisdictions within the second line of defence to obtain reasonable assurance thatthey are operating in line w ...

Compliance Advisory Manager Uk

4 days ago

**Compliance Advisory Manager UK / EMEA** · **City of London** · **Permanent** · **£70,000 - £80,000** · cer Financial are working alongside a Investment Management Firm, who are looking for a Compliance Advisory Manager to join them on a permanent basis. · **The Responsibilities ...

Financial Markets Compliance Advisory

1 hour ago

FINANCIAL MARKETS COMPLIANCE ADVISORY - AVP (JOB NUMBER: 25795) · **BNP Paribas is a leading bank in Europe with an international reach. It has a presence in 73 countries, with more than 196,000 employees, including around 149,000 in Europe. The Group has key positions in its thr ...