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    Senior Regulatory Officer - London, United Kingdom - Bruin

    Bruin
    Bruin London, United Kingdom

    2 days ago

    Default job background
    Description

    Leading Global Trading Platform seeking a Senior Risk Officer to join their team, based initially in London with the view to moving to continental Europe within 12/18 months.

    Embed the firm's Enterprise-wide Risk and Resiliency Framework across EMEA & APAC


    • RCSAs, Group Risk Appetite , KRIs, deep-dive risk analysis
    • Change and Project Risk Management
    • Devise and circulate risk policies and procedures; develop risk management controls

    Resilience analysis:
    Embed the Incident Management Process (Training and awareness, 2LOD support during incidents
    Regulatory Response


    • Close involvement in responding to regulatory exams (eg DORA) where the subject matter impacts the Risk Function or otherwise requires the expertise or knowledge of the Risk Function
    • Lead the RTS7 risk assessment of the UK and EU MTFs
    • Attending meetings, calls and representing the firm opposite the AFM and ESMA on all matters from a Risk perspective.
    • Ensuring (in close cooperation with the Dutch boards, and the legal and compliance teams) quality and validation of materials to be shared with the regulator or provided to the Dutch boards where relevant to Risk
    Corporate risk monitoring, reporting and governance


    • Monitor, manage and assess risks. Create and present reporting for Local and Global Executive and Boards
    • Ensure alignment of risk processes with evolving EU regulations
    • Ensure governance is aligned to local regulatory requirements and seamlessly integrated into Enterprise Risk and Resilience Framework
    Work with the Global Risk Team on global projects
    Support the ongoing enhancement of the Global Enterprise Risk and Resilience Framework

    10 + years experience in Risk Management. EU risk/regulatory experience including reporting


    • Dutch, French, German language helpful, not essential.
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