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    Compliance Monitoring Associate - London, United Kingdom - Rev & Regs

    Rev & Regs
    Rev & Regs London, United Kingdom

    1 week ago

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    Description

    Job Description

    Rev & Regs are recruiting for an Compliance Monitoring Associate role on behalf of a well-established Fintech company, based in London.

    Responsibilities:

    • Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan
    • Identify any gaps or weaknesses in the Plan and propose remedial actions.
    • Assist with scoping, implementing and managing second line testing to ensure alignment with regulatory requirements and business process.
    • Discuss and Document all findings with appropriate management
    • Follow-up management's implementation of agreed compliance actions and report all outstanding actions to the Senior Compliance Manager.
    • Support the wider compliance team with ad hoc tasks as required.

    Experience Required:

    • 2-3 Years Compliance Monitoring experience within Financial Services
    • Strong understanding of the FCA rules and regulations
    • Strong documentation skills
    • Ability to access and prioritise workloads whilst ensuring goals are achieved within allocated time frames;

    Location: London

    Start: ASAP

    If you are interested, please apply today - /

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