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    Performance and Planning Director - England, United Kingdom - First Citizens Bank

    First Citizens Bank
    First Citizens Bank England, United Kingdom

    1 week ago

    Default job background
    Description

    Overview:
    This position is responsible for all finance functions within the Wealth Management department of the Bank.

    Oversees functions including First Citizens Investor Services Broker/Dealer and RIA, First Citizens Asset Management RIA, SVB Wealth, LLC, Private Wealth Advisory Services, Institutional Advisory Services, and the Private Client Group.

    Ensures timely financial regulatory filings with all regulatory agencies. Directs accounting, budgeting, and incentive compensation to ensure the financial accuracy and cost-effectiveness of department operations.

    Financial Oversight - Manages all financial information for the Investor Services Broker/Dealer, the FCAM RIA and SVB Wealth, LLC RIA, including the company's income statement and balance sheet.

    Prepares, approves, and submits compliant financial regulatory reports to the Financial Industry Regulatory Authority (FINRA) and the U.Financial Review - Develops and maintains systems that increase efficiencies, regulatory compliance, and accuracy in financial processes.

    Ensures correct receipt of commissions, revenue and expense accounting, preparation of incentive-based payroll, and revenue allocations to branches and affiliates.

    Business Strategy - Identifies and recommends strategies for improving the financial performance of the Wealth Management division. Provides analytical information to executive management that allows for crucial business insight. Leads projects that involve business analysis, strategic planning, and product pricing.
    Makes appropriate changes to team policies, procedures, and efficiencies in order to meet objectives. Manages the performance, training, and evaluation of assigned staff.
    Vendor Management - Oversees the relationship between Investor Services and EAI Information Systems, Inc. regarding the software system and database.


    Qualifications:
    Bachelor's Degree and 10 years of experience in Brokerage Finance (Broker/Dealer), Registered Investor Advisors (RIA)

    OR High School Diploma or GED and 14 years of experience in Brokerage Finance (Broker/Dealer), Registered Investor Advisors (RIA) License or Certification Type:
    Finance and Operations Principal Series 27, 7, 63, and 24 Required, Series 53, 65/66 Preferred Skill(s): Knowledge of accounting, securities industry rules and regulations, and computer programming logic #J-18808-Ljbffr
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