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Huddersfield

    Compliance Technical Consultant - Huddersfield, United Kingdom - Fintel

    Fintel
    Fintel Huddersfield, United Kingdom

    1 week ago

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    Description

    We're recruiting for a Compliance Technical Consultant to join our helpdesk team and support SimplyBiz members from a compliance perspective to ensure they meet compliance standards regarding FCA regulations.

    This role is based in our Huddersfield office where we operate a hybrid working model, providing a balance of home and office working.

    What you'll be doing

  • Researching and investigating queries from our Member Firms and providing robust, prompt and complete answers
  • Maintaining knowledge of regulatory requirements, industry changes and relaying this to our members in a clear, easily understood manner
  • Assisting firms with the completion of RegData by advising them how to gather data, complete and cross validate the return
  • Reviewing and providing guidance and assistance to Member Firms in relation to financial promotions, disclosure documents and stationery
  • Assisting firms with general queries regarding the Authorisation and Agency processes

    • What you need to succeed

  • Relevant financial services qualifications (e.g. Level 4 Diploma)
  • A good understanding of the UK financial services industry including directly authorised firms
  • A good working knowledge of financial products
  • Excellent customer support skills, combining customer service with technical support
  • Excellent written and verbal communication skills including a good telephone manner and confident outbound calling skills
  • Strong administration and organisational skills, with the ability to plan and prioritise work to meet deadlines
  • Capable of quickly learning new information and explaining it to others
  • Collaborative problem solving, involving liaison with other internal departments
  • Ability to build relationships with both internal and external contacts
  • Open to obtaining additional qualifications up to Chartered status

    • Nice to haves

  • Tax and trust qualification or equivalent experience in dealing with queries of this nature
  • Discretionary fund management qualification or equivalent experience of dealing with queries of this nature

    • Fintel plc and all the businesses within it adopt a zero-tolerance approach to discrimination on any of the protected grounds in the Equality Act 2010.

    We are committed to providing equal opportunities to all current and prospective employees regardless of age, disability, sex, sexual orientation, pregnancy and maternity, race or ethnicity, religion or belief, gender identity, or marriage and civil partnership.

    We aspire to have a diverse workforce because, in our view, diversity enables better business outcomes. We also believe that a more inclusive workplace, where people of different backgrounds work together, ensures better outcomes for all staff. From application to interview, we place inclusion at the heart of all we do.

    For these reasons we strongly encourage suitably qualified applicants from a wide range of backgrounds.

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