- Driving forward specific deliverables including reporting and communications to support the effective running of the business with awareness and control of risks.
- Representing the Competence and Oversight function in meetings where required to identify and discuss impacts of trends, actively influencing the delivery of ongoing strategic change to ensure the business can continually improve.
- Compliance input and sign off of template suitability reports and documents, training presentations and processes.
- Complaints and Remediation liaison and trend tracking to identify training needs or process improvements.
- Providing clarity and updates to the Head of Competence and Oversight to ensure consistent understanding of risks, issues, and progress towards milestones.
- Communication of regulatory and QFP requirements updates to all on a monthly basis.
- Engagement around complex cases to give regulatory and client experience perspective.
- Work with Quilter Financial Planning to ensure that all risk/compliance issues are appropriately documented and communicated.
- Co-ordinate and prepare reports and presentations for QPCA forums other senior stakeholders.
-
Investment Oversight Manager
3 weeks ago
Clayton Davies Ltd Birmingham, United Kingdom Full timeWe are working with a successful Investment Management firm who are looking for an Investment Oversight Manager to join the business. · The Investment Oversight Manager has a high level of autonomy over BAU processes and is responsible for driving change and continual improvement ...
-
Investment Oversight Manager
3 weeks ago
Clayton Davies Birmingham, United KingdomJob Description · We are working with a successful Investment Management firm who are looking for an Investment Oversight Manager to join the business. · The Investment Oversight Manager has a high level of autonomy over BAU processes and is responsible for driving change and co ...
-
IATF Oversight Development Manager
2 weeks ago
Allen & York Birmingham, United Kingdom· Allen & York are delighted to be working with the largest trade association for the automotive sector who are looking for an IATF Oversight Development Manager to join the Team to ensure smooth management and improvement of the IATF Certification Scheme. This is a critical rol ...
-
Senior Credit Risk Manager- Oversight
1 week ago
MERJE Ltd Coventry, United KingdomRemote · An exciting opportunity to join a well recognised business as a Senior Credit Risk Oversight Manager. You will lead independent 2nd line oversight of the Retail Credit Risk exposures and related activities and present recommendations and feedback to SeniorManagement and/ ...
-
Senior Manager
2 weeks ago
MERJE Ltd Birmingham, United KingdomThis UK Bank requires a strong Risk individual to Educate and influence COO leadership, management and suppliers on key Risk events and incident rapid response, evaluation, and resolution. · **Key Responsibilities**: · - For risk events lead and for IT incidents oversight and cha ...
-
Head of Compliance
1 week ago
Kind Consultancy Ltd Birmingham, United KingdomKind Consultancy is working with a long-standing and highly respected Insurance business which is currently seeking a Head of Compliance to join their offices in the Birmingham area in a 12-month fixed-term contract in a predominantly remote role. · Reporting to the Executive Hea ...
-
Head of Financial Reporting
1 week ago
Counted Recruitment Birmingham, United KingdomCounted recruitment are currently recruiting a **Head of Financial Reporting** for a great **Service**business based in **Birmingham.**The role will be a mix of overseeing reporting functions, team management, process improvement, financial control and FP&A. · Main duties of this ...
-
Finance Director
2 weeks ago
SF Recruitment (Birmingham) Birmingham, United Kingdom Full timeSF Recruitment are supporting a fantastic charity in the recruitment of a Finance Director. Reporting directly into the CEO, the FD will provide strategic financial leadership through strategic planning and robust reporting to ensure financial sustainability and facilitate growth ...
-
Lloyds Banking Group Birmingham, United KingdomEnd Date · Wednesday 30 August 2023 · Salary Range · £109,285 - £128,570 · Agile Working Options · Hybrid Working · Job Description Summary · See below · **Job Description**: · Job title: Head of COO Oversight · SALARY: · LOCATION(S): Birmingham, Edinburgh, Halifax, Leeds · HOURS ...
-
Risk Analyst
3 weeks ago
Kind Consultancy Ltd Birmingham, United KingdomKind Consultancy is working with a long-standing insurance business which is currently seeking a Risk Officer to join their offices in Birmingham in a permanent, full-time role paying circa £32,000. · Reporting to the Risk Manager, the Risk Officer's responsibilities will include ...
-
Shared Services
1 week ago
Churchill Howard Birmingham, United Kingdom**Job Title**:Shared Services - Head of Accounting · **Location**: Birmingham · **Job Reference**:TS1324023 · **Type**:Permanent · **Salary**:£80,000pa · **Summary**: · Churchill Howard is recruiting for a Head of Accounting within shared services to join a well-established and g ...
-
Team Leader
1 week ago
BID Services Birmingham, United Kingdom**Location**:Birmingham · **Type**: 37 hrs per week · **Salary**: £26,646 per annum · **Contract**: Permanent · **Interview date**:TBC · **As part of the Team Leader role you will**: · - Responsibility to support the employment manager with overseeing the development and delivery ...
-
Intragroup / Third Party Risk Specialist
3 weeks ago
MERJE Ltd Birmingham, United KingdomRole Overview · Financial services business, located in the West Midlands, are looking to hire an experienced IntraGroup / Vendor Risk specialist to join a small but established team. The role holder will ensure compliance to the IntraGroup Outsourcing framework and thePRA rules ...
-
HR Officer
2 weeks ago
Clover HR Birmingham, United KingdomJob Advert · Our client are a Housing organisation based in Birmingham. They are looking for an experienced HR Officer to cover maternity leave for a year. The purpose of the role is to support the HR Manager with all tasks and duties for the organisation. These include: · Payrol ...
-
Part Qualified Management Accountant
2 weeks ago
Trinity House Group Birmingham, United KingdomTrinity House Group are excited to be supporting a fantastic venture capital backed business based in Birmingham City Centre. The role reports to the Finance Director, initially with two direct reports. · This is a key role in managing the Finance Department and working closely w ...
-
Finance Manager
3 weeks ago
Page Personnel Finance Birmingham, United KingdomThis post holder will be the lead professional for day to day school finance assisting the Director of Finance and Operations with day to day management of all school finance, including revenue collection and the recording, reporting and analysis of allincome and expenditure, inc ...
-
Collateral Associate
2 weeks ago
Phoenix Group Birmingham, United KingdomCollateral Analyst, Middle Office - AM · **Salary and Benefits**:Competitive + bonus, private medical insurance, excellent pension scheme, electric vehicle team, 38 days holiday (incl. Bank Holidays) and plenty more work perks and benefits · **Job Type**:Permanent · **Location an ...
-
Bid Coordinator
3 weeks ago
Mitie Birmingham, United Kingdom**Job Overview**: · Reporting to the Bid Administration Manager, the Bid Coordinator will be responsible for administration associated with bid and sales processes, and for the completion of PQQ, RFI and basic ITT documents. In a consistently busy and deadline-driven function, it ...
-
Consultant in Health Protection
2 weeks ago
UK Health Security Agency Birmingham, United KingdomThis is a senior role within the health protection team and provides leadership, management and oversight of the health protection function, including the response to incidents and outbreaks and responsibility for the day to day operational delivery. · The post holder will play a ...
-
Programme Planner
3 weeks ago
Phoenix Group Birmingham, United KingdomOn target bonus 16% up to 32%, 38 Days Holiday, Pension+ Flexible Benefits · At Phoenix Group we're passionate about helping people achieve a more secure and sustainable future. With circa 14 million policies, we make a difference to the lives of millions of people as the UK's la ...
Competence and Oversight Manager - Birmingham, United Kingdom - Quilter
Description
Fixed Term Contract Duration - 6 MonthsWhat the Hiring Manager says
This is an important interim role, working closely with the Head of Competence and Oversight, Advice, and the leadership team within the Private Client Advisor (QPCA) business. and across the Wealth Management Division. You will be analytical, considered and action orientated in your approach to ensuring appropriate compliance oversight is in place. This is a great development opportunity for the right candidateAbout the Role
Level : 4
Department: Quilter Private Client Advisers (t/a Quilter Cheviot Financial Planning) – Wealth Management
Location : London, Birmingham, Exeter, Leeds, Chester, Carlisle
Contract type : FTC 6 months
Proactively managing the regular tasks for the Competence and Oversight team for a fixed period while the head of is linked to project work. These tasks are compliance and oversight based to ensure QPCA continues to comply with all regulatory requirements as well as Quilter Group requirements and to monitor trends and solutions as needs arise.
About You
Applications from people with diverse backgrounds enables our inclusive organisation to thrive. If you feel you don't match our job description exactly, why not take a chance on yourself and apply? You could be exactly what this role needs.
To be successful in this role you will have demonstrable experience of operating in a financial services and/or wealth management environment with a good understanding of regulatory requirements, and compliance. Ideally you will possess advice business experience.
You can operate with high level of accuracy, attention to detail, ability to perform under pressure whilst also balancing multiple competing priorities and adapt to incoming demands.
You are naturally able to easily identify and solve problems, analysing and implementing the best solutions.
You can navigate ambiguous, complex environments and ensure understanding of messages through clear and concise communication.
You are a self-starter with a strong work ethic and the ability to work within a team or independently (depending on the nature of the activity) with credibility, professionalism, and strong personal integrity to represent the Wealth Management brand(s).
#LI-VS1 #QCFP #QC
Core Benefits
Holiday: 26 days
Quilter Incentive Scheme: All employees are eligible to participate in our incentive scheme, based on the company's performance and their contribution to it
Pension Scheme: 10% non-contributory company pension scheme that can be boosted through personal contributions
Benefit Allowance: A cash benefit allowance is payable in lieu of some of our core benefits.
In addition to our core benefits we offer a range of flexible benefits that you can choose from and pay for conveniently via a salary deduction.