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    Senior Regulatory Executive, Regulatory Affairs - London, United Kingdom - Deriv

    Deriv
    Deriv London, United Kingdom

    2 weeks ago

    Default job background
    Description
    As a Senior Regulatory Compliance Executive at Deriv, you'll be at the forefront of our compliance efforts.

    You'll join a dedicated regulatory team in the Group's compliance department, which looks after multiple aspects related to financial and banking regulation.

    Your particular focus will be on investment services regulation surrounding CFDs.

    In a dynamic environment with growing regulatory challenges,product and process innovations, you'll be an essential part of business units, identifying relevant regulatory changes in time and initiating necessary measures to accommodate them.

    Furthermore, your role will entail the identification of emerging compliance trends and evaluating the need for enhanced compliance engagement in specific areas.

    Your task will involve effectively managing risks associated with non-compliance.

    Ready to take the lead and shape our compliance future at Deriv? Note:
    While this role operates within the compliance department, your responsibilities do not encompass anti-money laundering (AML)-related tasks.)
    Monitor regulatory developments at the international, EU, and countries where the Group companies operate or plan to operate.
    Analyse new regulatory requirements with a particular focus on investment services regulation.
    Create, maintain, and implement compliance-related policies, conduct internal compliance reviews, and perform legislative gap analysis.
    Execute the compliance monitoring programmes in a timely manner.

    Support the implementation and monitoring of internal controls to ensure compliance with regulatory requirements and facilitate internal and external audits.

    Prepare management presentations and communication on regulatory developments and potential challenges to management and affected business areas.
    Submit regulatory reports mainly related to CRS, FATCA, MiFIR, and EMIR.
    Collaborate in reviewing and assessing compliance business risk assessments.
    5+ years of experience in regulatory compliance, audit, or risk function
    ~ Undergraduate degree in legal, compliance, or related fields
    ~ Ability to manage multiple projects with tight deadlines
    ~ Excellent spoken and written English communication skills

    Work experience in a fintech organisation
    Experience in European regulatory compliance projects
    Competitive salary
    Annual performance bonus
    Health benefits include private medical insurance, death service benefits, health screening, dental, and vision allowance
    Training and educational resources
    Hybrid working environment (onsite+remote)
    Team-building and bonding activities
    Competitive annual leave
    Maternity & Paternity leave
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