- Provide input and recommendations to the Head of Compliance, or Compliance Manager in relation to the compliance strategy, compliance framework and monitoring plan for the Bank, including in relation to key risks and future potential challenges.
- Collation and validation of MI to inform compliance reporting to Bank committees and senior management in relation to regulatory risk.
- Review, investigate and provide support and guidance on referrals to the Compliance Team such as in relation to financial promotions, customer communications and dependent upon role, PEP escalations, Conflicts of Interest, Gifts and Entertainment and Suspicious Activity Reports.
- Undertake horizon scanning of new regulatory impacts on the Bank, reporting MI as required. Liaising with affected business areas as required to ensure key changes and risks are understood and mitigated.
- Assist in ensuring the Bank remains fully compliant in discharging its AML obligations and to identify any instances of financial crime, fraud, bribery and corruption, or conflicts of interest.
- Advise the business on proposed activities and the regulatory impact from a financial crime perspective, liaising with the DMLRO, to escalate issues identified.
- Advanced understanding of home purchase plan products (inc. Secured financing), and unregulated home finance business.
- Risk awareness of issues identified for escalation, proposing resolutions.
- Regulatory standards awareness
- Strong business report writing and presentation skills.
- 25 days holiday entitlement increasing with service
- Pension Plan
- Private Medical Insurance
- Dental Cover
- Income Protection
- Life Assurance
- Employee Referral Bonus
-
Compliance Officer
Found in: Appcast UK C C2 - 4 days ago
Gatehouse Bank plc Milton Keynes, United KingdomCompliance Officer (FTC) · Gatehouse Bank plc · FTC – 6 months · London – Milton Keynes – Wilmslow · Role purpose · This is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by providing appropriate com ...
-
Compliance Officer
Found in: Ziprecruiter UK C2 - 16 hours ago
Gatehouse Bank plc Milton Keynes, United KingdomJob Description · Compliance Officer (FTC) · Gatehouse Bank plc · FTC – 6 months · London – Milton Keynes – Wilmslow · Role purpose · This is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by providi ...
-
Compliance Officer
Found in: Jooble UK O C2 - 4 days ago
Gatehouse Bank plc Milton Keynes, Buckinghamshire, United KingdomCompliance Officer (FTC) · Gatehouse Bank plc · FTC – 6 months · London – Milton Keynes – Wilmslow · Role purpose · This is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by providing appropriate ...
-
Compliance Officer
Found in: Jooble UK O L C2 - 5 days ago
Gatehouse Bank plc Milton Keynes, Buckinghamshire, United KingdomCompliance Officer (FTC)Gatehouse Bank plcFTC – 6 monthsLondon – Milton Keynes – WilmslowRole purposeThis is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by providing appropriate compliance oversig ...
-
Compliance Officer
Found in: beBee S2 UK - 2 days ago
The Curve Group Milton Keynes, United Kingdom Full timeCompliance Officer (FTC)FTC - 6 months · London - Milton Keynes - Wilmslow · Role purposeThis is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by providing appropriate compliance oversight over the ...
-
Quality and Compliance Officer
Found in: Click to Hired UK C2 - 1 day ago
Service Care Solutions Milton Keynes, United Kingdom Temporary, Full timeQuality and Compliance Officer · Service care Solution are currently recruiting for a Quality and Compliance Officer in Childrens Services, with Milton Keynes Council. · The Children's Quality and Compliance Officer will ensure that all services are in compliance with relevant re ...
-
Senior Compliance Officer
Found in: Jooble UK O L C2 - 5 days ago
Gatehouse Bank plc Milton Keynes, Buckinghamshire, United KingdomCompliance Officer (FTC)Gatehouse Bank plcFTC - 6 monthsLondon - Milton Keynes - WilmslowRole purposeThis is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by providing appropriate compliance oversig ...
-
Childrens's Quality and Compliance Officers
Found in: Click to Hired UK C2 - 14 hours ago
Opus People Solutions Ltd Milton Keynes, United Kingdom Temporary, Full timeOpus People Solutions on behalf of Milton Keynes Council have opportunities in their Children's Service for Quality and Compliance Officers to undertake reviews of the Services commissioned by the authority. · The role will be based Tuesday at Civic Offices with four days per wee ...
-
Children's Quality and Compliance Officers
Found in: Click to Hired UK C2 - 1 day ago
Novax Recruitment Ltd Milton Keynes, United Kingdom Contract, Full timeJob Title: Children's Quality and Compliance Officer · Location: Milton Keynes - Hybrid · Pay Rate: £23 Umbrella P/H · Job Type: Full Time Contract · The Role · Undertake quality assurance reviews of children's services commissioned to make sure best value for money is delivere ...
-
Compliance Quality Assurance Officer
Found in: Jooble UK O C2 - 23 hours ago
Belmont Recruitment Milton Keynes, Buckinghamshire, United KingdomBelmont Recruitment are working with Milton Keynes Council to recruit for a Children's Quality and Compliance Officer. This is a 3 to 6 month contract with the view to extend. · Undertake quality assurance reviews of children's services commissioned to make sure best value for mo ...
-
Compliance and Quality Assurance Officer
Found in: Jooble UK O C2 - 1 day ago
Novax Recruitment Ltd Milton Keynes, Buckinghamshire, United KingdomJob Title: Children's Quality and Compliance Officer · Location: Milton Keynes - Hybrid · Job Type: Full Time Contract · Undertake quality assurance reviews of children's services commissioned to make sure best value for money is delivered and to ensure the strategic local popula ...
-
Children's Quality and Compliance Officers
Found in: Talent UK C2 - 1 day ago
Novax Recruitment Ltd Milton Keynes, United Kingdom Full timeJob Title: Children's Quality and Compliance Officer · Location: Milton Keynes - Hybrid · Pay Rate: £23 Umbrella P/H · Job Type: Full Time Contract · The Role · Undertake quality assurance reviews of children's services commissioned to make sure best value for money is delivere ...
-
Senior Compliance Officer, Financial Crime
Found in: Jooble UK O C2 - 4 days ago
Gatehouse Bank plc Milton Keynes, Buckinghamshire, United KingdomCompliance Officer (FTC) · Gatehouse Bank plc · FTC – 6 months · This is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by providing appropriate compliance oversight over the Bank's operational env ...
-
Compliance Officer
Found in: Jooble UK O C2 - 4 days ago
Cambridgeshire Constabulary Kempston, Bedfordshire, United KingdomCompliance Officer - Democratic Services - OPCC - Maternity cover · Contract Duration 1 Maternity Leave Cover · Contract Type 1 Full Time · Department 1 Office of the PCC · Please note, if this is a paid role and the role is part time then the salary quoted will be pro rata b ...
-
Compliance Officer
Found in: Jooble UK O L C2 - 6 days ago
Certsure / NICEIC Bedfordshire, United KingdomWhat we are looking for...Do you enjoy collaborating with colleagues across different areas of the business?Have you obtained the UK General Data Protection Regulation Practitioner certificate?Do you bring experience in Quality Assurance and/or Environmental Management?Are you sk ...
-
Compliance Officer
Found in: Appcast UK C C2 - 2 days ago
Certsure LLP Central Bedfordshire, United KingdomLocation: Remote, with requirement to attend our office locations in Dunstable and attend audits around the UK as and when required. · Salary: Circa £40,000 plus excellent benefits · Hours: Full time · Contract: 12 months, Fixed-term contract · More information on the hybrid work ...
-
Compliance Officer
Found in: Ziprecruiter UK C2 - 2 days ago
Certsure LLP Central Bedfordshire, United KingdomJob Description · Location: Remote, with requirement to attend our office locations in Dunstable and attend audits around the UK as and when required. · Salary: Circa £40,000 plus excellent benefits · Hours: Full time · Contract: 12 months, Fixed-term contract · More information ...
-
Compliance Officer
Found in: Click to Hired UK C2 - 14 hours ago
Heat Recruitment Ltd Aylesbury, United Kingdom Permanent, Full timeJob Title: Compliance Officer - Wealth Management · Location: Aylesbury, UK · Salary - negotiable dependent on experience · Benefits: · * 8% pension · * Group life cover · * 25 days of annual leave plus bank holidays and Christmas closure · * Opportunities for career progression ...
-
Compliance Officer
Found in: Click to Hired UK C2 - 1 day ago
Alecto Recruitment Bicester, United Kingdom Permanent, Full timeNW 29983 · Compliance Officer · £40,000 + Car allowance + Package · Bicester · Alecto Recruitment is working with a genuine market leader in the Anaerobic Digestion sector who has a portfolio of Anaerobic Digestion plants across the country and is recruiting for a Compliance Gove ...
-
Compliance Officer
Found in: Jooble UK O C2 - 6 days ago
Aylesbury Aylesbury, Buckinghamshire, United KingdomJob Title: Compliance Officer - Wealth ManagementLocation: 8% pension · ~ Group life cover · ~25 days of annual leave plus bank holidays and Christmas closure · ~ Opportunities for career progression · ~ About Us: We are representing a rapidly-growing wealth management firm d ...
Compliance Officer - Milton Keynes, Buckinghamshire, United Kingdom - Curve Group Holdings Ltd
Found in: Jooble UK O C2 - 6 days ago
Description
Compliance Officer (FTC)
FTC - 6 months
London - Milton Keynes - Wilmslow
Role purpose
This is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by providing appropriate compliance oversight over the Bank's operational environment. This will be provided through advisory support and compliance monitoring reviews.
The Compliance Officer (FTC) will be a part of a wider Compliance Team who, working closely with other Risk teams form part of the Bank's second line of defence (2LOD).
Key responsibilities
Compliance Framework/Strategy:
* Undertake compliance monitoring reviews (including sample checking and/or Thematic Reviews) to obtain assurance as to the Bank's adherence to regulatory requirements in accordance with the agreed Compliance Monitoring Plan and following the Bank's Compliance Monitoring Methodology.
Financial Crime:
Founded in 2007, they are a challenger bank that operates in accordance with Shariah principles, with offices in London, Milton Keynes and Wilmslow. They're one of the fastest growing banks of their kind in the UK.
They offer personal and corporate savings products and finance for UK residential and commercial property, in addition to sourcing and advising on UK real estate investments.
Their way of operating is stable, transparent, and shares risk and reward in an equitable way. That's why they talk about balanced banking.
Additional details
They offer a highly attractive reward package; the typical benefits include: