- Provide input and recommendations to the Head of Compliance, or Compliance Manager in relation to the compliance strategy, compliance framework and monitoring plan for the Bank, including in relation to key risks and future potential challenges.
- Collation and validation of MI to inform compliance reporting to Bank committees and senior management in relation to regulatory risk
- Review, investigate and provide support and guidance on referrals to the Compliance Team such as in relation to financial promotions, customer communications and dependent upon role, PEP escalations, Conflicts of Interest, Gifts and Entertainment and Suspicious Activity Reports.
- Undertake horizon scanning of new regulatory impacts on the Bank, reporting MI as required. Liaising with affected business areas as required to ensure key changes and risks are understood and mitigated.
- Undertake compliance monitoring reviews (including sample checking and/or Thematic Reviews) to obtain assurance as to the Bank's adherence to regulatory requirements in accordance with the agreed Compliance Monitoring Plan and following the Bank's Compliance Monitoring Methodology
- Assist in ensuring the Bank remains fully compliant in discharging its AML obligations and to identify any instances of financial crime, fraud, bribery and corruption, or conflicts of interest.
- Advise the business on proposed activities and the regulatory impact from a financial crime perspective, liaising with the DMLRO, to escalate issues identified.
- Risk awareness of issues identified for escalation, proposing resolutions.
- Regulatory standards awareness
- Strong business report writing and presentation skills.
-
Compliance Officer
1 week ago
MattBurton Associates Milton Keynes, United Kingdom**Short Description - **Compliance Officer · **Full Job Description** · With a game changer reputation in the insurance industry, this client continues to dominate awards for their Customer Service and as an Employer. They invest ridiculous amounts of time coaching and developing ...
-
Compliance Officer
1 week ago
Halo Resourcing Milton Keynes, United KingdomWe are currently recruiting for a Compliance Officer to work on a full-time basis within a hybrid role based in Milton Keynes. · Do you have experience in managing audit and compliance processes ? · Below is a brief overview of the role and requirements. · - Reviewing and designi ...
-
Compliance Officer
1 day ago
CS Cleaning (Milton Keynes) Ltd Milton Keynes, United Kingdom**Position Summary**: · The Compliance Officer (Cleaning) is responsible for ensuring that cleaning operations within CS Cleaning comply with all relevant laws, regulations, and standards. This role involves developing and implementing compliance programs, conducting audits and i ...
-
Compliance Officer
2 days ago
Wild Recruitment Milton Keynes, United KingdomGo Back · - Shortlist · - Apply · **Compliance Officer**: · **LWCOMPML_ **: · Salary Package: £ £22000 per annum · Location: Milton Keynes, England · Consultant: Lee Warren · Posted: 30/01/2023 · Description: · I am recruiting for a Compliance Officer for a well-established Recru ...
-
Compliance Officer
9 hours ago
Wild Recruitment Milton Keynes, United KingdomGo Back · - Shortlist · - Apply · **Compliance Officer**: · **LWCOMPML_ **: · Salary Package: £ £22000 per annum · Location: Milton Keynes, England · Consultant: Lee Warren · Posted: 01/02/2023 · Description: · I am recruiting for an Administrator to join our well-established cli ...
-
Compliance Officer
9 hours ago
Aspire Personnel Ltd Milton Keynes, United KingdomThe role of the Compliance Officer will be to ensure full compliance and continuous improvement of the company supply chain. This will be conducted through review and management of operational processes and through the perpetual audit of our suppliers (agencies).The compliance of ...
-
Compliance Officer
5 days ago
1st Choice Rec Milton Keynes, United Kingdom**Compliance Officer** · **Salary: £24,000 to £26,000 DOE** · **Hours: 8:30am-5:30pm, 1 hour lunch break** · **100% Office based** · Our Newport Pagnell based client is looking for someone who has worked within Compliance within a previous role, to join their family run business, ...
-
Compliance Officer
1 week ago
Frossell Recruitment Ltd Milton Keynes, United Kingdom**Compliance Officer** · Milton Keynes / Hybrid working · **Salary**: Up to £35,000 · Do you possess excellent Audit & Compliance skills? · Are you looking for career progression within a company that values its employees and provides excellent training? ...
-
Compliance Officer
2 weeks ago
Unite Medical Milton Keynes, United KingdomUnite Medical are looking for a motivated Compliance Officer to join a fast growing company specialising in Medical Recruitment. Applicants that can work three days + per week can be considered for the role. · Opportunities for career progression are available for employees who e ...
-
Compliance Officer
1 week ago
Allstaff Recruitment Agency Stony Stratford, United Kingdom**Allstaff Recruitment** are currently seeking a **Compliance Officer **based in **Stony Stratford** for a facilities management company. · - **Summary of the**_ **Compliance Officer role**_** **_ · **Salary**: up to £30,000 · **Location**: Stony Stratford · **Type of Contract**: ...
-
Junior Compliance Officer
2 weeks ago
Reed Business Support Milton Keynes, United Kingdom**Are you a graduate in compliance, business, management, law or have a substantial amount of compliance/regulations experience?** · **Looking for a fantastic opportunity within the Milton Keynes area?** · Our client, a market leader in online marketing, is on the lookout for a * ...
-
Compliance Monitoring Officer
5 days ago
Volkswagen Milton Keynes, United Kingdom**Our Compliance team works collaboratively as an independent regulatory and compliance advisory and assurance function. Their main objective is to manage regulatory and compliance risks. The team are looking for a Compliance Monitoring Officer to join and be the primary interfac ...
-
Quality and Compliance Officer
1 day ago
Milton-Keynes-Council Milton Keynes, United KingdomJob Introduction · Our Quality and Compliance Team, part of adult services commissioning, manages the quality and compliance of all the city council's social care providers. · We assess and support providers to ensure they are providing the right quality of services and are compl ...
-
Compliance Monitoring Officer
2 weeks ago
eFinancialCareers Milton Keynes, United KingdomResponsibilities: · - Promotes and encourages good culture and behaviours personally and across the Team, in line with I AM Risk. · - Identifies, assesses, manages and reports risks, taking proactive personal responsibility for 'doing the right thing' in compliance with regulator ...
-
Childrens Quality and Compliance Officer
1 week ago
Milton-Keynes-Council Milton Keynes, United KingdomJob Introduction · Our Quality and Compliance Team, part of the ASC Commissioning Team, manages the quality and compliance of all the city council's social care providers across both adults and children's services. We assess and support providers to ensure they are providing the ...
-
Facilities Compliance Officer
2 days ago
Allstaff Recruitment Agency Stony Stratford, United Kingdom**Allstaff Recruitment** are currently seeking a **Facilities Compliance Officer** based in **Stony Stratford** for a facilities management company. · - **Summary of the**_ **Facilities** **Compliance Officer role**_** **_ · **Salary**: up to £30,000 doe · **Location**: Stony Str ...
-
Compliance Officer
6 days ago
Polyformes LTD Leighton Buzzard, United KingdomCompliance Officer - member of Management Team · QMS · 1. Responsibility and authority for the QMS · 2. Maintenance of the QMS · 3. Establishing quality objectives · 4. Customer focus and product conformity · 5. Process establishment and continuous improvement. · 6. Non conformit ...
-
Compliance Officer
1 week ago
Oakfield (Easton Maudit) Ltd Yardley Hastings, United KingdomAre do you have experience in auditing, compliance within Adult Social Care. We are looking for a Compliance Officer to join our expanding team at Oakfield Community. The role is 22.5hrs a week (3 days) working across both provisions at Yardley Hastings and Easton Maudit (East No ...
-
Compliance Officer
2 days ago
Oakfield (Easton Maudit) Ltd Yardley Hastings, United KingdomTo: · - Work with the Registered Manager to oversee the recruitment of staff, arrange interviews, liaise with the deputies in each home to support with the interviews. · - Work with the office manager to ensure that all relevant information has been obtained to proceed with the r ...
-
Compliance Officer
1 week ago
London Financial Consultants Ltd Hertfordshire, United KingdomCompliance Officer Spec 1 · We are looking to recruit an experienced Compliance Officer to work from our office in Hertfordshire · As a Compliance Officer you'll play an important part in the outstanding level of service that the IFA's deliver to their clients. · This is a key ro ...
Senior Compliance Officer - Milton Keynes, Buckinghamshire, United Kingdom - Gatehouse Bank plc
Description
Compliance Officer (FTC)Gatehouse Bank plcFTC - 6 monthsLondon - Milton Keynes - WilmslowRole purposeThis is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by providing appropriate compliance oversight over the Bank's operational environment.
This will be provided through advisory support and compliance monitoring reviews.The Compliance Officer (FTC) will be a part of a wider Compliance Team who, working closely with other Risk teams form part of the Bank's second line of defence (2LOD).
Key responsibilitiesCompliance Framework/Strategy:
Advisory/Project Support:
Assurance/Compliance Monitoring:
Financial Crime:
About usFounded in 2007, we are a challenger bank that operates in accordance with Shariah principles, with offices in London, Milton Keynes and Wilmslow.
We're one of the fastest growing banks of our kind in the UK and are a subsidiary of Gatehouse Financial Group Limited.
We offer personal and corporate savings products and finance for UK residential and commercial property, in addition to sourcing and advising on UK real estate investments.
Our way of operating is stable, transparent, and shares risk and reward in an equitable way.25 days holiday entitlement increasing with service· Pension Plan· Private Medical Insurance· Dental Cover· Income Protection· Life Assurance· Employee Referral BonusGatehouse Bank is an equal opportunities employer and positively encourages applications from suitably qualified and eligible candidates regardless of sex, race, disability, age, sexual orientation, gender reassignment, religion or belief, marital status, or pregnancy and maternity.
Full details of their Privacy Policy can be viewed by using this link LevelAssociateIndustryBankingFinancial ServicesEmployment TypeFull-timeJob FunctionsQuality AssuranceSkillsReport WritingRegulatory StandardsCompliance ReportingPresentationsCompliance MonitoringRegulatory RiskIncome Protection InsurancePresentation SkillsDue Diligence