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Compliance Officer
4 days ago
Polyformes LTD Leighton Buzzard, United KingdomCompliance Officer - member of Management Team · QMS · 1. Responsibility and authority for the QMS · 2. Maintenance of the QMS · 3. Establishing quality objectives · 4. Customer focus and product conformity · 5. Process establishment and continuous improvement. · 6. Non conformit ...
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Compliance Officer
3 days ago
First Call Contract Services Limited Chesham, United Kingdom**Immediate Start Available** · **Permanent Employment Opportunity** · First Call Contract Services are currently looking to recruit a Compliance Officer for our clients busy production & supply facility based in Chesham, HP5. · The main purpose of the role is to provide implemen ...
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Compliance Officer
1 week ago
Halo Resourcing Buckinghamshire, United KingdomHR & Recruitment · - Recruitment - Other · - Buckinghamshire · - Permanent / Full Time · 18/2/2023 · We are currently recruiting for a Compliance Officer to work on a full-time basis within a hybrid role based in Milton Keynes. · Do you have experience in managing audit and compl ...
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Compliance Officer
5 days ago
PCI Pharma Services Hay, United KingdomLife changing therapies. Global impact. Bridge to thousands of biopharma companies and their patients. · We are PCI. · Our investment is in People who make an impact, drive progress and create a better tomorrow. Our strategy includes building teams across our global network to pi ...
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Compliance Officer
2 days ago
EAC Consulting Group Milton Keynes, United KingdomEAC Consulting Group are representing a leading technology service provider based in Milton Keynes. They are looking for a Compliance Officer who will report to the Supplier Engagement Manager. This is a new role due to the continued growth and expansionof this business. This pos ...
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Compliance Officer
1 week ago
PCI Pharma Services Hay, United KingdomLife changing therapies. Global impact. Bridge to thousands of biopharma companies and their patients. · We are PCI. · Our investment is in People who make an impact, drive progress and create a better tomorrow. Our strategy includes building teams across our global network to pi ...
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Compliance Officer
4 days ago
Alpha Schools Limited High Wycombe, United KingdomJoin our team as our Compliance Officer · Are you passionate about ensuring the safety and well-being of students, staff, and visitors? Do you have a keen eye for detail and a dedication to maintaining high standards of compliance within educational settings? If so, we have the p ...
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Compliance Officer
1 week ago
CS Cleaning (Milton Keynes) Ltd Milton Keynes, United Kingdom**Position Summary**: · The Compliance Officer (Cleaning) is responsible for ensuring that cleaning operations within CS Cleaning comply with all relevant laws, regulations, and standards. This role involves developing and implementing compliance programs, conducting audits and i ...
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Compliance Officer
8 hours ago
Wild Recruitment Milton Keynes, United KingdomGo Back · - Shortlist · - Apply · **Compliance Officer**: · **LWCOMPML_ **: · Salary Package: £ £22000 per annum · Location: Milton Keynes, England · Consultant: Lee Warren · Posted: 30/01/2023 · Description: · I am recruiting for a Compliance Officer for a well-established Recru ...
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Compliance Officer
1 week ago
London Financial Consultants Ltd Hertfordshire, United KingdomCompliance Officer Spec 1 · We are looking to recruit an experienced Compliance Officer to work from our office in Hertfordshire · As a Compliance Officer you'll play an important part in the outstanding level of service that the IFA's deliver to their clients. · This is a key ro ...
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Compliance Officer
3 days ago
1st Choice Rec Milton Keynes, United Kingdom**Compliance Officer** · **Salary: £24,000 to £26,000 DOE** · **Hours: 8:30am-5:30pm, 1 hour lunch break** · **100% Office based** · Our Newport Pagnell based client is looking for someone who has worked within Compliance within a previous role, to join their family run business, ...
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Compliance Officer
1 week ago
MattBurton Associates Milton Keynes, United Kingdom**Short Description - **Compliance Officer · **Full Job Description** · With a game changer reputation in the insurance industry, this client continues to dominate awards for their Customer Service and as an Employer. They invest ridiculous amounts of time coaching and developing ...
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Compliance Officer
8 hours ago
Goodwater Ltd Wokingham, United KingdomGoodwater Ltd is the UK's leading Water Hygiene, Water Treatment and Equipment Specialist. We are committed to providing high quality services, equipment, and solutions throughout the whole life cycle of a building, making us the partner of choice for all consultants, contractors ...
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Compliance Officer
6 days ago
Frossell Recruitment Ltd Milton Keynes, United Kingdom**Compliance Officer** · Milton Keynes / Hybrid working · **Salary**: Up to £35,000 · Do you possess excellent Audit & Compliance skills? · Are you looking for career progression within a company that values its employees and provides excellent training? ...
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Compliance Officer
1 week ago
STADA Arzneimittel AG Reading, United KingdomAt STADA we pursue our purpose "Caring for people's health as a trusted partner" worldwide. Originally founded by pharmacists, we are a leading manufacturer of high-quality pharmaceuticals. More than 12,300 employees around the globe live our values Integrity, Entrepreneurship, A ...
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Compliance Officer
1 week ago
Allstaff Recruitment Agency Stony Stratford, United Kingdom**Allstaff Recruitment** are currently seeking a **Compliance Officer **based in **Stony Stratford** for a facilities management company. · - **Summary of the**_ **Compliance Officer role**_** **_ · **Salary**: up to £30,000 · **Location**: Stony Stratford · **Type of Contract**: ...
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Compliance Officer
5 days ago
Jurni Witney, United KingdomAt Jurni Leasing, we're growing fast. We are one of the UK's largest vehicle leasing brokers with offices across the country. We have access to all vehicle manufacturers and funders, enabling us to provide our customers with any vehicle anywhere, anytime, anyhow. · We are looking ...
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Compliance Officer
1 week ago
Select Appointments Oxford, United Kingdom**Compliance Officer** · Our client, a prestigious and established employer based near the city centre, has an exciting opportunity to join their team as a Compliance Officer. · The Compliance Officer is responsible for delivery and improvement of all aspects of the organisation' ...
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Compliance Officer
1 week ago
OCS Group UK Ltd Feltham, United KingdomAbout The Role · The Compliance officer will be based within the Central Way function for OCS based in Feltham - TW14 postcode · Working rotating shift between Monday and Sunday, working hours will be between 6.00am and 11.00pm, 40 hours per week ( shifts to be discussed ) · The ...
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Compliance Officer
4 days ago
Khalsa Aid International Taplow, United KingdomWe are always on the lookout for talented people to join our growing team. · **Salary**:Competitive market rate DOE · **Hours**:Full Time · **Office Location**:Taplow, Berkshire · **Holiday**:25 Days + BH · **Benefits**:Workplace Pension Scheme · **Role Purpose**:The Khalsa Aid I ...
Compliance Officer - Aylesbury, Buckinghamshire, United Kingdom - Aylesbury
Description
Job Title:
Compliance Officer - Wealth ManagementLocation: 8% pension
~ Group life cover
~25 days of annual leave plus bank holidays and Christmas closure
~ Opportunities for career progression
~ About Us:
We are representing a rapidly-growing wealth management firm dedicated to providing personalised financial solutions to theirclients. With a focus on integrity, expertise, and client-centric service, they strive to exceed expectations and build lasting relationships.
We are seeking an experienced Compliance Officer to join the team as they embark on an exciting phase of growth, including an upcoming acquisition in the next few months.
The ideal candidate will have extensive experience in the Financial Planning sector and possess the knowledge and skills necessary to navigate the regulatory landscape with confidence.
Oversee and manage compliance functions, ensuring adherence to regulatory requirements and internal policies.Act as a safe pair of hands in leading the compliance team, with a focus on scalability as the company expands.
Collaborate closely with senior management, including sitting on the leadership team alongside key stakeholdersTaking ownership of senior manager functions (SMF16 & SMF17) and providing strategic guidance to ensure compliance best practices.
Proven experience in the IFA sector, with a strong understanding of regulatory frameworks and compliance requirements.
Familiarity with FCA regulations and the ability to obtain approval for senior manager functions.
Demonstrated leadership skills, with the ability to effectively manage and develop a compliance team.
A balance of hands-on compliance experience and the ability to take a strategic, leadership-oriented approach.
Additionally, refer a friend or colleague to us and receive £200 in vouchers if we assist them in securing a new career
Synonyms:
Compliance, IFA, Financial Planning, Advisory, Wealth Management, Financial Planners, Head of Compliance, Compliance Officer, Compliance Consultant, Director of Compliance, Compliance Analyst, Compliance Executive, Risk, FCA
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