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Compliance Officer Compliance
2 days ago
United Trust Bank London, United Kingdom**Responsibilities** · - Maintain and execute the Compliance Monitoring Plan, by conducting thematic and area specific reviews against KPI's; provide output in the form of written reports, suggesting severity of issue/s found, remedial actions, timescales and monitoring for closu ...
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Compliance Officer
1 week ago
Career Legal London, United KingdomJob Details · Compliance Officer · Up to £45,000pa + Benefits · London, Permanent · International Law Firm · My client, a top international law firm, is actively recruiting for a risk and compliance professional to join them on a permanent basis in London - working as their new C ...
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Compliance Officer
4 days ago
Certus Sales Recruitment Greater London, United Kingdom**Compliance Officer - Cloud Technology** · **London / Norwich - Hybrid** · **40-45k Base + Executive Benefits** · Our client's award-winning hybrid cloud connectivity platform provides the link between traditional networking infrastructure and cloud services. This trailblazing c ...
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Compliance Officer
1 week ago
Harrison Holgate London, United KingdomA brand new Compliance Officer position (12 Month FTC) is available with a market leading Lloyd's Market Insurance specialist · **Compliance Officer (12 Month FTC)** · **London/Hybrid** · **Leading Lloyd's Business** · **Salary - Up to £ Bonus + Excellent benefits** · Acting as p ...
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Compliance Officer
1 week ago
iProov London, United KingdomCompliance (Projects) Officer · If you'd like to make the online world a safer place, come and join us. · **About iProov**: · iProov is the world leader in face biometric verification. We establish trust in remote users and deliver effortless, customer centric, device independent ...
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Compliance Officer
1 week ago
Page Personnel HR London, United KingdomBased near excellent transport links, in leading London School Federation, an exciting opportunity for a Compliance Officer to help out in head office. · **Client Details** · A leading London School Federation. · **Description** · The main responsibilities for the Compliance Offi ...
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Compliance Officer
21 hours ago
PineBridge Investments London, United KingdomPineBridge Investments is seeking a Compliance Officer to join its EMEA Compliance team and assist with the execution of its compliance program and support PineBridge's financial crime prevention framework. This role will be based in PineBridge's London office and report into the ...
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Compliance Officer
4 days ago
Oliver James Associates London, United Kingdom**Job Title**:Compliance Officer · **Duration**:12 months · **Rates/Salary**:£75,000-90,000 FTC plus 17.5% bonus · **Location**:London based (2-3 days in office per week, plus home working) · **The Role**: · - Ensuring that the Advisory and Assurance Compliance function within th ...
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Compliance Officer
6 days ago
The Independent Parliamentary Standards Authority London, United KingdomThe Compliance Officer for IPSA was established as part of the reforms to the regulation of MPs' business costs under the Parliamentary Standards Act 2009 as amended by the Constitutional Reform and Governance Act 2010. As an office holder appointed understatute, the Compliance O ...
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Compliance Officer
1 week ago
GCB Recruitment London, United Kingdom**The successful Compliance Officer will be offered**: · - £45,000 - £60,000 (Pro-Rated for Part-Time) · - Great progression opportunities · - Competitive benefits package · **To be considered for the Compliance Officer role you must have**: · - Minimum 5 years' experience in ass ...
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Compliance Officer
4 days ago
eFinancialCareers London, United Kingdom**Our Team**: · Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial newsand in ...
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Compliance Officer
2 days ago
Ortus PSR London, United KingdomA distinguished boutique firm specialising in investment, security, and wealth management services is looking to hire a Compliance Officer in London. With a commitment to excellence, integrity, and personalised client relationships, they have built a reputation for delivering exc ...
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Compliance Officer
2 days ago
ITI Capital Limited London, United Kingdom**Compliance Advisory** · - Provide first line with regulatory guidance/advice where required, recording, analysing and reporting monthly to the Chief Risk Officer. · - Review firm-wide policies and procedures against regulatory requirements and best practices, completing a gap a ...
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Compliance Officer
1 week ago
INTERIM PROFESSIONALS LIMITED London, United Kingdom**Operations & Compliance Officer** · Interim Professionals is a specialist recruitment consultancy recruiting senior interim managers to the Healthcare market. We are a successful, growing business with a respected reputation and a very positive, collaborative and success driven ...
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Compliance Officer
1 week ago
Wise May London, United Kingdom**Wise May are looking for a Compliance Officer to join a lovely insurance team based in Central London.** · **Duties to include**: · - Ownership of the delegated underwriting agreements · - Monitor and advise the Business on all relevant compliance developments impacting on the ...
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Compliance Officer
1 week ago
MERJE Ltd London, United KingdomMERJE are supporting this highly prestigious Financial Services in their search for a Compliance Officer. · Our client's focus is to build a financial plan & investment strategy for their clients by providing a tailored discretionary, advisory and execution · - only services to i ...
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Compliance Officer
1 week ago
eFinancialCareers London, United KingdomAn exciting opportunity has come up with an international (multi product) Broker/Trading business, who are looking for someone to join their Compliance team in a broad and generalist compliance role based in London. · The role will involve working closely with the front desks, op ...
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Compliance Officer
1 week ago
BETA CAPITAL MANAGEMENT (UK) LIMITED London, United KingdomAbout Us: · BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our operations. To strengthen o ...
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Compliance Officer
2 days ago
Barclay Simpson London, United Kingdom**Compliance Officer**: · - London · - £400 - £500 Per day · - Job type: Contract · - Sector: Financial Services · - Job reference: MPC41130 · - Advising on domestic compliance rules and regulations · - Conducting compliance monitoring reviews · - Engaging in trade surveillance a ...
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Compliance Officer
6 days ago
Tokio Marine HCC London, United Kingdom**Role**:Compliance Officer** · **Location: City of** **London** · **Contract: Permanent** · **Hours: 35 per week**, 2 days working from home** · **Why **Tokio** Marine HCC?** · Standing still is not an option in the current world of Insurance. TMHCC are one of the world's leadin ...
Senior Compliance Officer - London, United Kingdom - Mondrian Alpha
Description
A multi-strategy hedge fund, with $20bn+ AUM, is looking to make an exciting, newly-created Senior Compliance hire.
The firm has been established for a number of years and is now one of the leading names in the industry.
They have made a number of significant front office hires recently, including a Commodities PM, hence the requirement for specialist compliance hires such as this.
The Senior Compliance Officer will lead the compliance responsibilities for their new commodities business. Reporting to the Global CCO, you will cover both advisory and day to day compliance responsibilities for the business.Working as part of a team of 6, you will be the only pure commodities specialist in the team and therefore have significant autonomy in building out compliance for this part of the business.
There will also be the opportunity to get exposure to their wider strategies.The ideal candidate will have 10+ years of experience in compliance, with a strong background in commodities. My client have an unlimited budget for the position and will offer a lucrative package to the right candidate. There will also be significant other benefits, including flexible working.