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Compliance Manager
Found in: SonicJobs Direct Apply UK - 2 days ago
Harvey Nash London, United Kingdom Full timeJob Brief · The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clients investing products, as we ...
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Fire Compliance Manager
Found in: SonicJobs Direct Apply UK - 6 days ago
Niyaa People Ltd London, United Kingdom Full timeWe are actively looking for a Fire Compliance Manager to join a housing association in the London area on a permanent basis. In return you will receive hybrid working, flexible working hours, 25 days annual leave plus bank holidays increasing with length of service, healthcare op ...
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Compliance, Compliance Manager
Found in: Talent UK C2 - 15 hours ago
BTIG London, United KingdomJob Purpose: · The Compliance Department is a dynamic team who protect the firm and partner with Sales, Trading and Investment Banking, to grow the business safely. We are a business enabler, looking to automate and streamline processes whilst ensuring that regulatory and legal ...
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Compliance Manager
Found in: SonicJobs Direct Apply UK - 2 days ago
Jackson Sims Recruitment Borehamwood, United Kingdom Full timeCompliance Manager, Block Property Management · Overview, Compliance Manager, Block Property Management · To lead with building/fire safety matters, helping with the adaptation of our operations and processes to meet the needs of a changing landscape and new legal requirements wi ...
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Compliance Manager
Found in: SonicJobs Direct Apply UK - 2 days ago
C&M Travel Recruitment Woking, United Kingdom Full timeCompliance Manager - Travel · The UK's largest consortia for independent travel businesses is looking for a Compliance Manager to join their dynamic team. The Compliance Manager is responsible for assessing the financial risk to the business by identifying non-compliance issues a ...
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Compliance Manager
Found in: Appcast UK C C2 - 1 day ago
Arthur Recruitment Greater London, United KingdomCompliance Manager - Lloyds Market · London/Hybrid · Duties · Support the business as the Compliance function SME. · Assess ongoing compliance with Lloyd's Regulatory Principles · Designing and maintaining thematic reviews and monitoring activities · Undertake reviews of regulato ...
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Compliance Manager
Found in: Appcast UK C C2 - 5 days ago
Loch Associates Group United KingdomAbout Us: · Our client's Community Interest Company is a progressive and socially responsible organisation dedicated to carrying out activities which benefit the community and, in particular, raising money for good causes throughout Great Britain. As a Community Interest Company ...
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Compliance Manager
Found in: Appcast UK C C2 - 1 day ago
Coopman Search and Selection Greater London, United KingdomCoopman Search and Selection are delighted to partner with a leading alternative asset manager who specialise across the fixed income spectrum. This firm is currently going through a period of exciting growth which has seen them double their AUM in past 18 months. As the Complian ...
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Compliance Manager
Found in: Ziprecruiter UK C2 - 1 day ago
VPA London London, United KingdomJob Description · Our client, within the financial services sector, is currently hiring for a Compliance Manager to join their team - this role will be reporting into the Head of Compliance. · Develop and implement compliance policies and procedures · Conduct compliance audits an ...
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Compliance Manager
Found in: Appcast UK C C2 - 1 day ago
Apollo Solutions Greater London, United KingdomA global payments firm is seeking a highly skilled and experienced Deputy MLRO to contribute to their growing success. Reporting directly to the Head of Compliance, this role offers substantial autonomy and exposure, providing a unique opportunity to manage a team and play a pivo ...
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Compliance Manager
Found in: Ziprecruiter UK C2 - 1 day ago
Apollo Solutions Greater London, United KingdomJob Description · A global payments firm is seeking a highly skilled and experienced Deputy MLRO to contribute to their growing success. Reporting directly to the Head of Compliance, this role offers substantial autonomy and exposure, providing a unique opportunity to manage a te ...
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Compliance Manager
Found in: Ziprecruiter UK C2 - 1 day ago
Arthur Recruitment Greater London, United KingdomJob Description · Compliance Manager - Lloyds Market · London/Hybrid · Duties · Support the business as the Compliance function SME. · Assess ongoing compliance with Lloyd's Regulatory Principles · Designing and maintaining thematic reviews and monitoring activities · Undertake r ...
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Compliance Manager
Found in: One Red Cent EUR eFC C2 - 3 hours ago
MERJE Ltd London, United Kingdom Full timeKey Responsibilities: · Lead with implementing and maintaining the compliance framework and associated documentation. · Lead in the drafting, reviewing, and updating of compliance policies and procedures, ensuring documentation of compliance tasks and decisions. · Maintain proces ...
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Compliance Manager
Found in: Ziprecruiter UK C2 - 1 day ago
Jameson Legal London, United KingdomJob Description · Compliance Manager · Our client is a global leader in Identity Security, and they are looking for a talented, tech savy and innovative compliance Manager to join their Global compliance and Ethics team where you will be integral to the strategic development and ...
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Compliance Manager
Found in: Ziprecruiter UK C2 - 1 day ago
Arthur Recruitment London, United KingdomJob Description · I'm excited to announce that we are working closely with a high performing and rapidly growing London Market Insurer and Lloyd's Syndicate who are seeking an Assurance Manager to join their Compliance function. · Reporting directly into the CRO, you will be work ...
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Compliance Manager
Found in: Ziprecruiter UK C2 - 1 day ago
InterQuest Group London, United KingdomJob Description · InterQuest are looking for an experienced Compliance professional with a background of Insurance or Consumer Credit ideally within a Consultancy to join a Fintech consultancy in London. · This is your chance to join a business whilst they are going through an ac ...
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Compliance Manager
Found in: Appcast UK C C2 - 6 hours ago
Fintellect Recruitment London, United KingdomOur Client · Our client is on a quest to be the world's most proactive bank. They improve lives by providing better clarity, intelligence and technology to empower every individual in making the smartest financial decisions. · The founding team is in place, and they have launched ...
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Compliance Manager
Found in: Ziprecruiter UK C2 - 1 day ago
Trinnovo Group | B Corp™ London, United KingdomJob Description · Looking for a Compliance Contractor for a 3 Month contract with an well known challenger bank. · Providing direction and leadership to the Compliance Policy Team to ensure efficient and effective delivery of Compliance Policy Team related tasks. · Leading in the ...
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Compliance Manager
Found in: One Red Cent EUR eFC C2 - 1 day ago
Paritas Recruitment - Audit London, United Kingdom Full timeAudit Managers are responsible for executing and delivering audit engagements and supporting the annual audit planning process. This specific role will provide expertise relating to compliance and conduct risks, primarily within an investment banking environment. · Applicants sho ...
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Compliance Manager
Found in: One Red Cent EUR eFC C2 - 1 day ago
FIS Global London, United Kingdom Full timePosition Type : · Full time · Type Of Hire : · Experienced (relevant combo of work and education) · Education Desired : · Bachelor of Business Administration · Travel Percentage : · 1 - 5% · Are you ready to unleash your full potential? We're looking for people who ar ...
Senior Manager Compliance - London, United Kingdom - Saxton Leigh
Description
Our client is a leading international bank based in the City. They are looking for a Head of Risk to join the team in London on a permanent basis.Oversight of all pillars of risks for the Bank, as a second line of defence. Ensure timely and accurate delivery of risk reports. Interpret the information at Risk and Compliance Committee, and suggest actions for consideration by Senior Management.
Develop, enhance and annually review appropriate credit/market/operational/liquidity risk policies and procedures to comply with the Bank's Risk Framework Document ensuring that all aspects of the risk and control frameworks are operating effectively.
Update the Risk Framework Document at least annually.Assessment of all business risk, internal and external risks, both present and future, under the risk framework methodologies.
Expert knowledge to challenge in order to mitigate risk exposure, ensuring that the Bank's risk management framework complies with relevant legislation and regulation.
Arrange and attend Credit Committee, and present analysis and provide challenge of new credit proposals to the authorised personnel having reviewed the credit applications proposed by customer relationship managers, set and monitor credit limits and monitor appropriate levels of risk mitigation, collateral valuations, security incomplete etc.
Responsibility for the Non-Performing Loan Policy and Non-Performing Assets managementMonitor market and liquidity risk exposures and positions against limits on a daily basis, and others where applicable.
Review and update Risk Control Matrix (ensuring each Departmental Risk Matrix is regularly reassessed), updating the Risk Register on a quarterly basis.
Responsibility for managing the firm's internal stress-tests and ensuring the accuracy and timeliness of information provided to the MC/RCC and/or regulatory bodies for the purposes of stress-testing.
Oversee all regulatory and internal limits, to ensure compliance at all times. 'Strong and current managerial experience of firm-wide risk oversight.Leadership skills including the ability to manage risk and control activities in a financial operation and including an extensive understanding of Credit, Market, Liquidity and Operational risks.
Strong product knowledge of Trade Finance, Loan and Treasury instruments.Proven ability to oversee a number of risk types, including credit, market, operational, investment, regulatory and strategic risk and specifically liquidity, refinancing, concentration and counterparty risk.