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    Compliance - Regulatory Advisory Officer - London, United Kingdom - Investigo

    Investigo
    Investigo London, United Kingdom

    20 hours ago

    Default job background
    Full time
    Description

    Key Responsibilities:

    • Stay abreast of regulatory developments, industry trends, and best practices to ensure compliance with all applicable laws and regulations.
    • Provide timely and accurate advice to internal stakeholders on regulatory requirements and implications for the business.
    • Conduct thorough assessments of existing and proposed business activities to identify potential compliance issues and recommend appropriate actions.
    • Develop and implement policies, procedures, and controls to ensure compliance with regulatory requirements.
    • Collaborate with cross-functional teams to address compliance-related issues and implement solutions.
    • Assist in the preparation of regulatory reports and submissions as required.
    • Conduct training sessions to educate employees on compliance policies, procedures, and best practices.
    • Monitor and review internal processes and systems to identify areas for improvement and enhance efficiency and effectiveness.

    Qualifications:

    • Experience of regulatory Compliance from an asset management or Commodities environment
    • In-depth knowledge of relevant regulatory requirements, including but not limited to [specify relevant regulations, such as GDPR, MiFID II, Dodd-Frank Act, etc.].
    • Strong analytical skills with the ability to assess complex regulatory issues and develop practical solutions.
    • Excellent communication and interpersonal skills, with the ability to interact effectively with stakeholders at all levels of the organization.
    • Proven ability to work independently, manage multiple priorities, and meet tight deadlines.
    • Attention to detail and a commitment to maintaining the highest standards of integrity and professionalism.
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