-
Compliance Advisory
3 days ago
USS London, United Kingdom**Compliance Advisory** · *** · **Business Area: Group General Counsel** · *** · **Place of Work: London** · *** · **Contract Type: Permanent** · *** · **When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop yo ...
-
Compliance Advisory
8 hours ago
Cameron Kennedy London, United KingdomCONTRACT TYPE: · - Permanent- LOCATION: · - City of London- INDUSTRY: · - Compliance & Legal- Financial Services- SALARY: · - Negotiable- START DATE: · - ASAP- REF: · - BN373239_ JOB PUBLISHED: · - 1 day ago**Compliance Advisory** · **£ £ Bonus + Benefits** · **London** · **THE C ...
-
Compliance Advisory
1 week ago
eFinancialCareers London, United KingdomResponsibilities: · - Conduct compliance risk assessments and develop appropriate mitigation strategies · - Monitor and implement regulatory changes and ensure our firm remains in compliance with all relevant laws and regulations · - Provide compliance advice and training to busi ...
-
Compliance Advisory Officer
1 week ago
Morgan McKinley London, United Kingdom Part timeResponsibilities below: · - Review/audit/investigation requests from Exchanges and Regulators · - Research in relation to keeping up to date on financial regulatory developments · - Monitoring and problem solving with regards to MiFIR transaction reporting · - Monitoring and prob ...
-
Compliance Advisory Associate
1 week ago
TP ICAP London, United KingdomJob Description · The TP ICAP Group is a world leading provider of market infrastructure. · Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovativ ...
-
Senior Compliance Advisory
3 days ago
Barings London, United KingdomAt Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collabora ...
-
Head of Advisory Compliance
1 week ago
eFinancialCareers London, United KingdomOur client, an Asset Manager, is looking for an experienced Head of Advisory Compliance to join their growing team. Reporting to the Head of Compliance and with oversight for a small team, you will have broad compliance advisory responsibilities across allof the business. Duties ...
-
Compliance Advisory Officer
1 week ago
Meraki London, United Kingdom**Compliance Advisory Officer** · Perm Role · Financial Services · London · Date: 11/05/2023 · Start Date: ASAP · We are currently recruiting for a Compliance Advisory Officer on behalf of our financial services client. This role is ideal for someone with good working knowledge o ...
-
Compliance Advisory Manager
1 week ago
eFinancialCareers London, United KingdomKey responsibilities: · - Advising the business on policies and procedures · - Financial promotion sign-off (including associated monitoring controls) · - Compliance related funds work related to in-scope jurisdictions eg Prospectus reviews, due diligence questionnaires, due dili ...
-
Compliance Advisory Officer
3 days ago
Hampshire Trust Bank London, United KingdomHampshire Trust Bank is a specialist bank, staffed by experts focused on helping UK businesses realise their ambitions. Our dedicated Asset Finance, Development Finance, Wholesale Finance and Specialist Mortgages divisions ensure that businesses receive the outstanding service, l ...
-
Compliance Advisory Associate
5 days ago
TP ICAP London, United KingdomJob Description · Compliance Advisory Associate - future opportunities · TP ICAP Group Overview: · The TP ICAP Group is a world leading provider of market infrastructure. · Our purpose is to provide clients with access to global financial and commodities markets, improving price ...
-
Compliance Advisory Officer
3 days ago
Compliance Professionals London, United Kingdom**THE COMPANY**: · Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. · **THE RESPONSIBILITIES**: ...
-
Compliance Advisory Associate
1 week ago
IQ-EQ London, United KingdomCompany Description · IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. · **Job Description**: · **Res ...
-
Regulatory Compliance Advisory
5 days ago
Financial Conduct Authority London, United KingdomRegulatory Compliance Advisory - Supervision Hub · Location · London (Stratford) · Salary · National ranging £65,200 - £77,000 and London from £67,900 - £80,000 · The Role · The role is one of technical leadership for the largest supervisory department in the FCA. Our 160 supervi ...
-
Compliance Advisory Associate
1 week ago
Eames Consulting London, United KingdomGreat opportunity to join this growing compliance function. · Working as part of an established governance team this role with support the delivery of Compliance team's annual plan, including internal assessment and assurance activities to provide comfort to the boards. This role ...
-
Compliance Advisory Manager
1 week ago
eFinancialCareers London, United Kingdom**Responsibilities**: · - Provide compliance advice & guidance in relation to regulatory requirements. · - Create and maintain policies and procedures in line with regulatory changes. · - Maintain strong compliance culture across the business, dealing with a range of business are ...
-
Compliance Advisory Officer
8 hours ago
eFinancialCareers London, United Kingdom**Necessary experience or qualifications**: · - Working knowledge of FCA and PRA regulation, with particular focus on banking, mortgages and payments regulations; · - Experience of dealing with the regulation of a retail or High Net Worth customer base; · - Demonstrable experienc ...
-
Compliance - Payments Advisory
3 days ago
eFinancialCareers London, United KingdomResponsibilities-- Advise first line payments and investments businesses on applicable regulation · - Act as SME on UK and EU regulation applicable to individuals and corporates · - Take the lead on identifying analysing and implementing regulatory change · - Advise the business ...
-
Vp Compliance Advisory
1 week ago
eFinancialCareers London, United KingdomJob Summary · - City of London · - Permanent · - JN · - Jan 11, 2023 · - £110k - £115k · **Job Description**: · Our client a leading London based Investment Bank who are looking to expand their compliance team and this is an exciting team to join · - Work as part of an integrate ...
-
Compliance Advisory Vp
1 week ago
LHH Recruitment Solutions London, United KingdomProvide independent advice, oversight and challenge of risk management practices across FX Sales and Trading within the Markets & Securities Services businesses, and/or jurisdictions within the second line of defence to obtain reasonable assurance thatthey are operating in line w ...
Director, Compliance Advisory - London, United Kingdom - HSBC
Description
Who are HSBC Innovation Banking?
HSBC Innovation Banking is the power behind the UK's forward-thinkers, future-makers, and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups, growth businesses, investors and those working towards IPO typically within the technology and life science sectors.
Whether it's comprehensive banking, managing cashflow, plans for buyouts or Strategic Fund Solutions, we power ideas at every stage of their journey. From the first-time founders to the funds that back them, and everything in between. We're proud to accelerate growth for our clients, create meaningful connections and communities, and open a world of global opportunity for entrepreneurs and investors alike.
Here's to never standing still. Come and join us
The team you'll work with:
Sitting within the Compliance function, our compliance advisory team help to ensure the business comply with all the necessary regulatory and policy requirements, through the provision of specialist guidance, assessing and mitigating risk and implementing appropriate controls. Our team act as a trusted partner to the business, taking a proactive and constructive approach to providing advice and compliance risk oversight.
The value you'll add:
As a compliance advisory Director, you'll report directly into our Head of Compliance and help her to lead the Compliance Advisory team in the provision of advice to the business, fostering a culture of collaboration across all lines of defense, as well as actively supporting (and deputising as needed.
What you can expect to be doing:
Leading and developing the Compliance Advisory team, fostering a culture of collaboration across all lines of defense.
Building and maintain relationships with external stakeholders, including regulatory bodies and industry associations, to stay informed about industry trends and best practice
Participating in the oversight of product governance decision making.
Collaborating with peers and cross functional teams to further develop a strong risk awareness and bolster the strength of the compliance function.
Provide expert compliance advice and guidance to the whole HSBC Innovation Banking UK organisation.
Supporting the effective implementation of the recently adopted HSBC risk management framework
Ensure updates to regulatory frameworks and requirements are monitored and implemented.
RequirementsA track record of leading a team, building capability within the team, and positioning a function as being a trusted and valued advisor to the business.
Strong communication and influencing skills to change behaviour and build a strong risk culture.
Experience working in a regulated environment and regulatory landscape, with focus on commercial lending, payment services, Open Banking.
Strong knowledge of relevant regulatory frameworks, such as FCA and PRA, good knowledge of MIFID and or EMIR.
Experience in developing and implementing governance frameworks, compliance programs, and risk management strategies.
Excellent relationship management skills and ability to build strong working relationships with peers, colleagues and remotely based teams and individuals at all levels of the organisation as well as with Board Members and regulators.
Where you'll be based:
Our home office in Finsbury Square, London. We offer hybrid working to all of our employees, so you can flex between home and the office.
Equal Employment Opportunity:
HSBC Innovation Banking is an equal opportunities employer. We support inclusive practices within our assessment process. If you need any specific support or adjustments, please highlight to your Recruiter or via your application