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Etrading Conduct Supervision Consutlant
3 weeks ago
Treliant London, United Kingdom**eTrading Conduct Supervision Consultant** · - Regulatory Change_ · **Company**: Treliant · **Location**:London · **Permanent/Contract**:either · We are currently looking for an E - Trading Conduct supervisor to oversee electronic trading activities to ensure that they are condu ...
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Director, Trade Floor Conduct/Supervision
5 days ago
Morgan McKinley london, United KingdomManagement, as the First Line of Defense ("1LOD"), is accountable for compliance with laws, and regulatory · requirements applicable to their business areas which includes direct accountability for Global Markets and indirect · accountability for Regulatory Risk and Services' acc ...
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Director, Trade Floor Conduct/Supervision
1 week ago
Morgan McKinley London, United KingdomManagement, as the First Line of Defense ("1LOD"), is accountable for compliance with laws, and regulatory · Skills, Experience, Qualifications, If you have the right match for this opportunity, then make sure to apply today. · requirements applicable to their business areas whic ...
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Director, Trade Floor Conduct/Supervision
1 week ago
Morgan McKinley Camden Area, United KingdomManagement, as the First Line of Defense ("1LOD"), is accountable for compliance with laws, and regulatorynrequirements applicable to their business areas which includes direct accountability for Global Markets and indirectnaccountability for Regulatory Risk and Services' account ...
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Trade Floor Supervision
2 weeks ago
MW Recruitment Limited London, United KingdomJob Description · An international banking institution wish to hire a Trade Floor Supervision Director (team of 5) for the capital markets group, the First Line of Defense ("1LOD"), is accountable for compliance with laws, and regulatory requirements applicable to their business ...
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Trade Floor Supervision
2 weeks ago
MW Recruitment Limited London, United KingdomAn international banking institution wish to hire a Trade Floor Supervision Director (team of 5) for the capital markets group, the First Line of Defense ("1LOD"), is accountable for compliance with laws, and regulatory requirements applicable to their business areas which includ ...
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Trade Floor Supervision
2 weeks ago
MW Recruitment Limited London, United KingdomAn international banking institution wish to hire a Trade Floor Supervision Director (team of 5) for the capital markets group, the First Line of Defense ("1LOD"), is accountable for compliance with laws, and regulatory requirements applicable to their business areas which includ ...
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Trade Floor Supervision
2 weeks ago
MW Recruitment London, United Kingdom Full timeMain Duties · Assess data and make informed decisions and sound subjective judgments to monitor trading activity for compliance with the relevant rules and regulations. · Escalation to LOB Supervisors of issues that require attention · Handle "on-the-fly" requests from LOB Heads ...
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Administrative Assistant
3 weeks ago
Central Chambers Law London, United Kingdom**Administrative Assistant** · - **Financial Litigation Department - Central Chambers Law**_ · We champion diversity, inclusion, and wellbeing, we also aim to create a workplace where everyone feels valued and a sense of belonging. · Central Chambers Law (CCL) is a distinguished ...
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Estate Cleaner- Internal
1 week ago
Samsic UK London, United KingdomAt JPC By Samsic, we are committed to providing exceptional cleaning services across various industries, including retail, hospitality, and commercial properties. We understand the importance of a clean and well-maintained workspace and strive to deliver top-notch cleaning soluti ...
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Deputy Housekeeper
3 weeks ago
Copthorne Tara Hotel London Kensington London, United KingdomThe Copthorne Tara Hotel London Kensington is looking for Deputy Housekeeper who will be responsible to handle the day-to-day operation of the Housekeeping department and assists in the forward planning of the department. In addition, to assist in leading the department in the ma ...
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Ministry of Justice London, United KingdomSalary 1 · - £24,228 - £30,208 · Number of jobs available 1 · - 80 · Detail of reserve list 1 · - 12 Months · Region 1 · - East of England · City/Town 1 · - Basildon, Bedford, Cambridge, Chelmsford, Colchester, Harlow, Huntingdon, Ipswich, Kettering, Northampton, Norwich, Peterbo ...
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Workplace Team Leader
2 weeks ago
Mitie London, United KingdomWorking as part of a 5* Mitie team, you will be the face of the workspace by delivering a first-class service throughout the facility. Ensuring all customer requests and site activities are carried out efficiently and effectively whilst providing an exceptional customer experienc ...
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Key Room Attendant
1 week ago
Bulgari Hotel London - Housekeeping London, United KingdomLocated in Knightsbridge on the edge of Hyde Park, Bulgari Hotel London is both a haven of calm in the centre of the city and yet under a minute's walk from such landmarks as the famous Harrods department store. · Since opening in 2012, Bulgari has set new standards among the lux ...
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Hospitality Service Team Leader
2 weeks ago
Nightingale Hammerson London, United Kingdom**Introduction** · You will be working in our modern and comfortable 116 bedded Nursing Home, located near East Finchley Tube station. Hammerson House enjoys lots of sociable communal spaces and beautiful woodland gardens. · We are looking for 2 Hospitality Service Team Leaders w ...
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Floor Supervisor
1 week ago
The Clapham Grand London, United KingdomThe Clapham Grand is looking for a superstar Floor Supervisor who will lead the Floor team in (not limited to) the set-up, event, change over and close down of the floor areas. Floor supervisors report into the duty manager on shift and is line managed by the Assistant General Ma ...
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Facilities Office Assistant
2 weeks ago
Jobologi London, United Kingdom**Facilities Office Assistant | London | Competitive Salary** · We are seeking a dedicated Facilities Office Assistant to join our team and contribute to the smooth operations of our Exchequer Court office and other London locations. This role extends beyond traditional administr ...
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Gucci Stock Controller
2 weeks ago
Groupe Kering London, United KingdomSummary · Role Mission · Supervises the warehouse supplying products to the sales floor or other stores. Monitors stock and inventory levels. Oversees logistics of shipping between the local warehouse and regional warehouses. · **Job Description**: · Key Accountabilities · - Ensu ...
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Restaurant Floor Manager
2 weeks ago
Change Hospitality London, United Kingdom Full timeWe are seeking a dedicated and experienced & wine focused Restaurant Floor Supervisor to join the team of this celebrated Restaurant in the heart of Notting Hill. As a Floor Supervisor, you will work closely with the Manager to overseeing the day-to-day operations on the restaura ...
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Gucci Stock Controller
3 weeks ago
Groupe Kering London, United KingdomSummary · Role Mission · Supervises the warehouse supplying products to the sales floor or other stores. Monitors stock and inventory levels. Oversees logistics of shipping between the local warehouse and regional warehouses. · **Job Description**: · Key Accountabilities · - Ensu ...
Director, Trade Floor Conduct/Supervision - London, United Kingdom - Morgan McKinley
Description
Job DescriptionManagement, as the First Line of Defense ("1LOD"), is accountable for compliance with laws, and regulatory
requirements applicable to their business areas which includes direct accountability for Global Markets and indirect
accountability for Regulatory Risk and Services' accountabilities within the region.
To meet this responsibility,
Management is responsible for the design, implementation and effective operation of an Operating Group Compliance
Program ("OGCP") for their respective Operating Group.
Additionally, Management may be appointed as the lead of 1LOD to supervise and support the operation of the business to ensure compliance with OGCP policies, process and procedures.
The role of the Director is based upon the common principle that the individual(s) in that role have the capability and authority outlined in this job description to serve as Management's primary person(s) to supervise and support the operation in an assigned Business Unit(s) ("BU").
? Assess data and make informed decisions and sound subjective judgments to monitor trading activity for compliance with the relevant rules and regulations.
? Escalation to LOB Supervisors of issues that require attention
? Handle "on-the-fly; requests from LOB Heads and trading staff for situation specific advice. This may involve
requesting interpretations.
? Identify key trade and risk attributes.
? Assist in maintaining comprehensive professional reporting templates.
? Present to stakeholders within the organization including Line of Business Management and work with
technology partners to ensure timely and effective technology program delivery.
? Communicate high order concepts in concise and meaningful way.
? Conduct user acceptance testing of new technology implementations.
? acting in the capacity of an advisor to the business on regulatory matters and also
? In addition to direct reports, serve as senior person for the staff in the location