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    Regulatory Affairs/ Senior Regulatory Affairs - London, United Kingdom - Citi

    Citi
    Citi London, United Kingdom

    3 weeks ago

    citi background
    Full time
    Description

    Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and delivery of a risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise.

    In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework.


    Provides compliance guidance on function/business/product rules and regulations relating to operational issues, transactional approvals and the application of internal compliance policies for day-to-day activities.

    recommending staffing levels required to carry out the unit's role and responsibilities effectively while establishing and adhering to talent management processes and compensation and performance management programs.

    Mentoring and developing junior staff.
    Directing the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. Staying abreast of relevant changes to rules/regulations and other industry news including regulatory findings.

    Provides advice to the function/business/product on an ongoing basis on new initiatives, new products, acquisitions, and client-related matters with respect to applicability of policies, resolution of potential red flags or other client/transaction-related compliance escalations.

    Representing Citi on critical regulatory matters as required.

    Serves as liaison with regulatory examiners, Internal Audit, and external auditors on critical Compliance issues and oversees the implementation of related remediation.

    Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the assigned business/product/function.

    Managing ICRM initiatives as required, such as the implementation of new Compliance systems, controls, and related project management work efforts.

    Assisting in the development and administration of Compliance training for the assigned business/product/function.

    Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to the business/product/function supported.

    Analyzing and scoping the impact including applicability of new and complex regulatory developments across the assigned business/product/function, including cross-border impact.

    Assisting in the establishment of ICRM policies, procedures and controls to comply with these new or changed laws and regulations.

    Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.

    Ability to interact and communicate effectively with senior leaders
    Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls
    Experience in the design and implementation of Compliance programs
    Demonstrated ability to assess complex issues through root cause analysis and other analytical techniques; drive to resolution with senior stakeholders
    Ability to influence and lead people across cultures at a senior level using sound judgment and successful execution, understanding how to operate effectively across diverse Business/Function
    Bachelor's degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; Product Compliance Risk Management

    Full time

    Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

    Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities.

    If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi .

    View the EEO Policy Statement .
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