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Compliance Policy Manager
Found in: Ziprecruiter UK C2 - 3 days ago
Broadgate London, United KingdomJob Description · Group Risk & Compliance Regulatory Change and Policy Manager · London · This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and ...
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Compliance Policy Consultant
Found in: Jooble UK O C2 - 3 days ago
Burman Recruitment London, United KingdomBurman is working with a London based University that is looking for a Compliance Consultant to support with the alignment of new departments. This is a 4 month contract with 1 day per week on site in London and outside IR35. · Ability to report current/existing policy's/legisla ...
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Compliance Manager Policy
Found in: Jooble UK O C2 - 2 days ago
Oval Recruit England, United KingdomCompliance Manager – Financial Advisory Group · A leading local Financial Services Practice with offices located in the heart of Staffordshire are looking to recruit a compliance manager. This all encompassing role, will involve the management of all compliance duties, T&C overs ...
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Policy and Regulatory Compliance Manager
Found in: Jooble UK O C2 - 6 days ago
Energy Jobline ZR London, United KingdomGroup Risk & Compliance Regulatory Change and Policy Manager · This is a 2LOD Compliance role reporting directly to the Group Head of Compliance and CRO. The primary function of this role is to support the GRC function through FCA regulatory updates and developments. · Keep the ...
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Senior Compliance Manager, Policy
Found in: Jooble UK O C2 - 1 day ago
Compliance Professionals London, United KingdomOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. · Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, ...
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Policy, Risk and Compliance Administrator
Found in: Talent UK C2 - 2 days ago
UCL Eastman Dental Institute London, United Kingdom Fixed-termAbout the role · This role offers an ideal opportunity for individuals looking to build their experience in policy, risk and compliance, develop a broader understanding of the workings of UCL and of project and change work. · In addition to supporting the transition of current r ...
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Regulatory Policy and Compliance Manager
Found in: Jooble UK O C2 - 4 hours ago
HSBC London, United KingdomJob Title: Regulatory Policy Manager, IRR Duration: Location: HSBC London 8CS · Pay Rate: £730 PAYE Per Day Inside IR35 / £937.Our Risk and Compliance function has a critical role to play in supporting, challenging, and advising across all areas of the business through establish ...
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Policy, Risk and Compliance Manager
Found in: Talent UK C2 - 2 days ago
UCL Eastman Dental Institute London, United Kingdom Fixed-termAbout the role · If you're looking to build your experience in policy, risk and compliance, develop a broader understanding of the workings of UCL and of project and change work, then this could be a great role for you. In addition to supporting the transition of current risk ma ...
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Regulatory Policy and Compliance Manager
Found in: Jooble UK O C2 - 5 days ago
ORR United KingdomThis role can be based at any of our office locations: The Regulatory Policy Manager will both lead on and support a variety of policy projects, which help to deliver ORR's wider organisational objectives. You will be a self-starter who can use initiative to solve problems which ...
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Senior Manager, Risk, Compliance and Policy
Found in: Jooble UK O C2 - 2 days ago
Aon Corporation London, United KingdomHead of Commercial Risk UK · To develop and lead the Commercial Risk business in the UK, continuing to build a profitable, sustainable growing business with a high profile and great reputation in line with the organisations 3X3 strategy. To ensure all Commercial Risk practices u ...
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Shop - Product Compliance Policy Manager, Global Selling
Found in: Jooble UK O C2 - 2 days ago
TikTok London, United KingdomTikTok is the leading destination for short-form mobile video. TikTok has global offices including Los Angeles, New York, London, Paris, Berlin, Dubai, Singapore, Jakarta, Seoul and Tokyo. · Our platform is built to help imaginations thrive. That's how we drive impact - for ours ...
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Shop - Product Compliance Policy Manager, Global Selling
Found in: Talent UK C2 - 2 days ago
TikTok London, United KingdomAbout the team · This role sits within the EMEA E-Commerce Governance and Experience team. This team is responsible for ensuring our marketplace is safe and trustworthy for not only users, but also sellers and creators. We value user experience and work on policies, rules, produc ...
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Tax Analyst
Found in: SonicJobs Direct Apply UK - 4 days ago
Kennedy Pearce Consulting London, United Kingdom Full timeA leading financial services organisation in the heart of the City of London are recruiting for an ambitious tax analyst to join their high-performing team. The person fulfilling this role will be supporting the Head of Finance to ensure all corporate and indirect tax matters are ...
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Compliance Manager
Found in: SonicJobs Direct Apply UK - 4 days ago
Harvey Nash London, United Kingdom Full timeJob Brief · The Risk & Compliance team plays a key role in protecting the clients customers and business. This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the clients investing products, as we ...
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Assistant Director of Repairs
Found in: SonicJobs Direct Apply UK - 3 days ago
Niyaa People Ltd London, United Kingdom Full timeI am looking for an Assistant Director of Repairs & Maintenance to join a large Social Housing provider in Central London. The Assistant Director of Repairs & Maintenance will be responsible for the strategic management of the repairs service and management of the DLO and externa ...
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SMCR Manager
Found in: SonicJobs Direct Apply UK - 4 days ago
Oakleaf Partnership London, United Kingdom Full timeSMCR Operations Manager · Permanent · Up to £85,000 · Office Location: Central London · Hybrid working: 2 days per week in the office · I'm currently working exclusively with an exciting organisation in the Financial Services space, in search of an SMCR Specialist to act as the f ...
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Quality Assurance Manager
Found in: SonicJobs Direct Apply UK - 20 hours ago
Zoom Recruitment London, United KingdomQuality Manager - Food Ingredients - Up to £50k/annum DOE + £2-3K Bonus – Greenwich, London · We are seeking a dedicated Quality Manager for our client, an International Chemical & Food Ingredient Distributor to join their team in the London Depot. This role is pivotal for the ma ...
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Technical Manager
Found in: SonicJobs Direct Apply UK - 4 days ago
First Call Contract Services London, United Kingdom Full timeJob Title: Technical Manager · Main Purpose: Ensure compliance with Food Hygiene, HR, BRCGS and TQS system. · Responsible to: The Managing Director · Responsible for: Compliance, Food Safety, Audits and Customer satisfaction. · Main Duties and Responsibilities: · The role will be ...
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Sustainability Manager
Found in: SonicJobs Direct Apply UK - 20 hours ago
Falcon Green Personnel London, United Kingdom Full timeA main contractor who is based in Central London is currently hiring a Quality & Environmental Manager. This role is based out of their Head Office and the successful candidate will build and expand on current policies & procedures on Quality & Environmental. · Quality: · Drive, ...
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Chief Risk Officer
Found in: SonicJobs Direct Apply UK - 1 day ago
Opus Executive Search Ltd London, United Kingdom Full timeChief Risk Officer, FinTech, City of London, £120-150k+ basic Excellent benefits · An experienced Chief Risk Officer is required to join the senior leadership team of a scaling up FinTech business which provides device-based / application-based banking facilities to a client base ...
Senior Manager, Risk, Compliance and Policy - United Kingdom - Rev & Regs
Description
Rev & Regs are recruiting for a Head of Risk & Compliance role for a rapidly growing tech-focussed Capital Markets company.
Reporting to the Chief Operating Officer, the Head of Risk & Compliance will work closely with the board to develop fit for purpose Compliance Frameworks, Policies & Procedures, and implement and embed the companywide Risk Management Framework.
Develop the risk and compliance function, as well as lead the company's regulatory strategy in line with commercial strategy and product development roadmap.
Act as regulatory strategic advisor to members of the Executive Board and Senior Management relating to growth and expansion.
Develop and embed a robust risk management framework to support sustainable growth of the business.Develop, manage and implement policies and procedures for regulatory compliance.
Ensure adherence to regulatory requirements and reporting obligations and advise the business on compliance matters.
Ensure all new products are developed with a thorough understanding of the regulatory implications and company systems and processes meet the relevant quality and regulatory standards.
Manage Horizon Scanning and keep abreast of all new regulatory requirements which may effect the business.Perform checks and report on risks arising.
Manage compliance of internal business processes, to provide assurance to clients and support external quality standards (for example, ISO27001); and ensure key suppliers are complying with agreed standards and contract terms.
Promote a sustainable risk culture across the business.Ideal candidate will have previously held the SMF16/17 functions, but potentially open to senior candidates who haven't held them.
Proven experience working in regulatory environment with strong knowledge of SMCR.Detailed understanding of the regulatory requirements which effect the Capital Markets sector.
Experience or practical application of regulatory frameworks including but not limited to FCA Handbook (COBS, SYSC AND CASS), MIFID II, Financial Crime rules, and ICAAP/ICARA regulations.
Proven track record in developing and embedding operational risk frameworks.Experience working in a fintech or start-up environment.
Experience working with US, EU regulators and regulatory environment.
Direct experience with Blockchain and Tokenisation.
Salary - £130,000 pa + company benefits package.