Jobs
>
London

    Regulatory Policy and Compliance Manager - London, United Kingdom - HSBC

    HSBC
    HSBC London, United Kingdom

    2 days ago

    Default job background
    Description

    Job Title:
    Regulatory Policy Manager, IRR Duration: Location: HSBC London 8CS

    Pay Rate:
    £730 PAYE Per Day Inside IR35 / £937.Our Risk and Compliance function has a critical role to play in supporting, challenging, and advising across all areas of the business through establishing policy, identifying and managing forward-looking risk and compliance. We focus on creating an environment that encourages our people to speak up and do the right thing, as well as protecting our customers, the organisation, and the integrity of the financial markets in which we operate. Global Regulatory Policy and Advisory (GRPA) is part of Group Risk. The team is a centre of excellence for regulatory policy for prudential risks, including Credit risk, Counterparty risk, Market risk and other Treasury risks. We lead the engagement with our key regulators and represent HSBC at industry forums in our areas of expertise. Being at the forefront of industry change, we use our unique position to brief senior management thereby supporting strategic decision-making, and author policy papers so that our regulator's expectations are clearly understood and implemented by the business. We are currently seeking an ambitious individual to join our team as a Regulatory Policy Manager in our banking book policy sub-team, working together with colleagues to define, manage and achieve divisional business targets.

    The role holder will lead on regulatory interpretation of regulatory requirements for credit risk , including the internal ratings-based approach (IRB).

    As well as lead the review and response to proposed rulemaking by regulators designed to address the changing environment that banks operate within, such as regulatory developments for:

    Climate risk; Artificial intelligence/machine learning (AI/ML).

    As a global team, the role holder will be required to work with colleagues across the globe to understand the implications the rules will have on our businesses.

    Specifically, the role requires close collaboration with modelling teams (Group Risk Analytics 'GRA'), wholesale credit risk management (WCRM) and the business to provide guidance on policy matters, such as regulatory requirements for model development.

    The role holder will have direct interaction with senior management on policy topics.

    This role will act as the Second Line of Defence (SLOD) for Wholesale internal ratings based (IRB) models to ensure they satisfy regulatory requirements.

    Review and opine on existing and proposed regulatory policy on wholesale credit risk .

    Lead the process to develop regulatory interpretations and policy opinions, including clear communication of the latest external regulatory developments to customers / stakeholders.

    Undertake line by line traceability mapping of regulatory articles to interpretations and advise implementation owners on the regulations to facilitate compliant application.

    Support the engagement with the Prudential Regulatory Authority and industry trade bodies on regulatory policy and permissions topics.

    Experience in general or Wholesale banking including Commercial Banking , Global Banking & Markets or Wholesale Credit Risk.

    Good knowledge of the regulatory landscape particularly relating to credit risk regulations, IRB risk model permissions or previous experience in a Regulatory Capital policy function.

    Relevant working experience in a bank, rating agency, consultancy or advisory firm is desirable.
    Some understanding of statistics and concepts of the risk modelling process would be advantageous

    Ability to lead, manage and successfully deliver within the agreed time scale, in liaison with all relevant stakeholders: model owners, business, finance, senior management and regulator.

    If you're looking for a career that will help you stand out, join HSBC, and fulfil your potential.
  • Colyer Dodd & Co Ltd

    Compliance Manager

    21 minutes ago

    Colyer Dodd & Co Ltd London, United Kingdom

    This exciting and broad real estate investment management based compliance role will use your communication and influencing skills; your ability to work as a member of a team and on your own initiative and will require you to utilize your analytical talentsto produce reports for ...

  • eFinancialCareers

    Compliance Manager

    26 minutes ago

    eFinancialCareers London, United Kingdom

    A niche Investment business is looking to hire a Compliance Manager, specialising in Insurance, to join their small Compliance function. The role is a Generalist Compliance role that will work closely with the Legal team and advise the business on a dailybasis. · **Main Responsib ...

  • eFinancialCareers

    Compliance Manager

    25 minutes ago

    eFinancialCareers London, United Kingdom

    **Compliance Manager - Insurance** · **City of London** · **Permanent** · **£dependant on experience** · cer Financial are working alongside an International insurance company, who are looking for a Compliance Manager to join them on a permanent basis and support the Head of Comp ...

  • eFinancialCareers

    Compliance Manager

    26 minutes ago

    eFinancialCareers London, United Kingdom

    Exciting opportunity to be a member of a business-aligned compliance team instrumental in supporting Macquarie Capital, private business for EMEA. The role is business aligned and you will have responsibility for oversight and execution of compliance monitoringcoupled with transa ...

  • eFinancialCareers

    Compliance Manager

    26 minutes ago

    eFinancialCareers London, United Kingdom

    Our client is FCA Regulated, full scope AIFM, Private Equity Investment firm based in London, dedicated to Technology Sector and Digital Asset investments. · They are seeking a Compliance Officer / General Counsel (GC) with a strong background in Compliance, and experience workin ...

  • eFinancialCareers

    Compliance Manager

    26 minutes ago

    eFinancialCareers London, United Kingdom

    Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. · Reporting into the Chief Compliance Officer, the Compliance Manager will b ...

  • eFinancialCareers

    Compliance Manager

    25 minutes ago

    eFinancialCareers London, United Kingdom

    Responsibilites: · To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, execution only investment business, COBS 10 appropriateness assessments, training and competence, GDPR, MiFID2 and DISP. · - Remain up ...

  • eFinancialCareers

    Compliance Manager

    26 minutes ago

    eFinancialCareers London, United Kingdom

    Compliance Manager - Insurance · Perm · £dependant upon experience · My client is a General Insurance business, who are based in the UK, and support a UK and International clientele by offering a range of Personal and Commercial Insurance products. · Due to recent growth, they ar ...

  • eFinancialCareers

    Compliance Manager

    26 minutes ago

    eFinancialCareers London, United Kingdom

    The key purpose of this role is to work as part of the Compliance Team in delivering practical and clear guidance to the business on how to effectively meet new and existing conduct regulatory requirements and proactively help the business to ensure thatit implements effective sy ...

  • eFinancialCareers

    Compliance Manager

    26 minutes ago

    eFinancialCareers London, United Kingdom Part time

    **Main Responsibilities**: · - Support the General Counsel and Head of Compliance in ensuring the firm remains compliant with the rules and regulations of its UK, US and EU regulators. · - Work with external compliance consultants and undertake the periodic compliance monitoring. ...

  • eFinancialCareers

    Compliance Manager

    26 minutes ago

    eFinancialCareers London, United Kingdom

    Key Skills · Ideally 3-5 years relevant compliance experience gained within the Financial Services sector · Knowledge of implementing assurance and compliance processes · Market awareness of key regulatory risks and disseminating those effectively and simply to business areas · S ...

  • eFinancialCareers

    Compliance Monitoring Manager

    18 minutes ago

    eFinancialCareers London, United Kingdom

    Carr Lyons are currently working alongside an international investment bank in London to recruit a Compliance Monitoring Manager. · As a Compliance Monitoring Manager you will be responsible for conducting thematic reviews of various business policies within the investment bankin ...

  • eFinancialCareers

    Compliance Advisory Manager

    25 minutes ago

    eFinancialCareers London, United Kingdom

    Key responsibilities: · - Advising the business on policies and procedures · - Financial promotion sign-off (including associated monitoring controls) · - Compliance related funds work related to in-scope jurisdictions eg Prospectus reviews, due diligence questionnaires, due dili ...

  • Niyaa People Ltd

    Fire Compliance Manager

    2 days ago

    Niyaa People Ltd London, United Kingdom Full time

    We are actively looking for a Fire Compliance Manager to join a housing association in the London area on a permanent basis. In return you will receive hybrid working, flexible working hours, 25 days annual leave plus bank holidays increasing with length of service, healthcare op ...

  • DCC

    Business Compliance Manager

    17 minutes ago

    DCC London, United Kingdom

    Background · "Smarter Energy for a green tomorrow" · The Data and Communications Company (DCC), a Capita subsidiary, delivers smart metering services for gas and electricity under licence from the UK Government. Together with our customers and partners we're connecting homes and ...

  • eFinancialCareers

    Compliance Monitoring Manager

    16 minutes ago

    eFinancialCareers London, United Kingdom

    A Wealth & Asset Management business are looking to recruit a Compliance Monitoring Manager to assist the Head of Compliance monitoring on the development and execution of a risk-based program of thematic and desk-based monitoring. · **Main Responsibilities** · - Supporting the d ...

  • eFinancialCareers

    Compliance Monitoring Manager

    26 minutes ago

    eFinancialCareers London, United Kingdom

    NEW ROLE - Compliance Monitoring Manager · Inside IR35 · ASAP Start · **Experience**: · - Experienced in compliance, risk or audit roles in a UK Asset, Platform &/or Wealth Management market · - Experience of compliance oversight/assurance activity, risk assurance or internal aud ...

  • LHH Recruitment Solutions

    Interim Compliance Manager

    25 minutes ago

    LHH Recruitment Solutions London, United Kingdom

    Location: London · Flexible working · Contract type: 6-month FTC · **Salary**: £90k - £120k · LHH have partnered up with a global insurance firm who are looking for an interim Compliance Manager to join their team You will lead on oversight and control of Lloyd's and PRA complian ...

  • eFinancialCareers

    Corporate Compliance Manager

    24 minutes ago

    eFinancialCareers London, United Kingdom

    As a Barclays Corporate Compliance Manager, you will be responsible for working closely with the Corporate Banking business teams, key stakeholders and other members of the Global Corporate Banking Compliance Team to support and enhance the Complianceculture within the organisati ...

  • eFinancialCareers

    Compliance Assurance Manager

    25 minutes ago

    eFinancialCareers London, United Kingdom

    An excellent opportunity to join the EMEA Regulatory Assurance team, as a Senior Manager. The Regulatory Assurance team is responsible for undertaking risk-based reviews to provide assurance to senior management that controls are designed to mitigate theregulatory risks in their ...