- Help coordinate and provide detailed technical guidance to ensure standards compliance across all UK regulated entities under FCA CASS & FSCS/PRA regulations.
- Analyze data to identify potential risks for further inspection.
- Participate in governance meetings to offer advice and raise challenges.
- Review and improve CAP and business policies to reduce risks.
- Stay updated on regulatory changes to guide the business in compliant operations.
- Deep experience in Client Assets (CASS) Compliance from banking, financial services, auditors, or consultancies.
- Proven expertise in CASS Compliance through risk stewardship, oversight, advisory roles.
- Analytical mindset comfortable with data analysis for risk management.
- Ability to work independently and collaboratively, solving problems efficiently.
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Senior Client Assets Compliance Manager - London, United Kingdom - HSBC
Description
Some careers open more doors than others. If you're looking to unlock new opportunities, come join HSBC and explore the possibilities. Whether you aim for the top or seek an exciting new path, HSBC provides opportunities, support, and rewards to propel you forward.
We have an exciting opportunity for a Client Money & Assets Protection (CAP) Compliance expert to join our Markets & Securities Services Compliance team. You'll work closely with the Head of Client Asset Protection as a CASS Risk Steward, offering advice, risk assessment, and solutions to mitigate the Bank's regulatory risk. Your expertise will contribute to a global bank's success, while also expanding your skills in areas like digital assets and FSCS compliance.
Our Risk and Compliance function plays a crucial role in supporting, challenging, and advising all business areas by setting policies, monitoring activities, and managing future risks. We foster an environment that encourages integrity, protects customers, and upholds financial market integrity. As an industry leader, we continuously strive to set higher standards and adapt to strategic changes.
As an HSBC employee in the UK, you'll access tailored professional growth opportunities and competitive pay with benefits. This includes private healthcare, enhanced maternity and adoption pay, and a generous pension scheme.
In this role, you will:
Requirements:
Base location: London with hybrid working.
