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    Part-time Compliance Administrator - London, United Kingdom - Bruin

    Bruin
    Bruin London, United Kingdom

    1 week ago

    Default job background
    Part time
    Description

    My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures.

    The successful candidate will have autonomy and will need to be hands on in their approach and assist the compliance team where required.

    Assisting within day-to-day surveillance activities including e-communications and trade surveillanceAssisting in the provision of Compliance advice in response to ad-hoc requests and day-to-day interpretation and guidance relating to our policies, particularly on market abuse and conflicts of interest.

    Supporting horizon-scanning activities relating to capital markets Contribute to new policy, projects and Compliance initiatives. Input in the design and implementation of enhancements to new or existing procedures relating to communications and trade surveillance.
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