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    Regulatory Specialist and Senior Specialist - London, United Kingdom - Molten Ventures plc

    Molten Ventures plc
    Molten Ventures plc London, United Kingdom

    1 week ago

    Default job background
    Description
    Senior Compliance Specialist

    Department:
    Risk & Compliance

    Employment Type:
    Permanent - Full Time

    Compensation:
    £47,000 - £70,000 / year
    Senior Compliance Specialist
    We're a technology company that brings simple investing to everyone.

    We're building a team with diverse and unique perspectives in order to help us on our mission to demystify investing.

    Our goal is to help our customers achieve better, long-term financial outcomes.

    6m registered users, offering a range of products like the Freetrade Pension, a stocks and shares ISA, and our premium plan, Freetrade Plus.

    We are looking for an exceptional Senior Compliance Specialist to join our team.

    You will work closely with all areas of our business to provide general Compliance advice, support the development of new products, work on projects, execute compliance processes and undertake compliance monitoring and testing.

    Our team's key objective is to help the business move forward and be successful in a way that is compliant with regulations and leads to good outcomes for its clients.

    We are a young, growing company and the Compliance team needs to cover a wide range of businesses and technical regulatory topics in a fast paced environment.

    Provide advice to the business on BAU issues and in the context of new product lines and services.
    Take a leading role in priority business and compliance projects, providing regulatory direction, insight, context and challenge.
    Lead compliance monitoring and testing exercises to ensure that the business is operating in line with regulations and the firm's policy
    Provide training on regulatory issues to all business areas
    Work with colleagues across the business to prepare for and respond to regulatory change and regulatory engagement
    Execute ongoing Compliance processes and controls

    Take a leading role in the Global Compliance function, providing guidance and oversight to more junior colleagues in the UK, Sweden and Hungary.

    You have excellent knowledge of UK financial services regulations and knowledge of a range of financial products, including retail investment products.

    You have experience of working in or with UK retail financial services regulated firms, ideally with a retail broking or wealth management business.

    You will likely have some experience managing individuals either in a management role or through project leadership positions.
    You will be fluent in English, with excellent written and verbal communication skills.
    You will have - 7 years experience at a retail investment firm or bank, the regulator or a large consultancy in a role with a heavy regulatory / compliance focus
    We offer a competitive salary plus stock options and lots of other benefits .

    You'll have a stake in the company you're building, with stock options benchmarked to US companies.

    Whatever your race, religion, colour, national origin, gender, sexual orientation, age, marital status, or disability - we want to hear from you.

    We're very open about what we're working on, and the best places to learn more are our buzzing community forum and our blog.


    To find out more about how we look after your personal data when you apply for a job with us, please see our Recruitment Privacy Policy here.

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