Jobs
>
London

    Financial Crime and Compliance Officer - England, United Kingdom - Compliance Professionals

    Compliance Professionals
    Compliance Professionals England, United Kingdom

    1 week ago

    Default job background
    Description

    We are working with an expanding banking Group based in Kent, who provide simple and straightforward day-to-day banking solutions to their specialist customers.

    They are looking for a Compliance & Financial Crime Officer to join the team. To undertake horizon scanning on regulatory developments with regards to both Compliance and Financial Crime matters.
    To summarise the impact of regulatory developments for stakeholders on the business.
    To undertake monitoring, in accordance with the Compliance Monitoring Plan, for both Compliance and financial crime matters.

    To collate data, prepare reports and submit dashboards for management information to the relevant committees of the Bank on both Compliance and financial crime related matters .

    Working closely with both Compliance and Financial Crime colleagues on various thematic reviews and projects
    Collaborating closely with stakeholders to support in the development and interpretation of management information that is aligned to risks identified from the risk appetite statements and compliance framework
    Provide guidance to the 1st LoD on legal, regulatory, and best practice requirements to strengthen operational controls.

    Through effective monitoring, support in the testing of 1st LoD policies, procedures, and controls to mitigate financial crime and compliance risks.

    Ensure that the 1st LoD policies, procedures and controls are in line with the UK's legal, regulatory and industry guidance through periodic testing.

    Capturing and tracking open compliance and financial crime actions, to ensure that they are being addressed on a timely basis, and where not, are being reported and escalated, as required.

    Additional ad hoc tasks as required.
    Significant compliance experience gained in a financial institution or other similar environment
    Has undertaken compliance and/or financial crime monitoring.
    Experience of being a positive role model and driving good culture and risk awareness.
  • United Trust Bank

    Compliance Officer Compliance

    2 days ago

    United Trust Bank London, United Kingdom

    **Responsibilities** · - Maintain and execute the Compliance Monitoring Plan, by conducting thematic and area specific reviews against KPI's; provide output in the form of written reports, suggesting severity of issue/s found, remedial actions, timescales and monitoring for closu ...

  • Career Legal

    Compliance Officer

    1 week ago

    Career Legal London, United Kingdom

    Job Details · Compliance Officer · Up to £45,000pa + Benefits · London, Permanent · International Law Firm · My client, a top international law firm, is actively recruiting for a risk and compliance professional to join them on a permanent basis in London - working as their new C ...

  • PineBridge Investments

    Compliance Officer

    1 day ago

    PineBridge Investments London, United Kingdom

    PineBridge Investments is seeking a Compliance Officer to join its EMEA Compliance team and assist with the execution of its compliance program and support PineBridge's financial crime prevention framework. This role will be based in PineBridge's London office and report into the ...

  • Oliver James Associates

    Compliance Officer

    4 days ago

    Oliver James Associates London, United Kingdom

    **Job Title**:Compliance Officer · **Duration**:12 months · **Rates/Salary**:£75,000-90,000 FTC plus 17.5% bonus · **Location**:London based (2-3 days in office per week, plus home working) · **The Role**: · - Ensuring that the Advisory and Assurance Compliance function within th ...

  • MDM Consultants Ltd

    Compliance Officer

    1 week ago

    MDM Consultants Ltd London, United Kingdom

    Are you an experienced Compliance professional who desires to join a well-established and forward-thinking buy side/asset management firm as part of their growing Compliance team? · **Senior Compliance Officer / Compliance Officer** · **Location**:London (Flexible Working / Hybri ...

  • eFinancialCareers

    Compliance Officer

    1 week ago

    eFinancialCareers London, United Kingdom

    An exciting opportunity has come up with an international (multi product) Broker/Trading business, who are looking for someone to join their Compliance team in a broad and generalist compliance role based in London. · The role will involve working closely with the front desks, op ...

  • Barclay Simpson

    Compliance Officer

    2 days ago

    Barclay Simpson London, United Kingdom

    **Compliance Officer**: · - London · - £400 - £500 Per day · - Job type: Contract · - Sector: Financial Services · - Job reference: MPC41130 · - Advising on domestic compliance rules and regulations · - Conducting compliance monitoring reviews · - Engaging in trade surveillance a ...

  • Talent Race

    Compliance Officer

    1 week ago

    Talent Race London, United Kingdom

    We are currently recruiting for a Compliance Officer to join a leading Healthcare Recruitment organisation based in Central London. · This is a fantastic opportunity for an experienced professional to join an established organisation and become part of a team that is responsible ...

  • eFinancialCareers

    Compliance Officer

    1 week ago

    eFinancialCareers London, United Kingdom

    **PART TIME COMPLIANCE OFFICER (2 DAYS P/WK)** · Temporary (8 months maternity cover) · **The Company**: · Our client is a Fintech start-up, who is a specialist provider of carbon data, analytics, insight and financial products that enable financial institutions to achieve both f ...

  • eFinancialCareers

    Compliance Officer

    1 week ago

    eFinancialCareers London, United Kingdom

    Job Summary · - London · - Permanent · - JN · - Feb 20, 2023 · - £50k - £55k · **Job Description**: · Our client are a leading Global Asset Manager who are looking for a compliance officer to join the growoing compliance team · To assist the Compliance Monitoring team with the e ...

  • Red Snapper Recruitment

    Compliance Officer

    3 days ago

    Red Snapper Recruitment London, United Kingdom

    **COMPLIANCE OFFICER** · Reporting to the Compliance and Operations Supervisor, the Compliance Officer is responsible for the administration of the business's compliance requirements. You will support the compliance function by ensuring all associated processes are followed and r ...

  • CBCX Group Limited

    Compliance Officer

    1 day ago

    CBCX Group Limited London, United Kingdom

    **Position Summary** · CBCX Group Limited is seeking a motivated and detail-oriented Compliance Officer to join our team. This role is essential in ensuring our company operates within the boundaries of regulatory requirements and maintains the highest standards of integrity and ...

  • Certus Sales Recruitment

    Compliance Officer

    4 days ago

    Certus Sales Recruitment Greater London, United Kingdom

    **Compliance Officer - Cloud Technology** · **London / Norwich - Hybrid** · **40-45k Base + Executive Benefits** · Our client's award-winning hybrid cloud connectivity platform provides the link between traditional networking infrastructure and cloud services. This trailblazing c ...

  • Transport for London

    Compliance Officer

    1 day ago

    Transport for London London, United Kingdom

    **Organisation** · - Road Network Compliance · **Job** · - Administration · **Position Type** · - Full Time · **Job Title** - Compliance Officer · **Salary **- £31,250 · **Pay Band** - Band 2 · **Location **- Palestra · **Contract Type** - TfL Permanent · **Working Pattern** - 35 ...

  • iProov

    Compliance Officer

    1 week ago

    iProov London, United Kingdom

    Compliance (Projects) Officer · If you'd like to make the online world a safer place, come and join us. · **About iProov**: · iProov is the world leader in face biometric verification. We establish trust in remote users and deliver effortless, customer centric, device independent ...

  • Page Personnel HR

    Compliance Officer

    1 week ago

    Page Personnel HR London, United Kingdom

    Based near excellent transport links, in leading London School Federation, an exciting opportunity for a Compliance Officer to help out in head office. · **Client Details** · A leading London School Federation. · **Description** · The main responsibilities for the Compliance Offi ...

  • eFinancialCareers

    Compliance Officer

    1 week ago

    eFinancialCareers London, United Kingdom

    Our client is a successful global alternatives asset manager. They are hiring a London based Compliance Officer with a focus on supporting on their FATCA and CRS regulations. · Key responsibilities: assist in the development and maintenance of the firm's FATCA and CRS responsibil ...

  • MS Amlin

    Compliance Officer

    2 days ago

    MS Amlin London, United Kingdom

    About the Job · The Compliance Officer will form part of MS Amlin Underwriting Limited's (MS AUL) Compliance function. The role holder will support the delivery of the function's Compliance plans, including supporting the work undertaken by the team in respect of financial crime ...

  • APC London Market Ltd

    Compliance Officer

    3 days ago

    APC London Market Ltd London, United Kingdom

    A specialist insurance firm based in city of London are looking for a Compliance Officer to join the business. This will be a hybrid or even work from home full time. · **RESPONSIBILITIES**: · - To oversee and manage the regulatory requirements of the company stemming from the FC ...

  • Young Wellbeing Hub

    Compliance Officer

    4 days ago

    Young Wellbeing Hub London, United Kingdom

    CAMHS Professionals are the leading specialist staffing provider within children's mental health, located in the vibrant community of Hackney Wick. · We are seeking an organised, and self-efficient individual to join our close knit team as the new Compliance Officer where you wil ...