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Head of Regulatory Services
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GatenbySanderson Stafford, United Kingdom**Head of Regulatory Services**: · **Stafford Borough Council**: · **Stafford**: · - Location Stafford · - Sector Local Government, Housing · - Client Stafford Borough Council · - Job Type Permanent · - Salary/Remuneration Between £75,000 and £85,000 · - Reference GSe99165.1 · - ...
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Manager - Regulatory Services
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Trident Group Birmingham, United KingdomFull time · Permanent · 00 per annum, plus £1,680 car allowance · If you are, we have an exceptional career opportunity waiting for you We are actively searching for a Gas Manager who will be a key player in Trident's ambitious goal to attain net-zero carbon emissions across all ...
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Associate Director of Regulatory Services
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Associate Director of Regulatory Services
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Associate - Financial Services Regulatory
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Goldman Sachs Birmingham, United Kingdom Full timeGLOBAL COMPLIANCE · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management pro ...
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Insurance Operations Manager
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Pensions Finance and Investment Manager
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Retail Assistant
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Estate Agency
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Health & Care Integration Programme Lead
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London Borough of Sutton Sutton, United Kingdom**Health & Care Integration Programme Lead**: · **Employer** · - Sutton Council · **Location(s)** · - Sutton · **Contract Type** · - Permanent · **Working Hours** · - Full Time · **Grade** · - 10 · **Hours Per Week** · - 36 · **Salary Range** · - £52,929 - £61,491 (£63,684 uncons ...
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Qualified Person
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Retail Sales Assistant
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Travelex Minworth, United KingdomCustomer Service Advisor - Asda Travel Money, Minworth - Part Time · **Job Type**: Permanent, Part Time · Hours per week: 24 hrs · **Salary**: £11.45 per hour + additional benefits listed below · Working Patterns: This job is perfect for those who are flexible and able to work a ...
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Occupational Health Administrator
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Health Partners Castle Bromwich, United KingdomJaguar Land Rover (JLR) have introduced onsite 'Centres for Wellbeing' (CfW) at 6 of their UK sites. · The CfW's will provide a 'one-stop-shop' for reactive and preventative support for their employees covering three Wellbeing pillars: Mind, Body, and Life. The CfW's aim to minim ...
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Team Supervisor
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Customer Services Consultant
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Post Office Ltd Kingsbury, United Kingdom**Summary**: · **Salary**: Starting from £12.62 and raising to £14.53 after 12 months · **Grade**: CSC · **Hours**: 16 hours per week, Working hours will be 5 days a week Monday to Saturday. · **Contract Details**: Permanent · **Location**: Kingsbury Branch · **Reporting to**: Br ...
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Internal IT Operations Team Lead
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Information Security Manager
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Senior Data Protection Practitioner
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Associate Director of Clinical Services
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Compliance Manager
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The Gambling Commission Birmingham, United Kingdom Full timeCompliance Manager · Birmingham, West Midlands (with hybrid working) · We are looking for 4 x compliance managers. Working for our Compliance team means translating our regulation into action and making sure the industry understands and adheres to the legislation set out to prote ...
Associate - Financial Services Regulatory - Sutton Coldfield, West Midlands, United Kingdom - Goldman Sachs
Description
Compliance, Financial Crime Controls Conduct & Integrity Associate, BirminghamThe Goldman Sachs Group, Inc.
is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base.
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance.
Compliance accomplishes these through the firm's enterprise-wide compliance risk management program.As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries.
You'll be part of a team with a wide range of academic and professional backgrounds, including law, accounting, engineering, data management, sales and trading.
Financial Crime Compliance team ("FCC") is part of the firm's Global Compliance Division and is responsible for coordinating Goldman Sachs' enterprise-wide anti-money laundering, anti-bribery and government sanctions compliance efforts.
FCC also has oversight for the Conduct and Integrity team, which is responsible for the firm's Compliance Conduct, Business Integrity, and Insider Threat Programs.
These teams assist with mitigating the risk of misconduct across the firm through support of the Firmwide Conduct Committee and the Firmwide Insider Threat Steering Group.
They develop policies and procedures to address conduct risk across the firm, administer the firm's Business Integrity Program, and conduct forensic reviews.
As a member of the Conduct & Integrity Operations (C&I Ops) team, you will support our efforts to maintain multiple conduct risk reporting and monitoring systems, manage recurring work flows in collaboration with Divisional Compliance and other Core Compliance teams, enable effective working relationships with other second line of defense functions, including Employee Relations, Employment Law Group, Human Capital Management Insights & Analytics team, Core Engineering, Operational Risk, as well as engage frequently with Internal Audit.
This role will leverage your interest and skills in data management, data analysis, business intelligence, data visualization, and reporting of metrics related to conduct risk management.
Managing conduct risk-related data feeds, sources and archives that support and enable the firm's conduct outcome inventory and conduct risk monitoring platformGenerating conduct risk metrics and associated reporting to regulators, Boards, Internal Audit, Committees and firmwide, regional and divisional management
Regularly engaging and collaborating with Divisional Compliance conduct teams, core and functional Compliance teams, and other second and third line stakeholders on behalf of C&I Ops
Preparing and delivering training content and other communications
Strong data analytic skills
~ Bachelor's Degree, preferably within data science, information systems, or criminal justice
~3 to 5 years of experience in a compliance, risk, engineering, audit or legal role
~ Strong knowledge and familiarity with Excel, Access, Word, PowerPoint
~ Alteryx Certification and experience with Tableau preferred
~ Excellent written and verbal communication skills (fluent in English)
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