Compliance Officer - London, United Kingdom - Black Swan Group

Compliance Officer

4 days ago

Secteur industriel - Environnement régulé - FR/UK · Vous rapportez auDirecteur Département Juridique et Secrétaire Général du Groupe. Vous renforcez ainsi l'équipe juridique et conformité constituée d'une dizaine de collaborateurs. Vous êtes basé à Herstal. · Fonction · Vous i ...

Compliance Officer

5 days ago

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices acros ...

Compliance Officer

5 days ago

Job Description · Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm ...

Compliance Officer

2 hours ago

Job Description · We are working closely with a multi -billion alternative asset manager , looking after global assets in both the private and public markets · This is a unique role in that it reports into both the global head of marketing and communications in London but also as ...

Compliance Officer

3 days ago

Job Description · Compliance Officer - Insurance · £70,000 - £80,000 · London - Hybrid · Purpose of the Role: · A London Market Insurer are seeking a Compliance Officer to manage the regulatory risk associated with the business through the management of its relationship with the ...

Compliance Officer

4 days ago

Compliance Officer - Insurance · £70,000 - £80,000 · London - Hybrid · Purpose of the Role: · A London Market Insurer are seeking a Compliance Officer to manage the regulatory risk associated with the business through the management of its relationship with the regulator(s) and p ...

Compliance Officer

4 days ago

My client is a leading M&A insurance broker who are looking to bring in a Compliance Officer. · Key responsibilities: · Regularly review developments in regulatory requirements applicable to the firm and maintain an understanding of potential future legislative changes. · Review ...

Compliance Officer

3 days ago

Job Description · X4 Technology are partnered with a leading investment platform in Central London who are founded by a renowned entrepreneur. Their platform offers DIY and managed investment portfolio options including Exchange-Traded Funds with unmatched value, choice, insights ...

Compliance Officer

3 days ago

X4 Technology are partnered with a leading investment platform in Central London who are founded by a renowned entrepreneur. Their platform offers DIY and managed investment portfolio options including Exchange-Traded Funds with unmatched value, choice, insights and automation. A ...

Compliance Officer

4 days ago

We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. · This role will be generalised, duties include: · Provide ...

Compliance Officer

5 days ago

Job Description · My client, a global fund manager are looking for a compliance associate/officer with a minimum of 5-6 years experience to join their London business supporting a multi-strategy open funds offering. · The role is generalist in nature: · Ongoing advisory to the bu ...

Compliance Officer

5 days ago

Job Description · Compliance Analyst · London · Hybrid working · 2+ years experience · An exciting opportunity has arisen to join our compliance team working directly with our Chief Compliance Officer ("CCO") & Money Laundering Reporting Officer ("MLRO") in a dynamic and fast ...

Compliance Officer

5 days ago

THE COMPANY: · Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. · THE RESPONSIBILITIES: · Handle day-to-day financial promotion approvals, complaint resolutions, trans ...

Compliance Officer

5 days ago

Job Description · THE COMPANY: · Our client is a multinational banking and financial services corporation. · THE RESPONSIBILITIES: · Daily monitoring of the FCA, PRA, HMT websites to review the regulatory papers · Preparing high level summary of such papers and disseminating thi ...

Compliance Officer

3 days ago

Job Description · A great opportunity to join a established and growing firm My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The success ...

Compliance Officer

5 days ago

About Us: · BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our operations. To strengthen o ...

Compliance Officer

5 days ago

Meraki Talent are currently working with a leading investment firm (private office) to help them identify a Compliance Officer. · Some of your duties will include: Maintain and implement a robust compliance framework, policies, and procedures in accordance with relevant regulato ...

Compliance Officer

2 days ago

Compliance Officer · £40k · Essex · Are you a food experienced technical professional looking for your next role? · Fantastic company to work for, lovely team of people, well established company. · The role · Working within systems/services to support the Technical team · Working ...

Compliance Officer

13 hours ago

My client is a prominent multi-national FinTech in the Payments sector; as a result of ongoing growth they require an experienced, ambitious and talented COMPLIANCE OFFICER to join them on a 12-month fixed term contract to cover for maternity leave. · The successful incumbent ...

Compliance Officer

4 days ago

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices acros ...