Jobs
>
London

    Operational & Regulatory Support Team Officer- 12 month FTC - 18872 - London, United Kingdom - Compliance Professionals

    Compliance Professionals
    Compliance Professionals London, United Kingdom

    6 days ago

    Default job background
    Description

    THE COMPANY:
    Our client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC

    THE RESPONSIBILITIES:
    To lead, develop and manage the operational & regulatory support team.
    To review and analyse upcoming regulatory compliance requirements. e.g.

    CoP (Confirmation of Payee);To develop strong relationships with compliance stakeholders across the business;To identify emerging risksTo oversee and lead regulatory change initiativesTo lead reporting on risk matters to ensure the business meets its reporting obligations To design and update internal policiesTo implement any findings of internal and external auditors and to incorporate any necessary updates to procedures;To assist in the resolution of compliance problems following appropriate internal processes;To oversee initial customer due diligence based on bank systems of recordTo ensure customer files are up-to-date and in line with Bank's policy and procedures to reduce risk;To investigate AML transactional monitoring alerts To escalate any account suspicions identified To manage responses and resolutions of matters raised in Compliance, Risk and Audit reports;To compile conduct risk MI To assist in resolving any problems or complaintsTo provide mentoring on Compliance and Anti Money Laundering issues;To oversee the maintenance of account documentation within banking dept;To attend meetings to develop an understanding of business processes;To assist with project work when required;To monitor risk in the department to ensure that risk is minimized; To review the policy and manual or to monitor the policy and manual have been reviewed on time;Conduct daily basic CASS review operation in accordance with established "policies".


    EXPERIENCE REQUIRED:

    Interested individuals must have Consumer Duty, COBS complaints and payments compliance experienceExperience obtained from UK banking;Interested individuals must have Consumer Duty, COBS complaints and payments compliance experience Sound knowledge of bank policies and procedures;Ability to make constructive and practical recommendations and improvements to processes and procedures;Knowledge of FCA guidelines and principles;Knowledge of money laundering prevention;Confident in making decisions; Good attention to detail;Able to communicate effectivelyFor further information please contact Natalie Eshelby
  • Progressis

    6 Month Ftc

    1 week ago

    Progressis London, United Kingdom

    6 Month FTC - Reception - Prestigious Property Co. · - Job Reference 02/4385- Added : 11/04/2024- Expiry : 09/05/2024- £30,000 - £32,000- London- Contract Type: Fixed Term Contract- My client are a highly reputable and successful property company based in the heart of the West En ...

  • Macdonald & Company

    6 Month Ftc

    4 days ago

    Macdonald & Company London, United Kingdom

    **Location**: · **London** · **Salary**: · ** ** · **Job Type**: · **Permanent** · **Reference**: · **66406** · **Job Summary**: A Global Property Consultancy is seeking a Commercial Property Manager on an initial 6 month Fixed-Term Contact. You will be responsible for assets loc ...

  • Joss Search

    Ea (10-month Ftc)

    2 days ago

    Joss Search London, United Kingdom

    **Executive Assistant**: · **10 month FTC**: · **Knightsbridge**: · **£50,000**: · We have just taken on a really exciting opportunity for an EA to join a fantastic boutique Private Equity firm on a 10-month contract. This is a fast paced Senior EA role (1:2) supporting two Partn ...

  • SSP

    Receptionist - 12 Month Ftc

    1 day ago

    SSP London, United Kingdom

    **Receptionist - 12 month FTC**: · **About us**: · SSP is a leading operator of food and beverage outlets in travel locations worldwide, with c.42,000 colleagues in over 600 locations across 37 countries. We operate sit-down and quick service restaurants, cafes, lounges and food- ...

  • Morgan Philips Specialist Recruitment

    Ea - 6 Month Ftc

    1 week ago

    Morgan Philips Specialist Recruitment London, United Kingdom

    Morgan Philips are delighted to be supporting a fantastic brand to hire an Executive Assistant on a 6 month FTC to start ASAP. This role will support a EMEA CPO to maximise effectiveness and meet business goals and will pay up to £60,000pa. · The role is dynamic and varied with t ...

  • Butternut Box

    Recruiter (6 Month Ftc)

    4 days ago

    Butternut Box London, United Kingdom

    **A bit about the role.** · We are looking for a Recruiter (on an initial 6 month fixed term) to join our People Team at a very exciting time in our journey. We are growing quickly and have ambitious plans over the next few years, so this is definitely a role for someone that is ...

  • Lipsy London

    Merchandiser 12 Month Ftc

    1 week ago

    Lipsy London London, United Kingdom

    **Merchandiser - 12 month FTC** · **Location | **Head Office, Tottenham Court Road, London · **Working style | **Hybrid · **About Next Beauty** · Next Beauty has become one of the most trusted beauty destinations online having launched in 2018 on , Britain's number one online clo ...

  • eFinancialCareers

    Pa - 10 Month Ftc

    1 week ago

    eFinancialCareers London, United Kingdom

    As a Barclays Executive Assistant, you will be a part of a team of two PAs and will support three Directors - Head of Shares Services, Head of Incentives and Head of BX and provide support to the team. Moreover, you will need to build an understandingof the business and function' ...

  • Zopa Limited

    Underwriter - 3-month Ftc

    7 hours ago

    Zopa Limited London, United Kingdom

    **Our Story** · **Hello there. We're Zopa.** · - We began our journey in 2005 with the drive to deliver customer-first financial products. Fast forward to 2020, we shifted gears and became a digital bank, leveraging our customer knowledge, money expertise and technical agility to ...

  • Ralph Lauren

    Buyer 12 Month Ftc

    1 week ago

    Ralph Lauren London, United Kingdom

    Ref #: · W148289 · Department: · Merchandising & Planning · City: · London · State/Province: · London · Country: · United Kingdom · Pay Range Max · Pay Range Min · Company Description · - Ralph Lauren Corporation (NYSE:RL) is a global leader in the design, marketing and distribut ...

  • Metro Bank PLC

    Cashier (6 Month Ftc)

    3 days ago

    Metro Bank PLC London, United Kingdom

    **Team** Retail & Business Banking · **Location** Holborn · **County** Central London · **Ref #** 20828 · **Closing Date** 08-Dec-2023 · **This position is full-time a 6-month Fixed Term Contract for a January Start** · **Our promise to you** · - We will make sure that you are we ...

  • Metro Bank PLC

    Cashier (6 Months Ftc)

    1 week ago

    Metro Bank PLC London, United Kingdom

    **Team** Retail & Business Banking · **Location** Bromley · **County** London · **Ref #** 20788 · **Closing Date** 15-Dec-2023 · **This position is full-time a 6-month Fixed Term Contract for a January Start** · **Our promise to you** · - We will make sure that you are well-rewar ...

  • hachette

    Editor (12 Month Ftc)

    1 week ago

    hachette London, United Kingdom

    What you'll be doing · Reprint Editors work as part of a backlist team, and are responsible for defined editorial aspects of the reprints workflow in Hodder Education. They are the Editorial point of contact for the reprint process. The Reprints Editors record reprint corrections ...

  • Land Securities

    Administrator - 12 Months Ftc

    1 day ago

    Land Securities London, United Kingdom

    We're Landsec · Sustainable places. Connecting communities. Realising potential. We live by these principles to create great experiences for people, now and in the future. · We create places that make a lasting positive contribution to our communities and our planet. We bring peo ...

  • Bonhams

    Photographer (6 Month Ftc)

    1 week ago

    Bonhams London, United Kingdom

    **About Bonhams** · Bonhams is a global auction house with an 18th century heritage poised for transformative change. Our global operations are based in London, Paris, New York, Los Angeles and Hong Kong where we sell in over 60 categories, including motor cars, paintings, jewell ...

  • Bonhams

    Intern (6 Month Ftc)

    3 days ago

    Bonhams London, United Kingdom

    **About Bonhams** · Bonhams is a global auction house with an 18th century heritage poised for transformative change. Our global operations are based in London, Paris, New York, Los Angeles and Hong Kong, and we sell in over 60 categories, including motor cars, paintings, jewelle ...

  • Ambition Europe Limited

    Bdm 12 Month Ftc

    1 week ago

    Ambition Europe Limited London, United Kingdom

    Our client a prestigious law firm have an opportunity to cover for an established Marketing & BDM to cover a maternity contract role for **their dynamic corporate practice.** · The Marketing and Business Development role is offered on a **fixed term interim basis of 12 months** s ...

  • Informa Tech

    Editor - 6 Month Ftc

    1 week ago

    Informa Tech London, United Kingdom

    **Company Description** · At Informa Tech, we believe that technology innovation is key to driving positive change in our society. We believe that digital inclusion underpins progress. And we believe that diversity in tech is central to a thriving industry. Our aim is to inspire ...

  • Metro Bank PLC

    Cashier (6 Months Ftc)

    1 week ago

    Metro Bank PLC London, United Kingdom

    **Team** Retail & Business Banking · **Location** Bexleyheath · **County** London · **Ref #** 20781 · **Closing Date** 15-Dec-2023 · **This position is full-time a 6-month Fixed Term Contract for a January Start** · **Our promise to you** · - We will make sure that you are well-r ...

  • RSM

    Secretary Ftc 12 Months

    6 days ago

    RSM London, United Kingdom

    As one of the world's largest networks of audit, tax and consulting firms, RSM delivers big ideas and premium service to help middle-market businesses thrive. We are a fast-growing firm with big ambitions - we have a clear goal to become the premium adviser to the middle market, ...