- Provide input and recommendations to the Head of Compliance, or Compliance Manager in relation to the compliance strategy, compliance framework and monitoring plan for the Bank, including in relation to key risks and future potential challenges.
- Collation and validation of MI to inform compliance reporting to Bank committees and senior management in relation to regulatory risk.
- Review, investigate and provide support and guidance on referrals to the Compliance Team such as in relation to financial promotions, customer communications and dependent upon role, PEP escalations, Conflicts of Interest, Gifts and Entertainment and Suspicious Activity Reports.
- Undertake horizon scanning of new regulatory impacts on the Bank, reporting MI as required. Liaising with affected business areas as required to ensure key changes and risks are understood and mitigated.
- Undertake compliance monitoring reviews (including sample checking and/or Thematic Reviews) to obtain assurance as to the Bank's adherence to regulatory requirements in accordance with the agreed Compliance Monitoring Plan and following the Bank's Compliance Monitoring Methodology.
- Assist in ensuring the Bank remains fully compliant in discharging its AML obligations and to identify any instances of financial crime, fraud, bribery and corruption, or conflicts of interest.
- Advise the business on proposed activities and the regulatory impact from a financial crime perspective, liaising with the DMLRO, to escalate issues identified.
- Risk awareness of issues identified for escalation, proposing resolutions.
- Regulatory standards awareness
- Strong business report writing and presentation skills.
- Pension Plan
- Private Medical Insurance
- Dental Cover
- Life Assurance
- Employee Referral Bonus
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Tax Advisory Manager
Found in: SonicJobs Direct Apply UK - 1 day ago
Addington Ball Recruitment Ltd Milton Keynes, United Kingdom Full timeThis accountancy practice on Milton Keynes had tripled its team since the pandemic and as part of a well documented growth strategy now needs a Tax Advisory Manager to take on a diverse portfolio of clients which will include high net worth individuals, family businesses, SMEs an ...
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GMP Compliance Specialist
Found in: Appcast UK C C2 - 3 days ago
Verbatim Pharma Hertfordshire, United KingdomPassionate about Pharma GMP? Are you a key voice in the QA department? · Fantastic opportunity to influence the quality culture · Hertfordshire based · Verbatim Pharma are looking for a GMP Compliance Specialist to play a pivotal role in delivering sound guidance to the Manufactu ...
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GMP Compliance Specialist
Found in: Ziprecruiter UK C2 - 6 hours ago
Verbatim Pharma Hertfordshire, United KingdomJob Description · Passionate about Pharma GMP? Are you a key voice in the QA department? · Fantastic opportunity to influence the quality culture · Hertfordshire based · Verbatim Pharma are looking for a GMP Compliance Specialist to play a pivotal role in delivering sound guidanc ...
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GMP Compliance Specialist
Found in: Jooble UK O L C2 - 3 days ago
Verbatim Pharma Hertfordshire, United KingdomPassionate about Pharma GMP? Are you a key voice in the QA department?Fantastic opportunity to influence the quality cultureHertfordshire basedVerbatim Pharma are looking for a GMP Compliance Specialist to play a pivotal role in delivering sound guidance to the Manufacturing depa ...
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Product Compliances Specialist
Found in: Jooble UK O C2 - 2 hours ago
TJX EUROPE Watford, Hertfordshire, United KingdomWe are part of the TJX Family which includes TK Maxx, and Homesense in Europe and the UK and across the rest of the world you will find us as TJ Maxx, Marshalls, HomeGoods, Sierra and Winners.Every day is an opportunity to discover something new about our business, our partnershi ...
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Customer Contact Advisor
Found in: SonicJobs Direct Apply UK - 5 days ago
Dekra Automotive Ltd Towcester, United Kingdom Full timeCustomer Contact Advisor - Porsche Experience Centre · Location: Office based (Porsche Experience Centre Silverstone Circuit, Towcester, NN12 8GR) · Salary: £23.5K per annum, increased to £25K on successful completion of probation + Potential Annual Bonus of 10% · Contract: 37.5 ...
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Experienced Driver Trainer
Found in: SonicJobs Direct Apply UK - 2 days ago
M4 Recruitment - South East Hub Division Hemel Hempstead, United Kingdom Full timeM4 Specialist are looking for an experienced multi-faceted Driver Trainer to work for a great joinery distribution company based in Hemel Hempstead. This job role will suit an open-minded experienced transport individual that is hands on. · Salary - £40,000 per year but can be n ...
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Senior Configuration Management Specialist
Found in: SonicJobs Direct Apply UK - 1 day ago
Gold Group Limited West Wycombe, United Kingdom Full timeJob Title:Senior Configuration Management Specialist · Location:High Wycombe · Salary: £DOE - We are booking interviews next week Please call or email for a slot · Key Qualifications: Configuration Management lifecycle, Knowledge of Windchill / PDM systems,configuration control ...
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Maintenance Technician
Found in: SonicJobs Direct Apply UK - 3 days ago
Amazon Daventry, United Kingdom Full timeAmazon Operations sits at the heart of the Amazon customer experience. We look after everything from the moment a customer clicks buy, to the moment their item is delivered – from desktop to doorstep. · Across Europe we have more than 50 Fulfillment Centers, hundreds of Delivery ...
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Financial Accountant
Found in: SonicJobs Direct Apply UK - 1 day ago
Marc Daniels Marlow, United Kingdom Full timeAn excellent opportunity has arisen for a Financial Accountant to join a well-known business based in Marlow. This role offers excellent progression and hybrid working options. · Responsibilities: · Provide accounting expertise and drive the drive the accuracy of financial resul ...
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Tax Manager
Found in: SonicJobs Direct Apply UK - 1 day ago
Bennett and Game Recruitment LTD Watford, United Kingdom Full timeAccounts and Tax Manager role within a medium sized, and forward thinking accountancy practice based in Watford. Their motto is 'Bringing you some certainty in an uncertain world' serving clients and meeting their requirements successfully · They have built a core team that loves ...
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Permit to Work Officer
Found in: SonicJobs Direct Apply UK - 21 hours ago
CBW Staffing Solutions Ltd Stevenage, United Kingdom Full timePermit to Work Officer - FM Service Provider - Stevenage - Up to £55,000 + Annual Bonus · Fantastic opportunity to work for an FM Service Provider situated in Stevenage. CBW are currently recruiting for a Permit to work officer to be based on a large commercial estate in Stevenag ...
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Gas Contract Manager
Found in: SonicJobs Direct Apply UK - 3 days ago
Sert Group Limited Hemel Hempstead, United Kingdom Full timeAre you qualified in Installing Gas Boilers? Can you price up work correctly? · We are currently recruiting for a Gas Contract Manager to manage Engineers in Hemel Hempstead, Milton Keynes, Enfield and Watford areas. The positions will be employed by a company who has been tradin ...
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Electrician
Found in: SonicJobs Direct Apply UK - 1 day ago
M4 Recruitment - South East Hub Division Welwyn, United Kingdom Full timeAre you an experienced electrician who would like the opportunity to progress and develop your skills further within a rapidly growing business? · M4 Specialist are recruiting for an Electrician for our Client, based in Welwyn Garden City specialising in a wide variety of instal ...
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Home Manager
Found in: SonicJobs Direct Apply UK - 2 days ago
Lowry Recruitment Ltd Kettering, United Kingdom Full timeHome Manager (LD Care Home) - £36,000.00 – Kettering · Rated Good by the CQC in all 5 areas. · Main Purpose of the role: · To provide a needs led service to adults across 2 services (5 residents and 4 residents) with a learning disability, autism and other health related needs a ...
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Accounts & Tax Manager
Found in: SonicJobs Direct Apply UK - 3 days ago
Addington Ball Recruitment Ltd Banbury, United Kingdom Full timeAre you a practice qualified accountant? Feeling burnt out? Undervalued? This could be for you... · A genuinely rewarding opportunity for an Accounts & Tax Manager within a top UK established practice based at their Banbury office. Hybrid working from home days along with agile w ...
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Steel Estimator
Found in: SonicJobs Direct Apply UK - 3 days ago
Bennett and Game Recruitment LTD Bicester, United Kingdom Full timeEstimator - required for our client an innovative steel fabrication company based in Bicester. The Estimator will be working for a provider of high-quality steel products and solutions. The Estimator will be assessing costs and preparing comprehensive project estimates for a vari ...
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Payroll Coordinator
Found in: Appcast UK C C2 - 5 days ago
Mercedes-Benz Trucks UK Milton Keynes, United KingdomWe have a great opportunity for a Payroll Specialist/ Co-ordinator to join our team in Milton Keynes on a temporary basis (for approx. 6-9 months). We would consider part-time applicants, but we are looking for someone to hit the ground running with a strong payroll background an ...
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Mechanical Supervisor
Found in: SonicJobs Direct Apply UK - 2 days ago
Meridian Business Support Limited Oxford, United Kingdom Full timeMeridian Business Support is recruiting for a permanent Mechanical Supervisor to start ASAP at a static secure government facility based near Abingdon, Oxfordshire. · This is a permanent, full time position working to a 4 on 4 off shift pattern – 8am – 8pm. · This will include so ...
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Financial Controller
Found in: SonicJobs Direct Apply UK - 21 hours ago
WALLACE HIND SELECTION LIMITED Kettering, United Kingdom Full timeWe are a team of dedicated finance professionals; we focus on advising and supporting our clients so they can get on with what they do best. We are currently looking for a Finance Controller to be based at our Northamptonshire head office. · BASIC SALARY: £65,000 - £75,000 per a ...
Senior Compliance Specialist - Milton Keynes, Buckinghamshire, United Kingdom - Curve Group Holdings Ltd
Found in: Jooble UK O C2 - 6 days ago
Description
Compliance Officer (FTC)FTC - 6 months
This is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by providing appropriate compliance oversight over the Bank's operational environment.
This will be provided through advisory support and compliance monitoring reviews.The Compliance Officer (FTC) will be a part of a wider Compliance Team who, working closely with other Risk teams form part of the Bank's second line of defence (2LOD).
Compliance Framework/Strategy:
Advisory/Project Support:
Assurance/Compliance Monitoring:
Financial Crime:
Founded in 2007, they are a challenger bank that operates in accordance with Shariah principles, with offices in London, Milton Keynes and Wilmslow.
They're one of the fastest growing banks of their kind in the UK.They offer personal and corporate savings products and finance for UK residential and commercial property, in addition to sourcing and advising on UK real estate investments.
Their way of operating is stable, transparent, and shares risk and reward in an equitable way. That's why they talk about balanced banking.25 days holiday entitlement increasing with service
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