Jobs
>
London

    Compliance Manager - London, United Kingdom - Legal & General

    Default job background
    Full time
    Description
    Company Description

    Humanity is facing fundamental challenges, with the future of our planet hanging in the balance. As the principal investment arm of the Legal & General Group, our aim at Legal & General Capital is to generate long-term shareholder value, while helping build a better society. We seek opportunities to invest in sectors most in need of investment and innovation, such as residential housing, large-scale urban regeneration and future cities. We're backing investment in infrastructure and clean energy, and in start-up businesses to drive innovation and growth across the UK. We're building partnerships between the public sector and institutional investors to accelerate housing delivery, create jobs, support local businesses and transform communities. This helps to create new asset classes for Legal & General's varied investment requirements, our partners and the wider marketplace.

    Job Description

    We're recruiting for aCompliance Manager to join us. We're offering acompetitive base salary and strong benefits package.

    What you'll be doing:
    • Providing independent conduct risk and regulatory compliance advice to LGC's alternative asset origination and management business,
    • Developing, testing, implementing, and reviewing new conduct risk and compliance frameworks that can fit LGC's varied investment portfolio,
    • Interpreting and applying regulatory rules to new 'non-standard' investments,
    • Acting as a subject matter expert relating to Private Asset conduct risk, compliance, and regulations
    • Woking closely with stakeholders across LGC to educate and suggest new ways to further mitigate and manage conduct and regulatory risks
    Qualifications

    Who we're looking for:
    • Hands on experience of Alternative/Private Asset Compliance and Conduct risk is essential
    • Ability to work on multiple projects and adapt working styles to solve different problems
    • Strong understanding of key regulations and FCA rules
    • Ability to guide and challenge first line teams
    Additional Information

    Legal & General is a leading financial services organisation, named Britain's Most Admired Company in 2023, for the second year running. Rated top in our sector and top for inspirational leadership, we have a strong heritage and an exciting future.

    We're one of the world's largest asset managers, homebuilders, pension providers and insurers.Connecting to form a unique business model which drives value for our customers and society. And enabling our people to create impact through work that is meaningful and valued.

    If you join us, you'll be part of a welcoming, inclusive culture, with opportunities to collaborate with people of diverse backgrounds, views, and experiences. Guided by leaders with integrity who care about your future and wellbeing. Empowered through initiatives which support people to develop their careers and excel.

    We strive to be open, mindful, and inclusive, so are always willing to discussing flexible working arrangements and reasonable accommodations for candidates with specific needs. It doesn't matter if you don't meet every single criterion in this advert. Instead, think about what you excel at and what else you can bring in terms of strengths, potential and connection to our purpose.

    If you're open to find out more, we'd love to hear from you.

  • eFinancialCareers

    Compliance Manager

    1 week ago


    eFinancialCareers London, United Kingdom

    Exciting opportunity to be a member of a business-aligned compliance team instrumental in supporting Macquarie Capital, private business for EMEA. The role is business aligned and you will have responsibility for oversight and execution of compliance monitoringcoupled with transa ...

  • eFinancialCareers

    Compliance Manager

    6 days ago


    eFinancialCareers London, United Kingdom

    Who we're looking for · We are looking for a Compliance Manager who will be reporting into the Head of Global Investments and Product Compliance · About Schroders · We're a global investment manager. We help institutions, intermediaries and individuals around the world invest mon ...

  • eFinancialCareers

    Compliance Manager

    1 week ago


    eFinancialCareers London, United Kingdom

    A boutique Real estate Investment Manager are looking for a Compliance Manager to support the Head of Compliance. They are looking for someone with a strong generalist compliance background within an investment/asset Manager or Hedge fund to join them. Inthis role, you will be em ...

  • eFinancialCareers

    Compliance Manager

    5 days ago


    eFinancialCareers London, United Kingdom

    We are recruiting for growing Institutional Brokerage firm looking to hire a Compliance Manager to assist with the day to day running of a busy compliance function. · **Main Responsibilities** · - Trade monitoring to support compliance with the firm's regulatory monitoring requir ...

  • Clear IT Recruitment Limited

    Compliance Manager

    2 days ago


    Clear IT Recruitment Limited London, United Kingdom

    **My client, a Top 50 International firm, is recruiting for a Compliance Manager to join their law firm in Finsbury, London. The firm is happy for 3 days of remote working per week.** · **Role overview** · To support the Compliance team to ensure the firm remains compliant with A ...

  • Colyer Dodd & Co Ltd

    Compliance Manager

    5 days ago


    Colyer Dodd & Co Ltd London, United Kingdom

    This exciting and broad real estate investment management based compliance role will use your communication and influencing skills; your ability to work as a member of a team and on your own initiative and will require you to utilize your analytical talentsto produce reports for ...

  • The Legists

    Compliance Manager

    1 week ago


    The Legists London, United Kingdom

    Our client is an international law firm who is currently looking for a compliance manager to join their global compliance team. · This role will be best suited for someone who is looking to join a team on a permanent basis. · Key Responsibilities: · - Responding to complex regula ...

  • eFinancialCareers

    Compliance Manager

    1 week ago


    eFinancialCareers London, United Kingdom

    **Tradition is currently seeking to appoint a Compliance Manager to be based in London.** · **Role synopsis and key accountabilities within the Compliance Manager position**: · The Tradition Managed Services (TMS) Compliance Manager is a key member of the TMS Compliance team supp ...

  • Concept Resourcing

    Compliance Manager

    1 week ago


    Concept Resourcing London, United Kingdom

    **Compliance Manager** · **3-month contract - NHS Trust, London · £270 per day · Onsite** · **Overview**: · You will be responsible for providing a lead in all matters related to auditing and ensuring that the Estates and Facilities Directorate and The Trust's PFI partners are fu ...

  • eFinancialCareers

    Compliance Manager

    1 week ago


    eFinancialCareers London, United Kingdom

    **Compliance Manager - Insurance** · **City of London** · **Permanent** · **£dependant on experience** · cer Financial are working alongside an International insurance company, who are looking for a Compliance Manager to join them on a permanent basis and support the Head of Comp ...

  • Supporting Education

    Compliance Manager

    1 week ago


    Supporting Education London, United Kingdom

    Compliance Manager - Educator Talent Solutions Division · **Salary**: £37,825-£44,500 (DOE) & competitive benefits · Contract type: Full Time, Permanent · Location: Southern Region (London, Hertfordshire, Northampton Milton Keynes, etc), with regular travel between Kingston and W ...

  • eFinancialCareers

    Compliance Manager

    1 week ago


    eFinancialCareers London, United Kingdom

    Our client is FCA Regulated, full scope AIFM, Private Equity Investment firm based in London, dedicated to Technology Sector and Digital Asset investments. · They are seeking a Compliance Officer / General Counsel (GC) with a strong background in Compliance, and experience workin ...

  • eFinancialCareers

    Compliance Manager

    1 week ago


    eFinancialCareers London, United Kingdom

    A niche Investment business is looking to hire a Compliance Manager, specialising in Insurance, to join their small Compliance function. The role is a Generalist Compliance role that will work closely with the Legal team and advise the business on a dailybasis. · **Main Responsib ...

  • Avencia Consulting

    Compliance Manager

    5 days ago


    Avencia Consulting London, United Kingdom

    **About us** · Avencia Consulting are currently recruiting on behalf of a leading Specialty Insurer based in the City, who are looking to hire a Compliance Manager to join. · The Company currently writes lines of business including; specialty insurance: aviation & aerospace, ener ...

  • eFinancialCareers

    Compliance Manager

    1 week ago


    eFinancialCareers London, United Kingdom

    Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. · Reporting into the Chief Compliance Officer, the Compliance Manager will b ...

  • Colyer Dodd & Co Ltd

    Compliance Manager

    1 week ago


    Colyer Dodd & Co Ltd London, United Kingdom

    Our client is an established, specialist global fund manager, which is looking to recruit an experienced and capable individual to report to the General Counsel and take overall responsibility for the day to day aspects of compliance. · Working within this small but highly profes ...

  • Pure Resourcing Limited

    Compliance Manager

    6 days ago


    Pure Resourcing Limited London, United Kingdom

    **Compliance Manager - Property Finance Lender** · A newly created opportunity is available for a Compliance Manager to join a highly successfully property finance lender based in London. Specialising within BTL and Bridging Finance lending, our client prides itself on service an ...

  • eFinancialCareers

    Compliance Manager

    1 week ago


    eFinancialCareers London, United Kingdom

    Responsibilites: · To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, execution only investment business, COBS 10 appropriateness assessments, training and competence, GDPR, MiFID2 and DISP. · - Remain up ...

  • eFinancialCareers

    Compliance Manager

    1 week ago


    eFinancialCareers London, United Kingdom

    Compliance Manager - Insurance · Perm · £dependant upon experience · My client is a General Insurance business, who are based in the UK, and support a UK and International clientele by offering a range of Personal and Commercial Insurance products. · Due to recent growth, they ar ...

  • eFinancialCareers

    Compliance Manager

    3 days ago


    eFinancialCareers London, United Kingdom

    The key purpose of this role is to work as part of the Compliance Team in delivering practical and clear guidance to the business on how to effectively meet new and existing conduct regulatory requirements and proactively help the business to ensure thatit implements effective sy ...