- Monitor and communicate regulatory changes that impact FIS products, services, and business activities specifically within Capital Markets and Global Banking
- Develop, modify, and execute company policies that affect immediate operations.
- Oversees development and implementation of compliance program policies and standards as well as addressing other required regulatory policies.
- Responds to issues and matters pertaining to regulatory compliance
- Performs periodic reviews and evaluations of FIS products, services and business activities to validate compliance with applicable laws and regulations or detect regulatory violations, weak controls or other potential areas of exposure.
- Assists in providing final disposition of any discrepancies regarding compliance issues.
- Ensures strategic objectives of the Compliance & Ethics Program are met, including execution of risk assessment activities, coordination of risk response and program testing and validation.
- Identifies key business processes, performs evaluations of risk, assesses the effectiveness of controls, and promotes improvement across the organization through the deployment of risk response activities.
- Creates and delivers training to other business areas to increase compliance awareness.
- Communicates detailed requirements to line of business, validate solution approach and monitor status.
- Provides compliance reviews and direction for new and expanding products and services.
- Conducts compliance assessments and provides direction on any deficiencies detected by those assessments.
- Meets with business unit Compliance Officers on a regular basis for status updates on compliance issues.
- Monitors line of business compliance activities to verify that regulatory compliance deadlines and requirements are met.
- Participates in training promoting compliance awareness.
- Identifies areas of potential improvement.
- Provides updates for periodic reports.
- Interfaces with legal counsel and federal, state, and local agencies, as needed to address regulatory or compliance issues, concerns or questions.
- Bachelor's degree in business administration or law or the equivalent combination of education, training, or work experience.
- 5+ years of AML experience within Capital Markets, Banking, and/or Wealth Management environment
- Ability to understand technical documents and legal or regulatory reference materials
- Ability to apply creative problem-solving techniques and tools to compliance issues
- Ability to follow and conduct a compliance monitoring program
- Ability to provide information to a variety of audiences and deal effectively with confidential issues that are sensitive in nature
- A multifaceted and challenging career with a high degree of responsibility
- A broad spectrum of experiences with a thriving Fortune 500 corporation in an innovative, ever-changing industry
- A modern work environment, and a collaborative and dedicated group of colleagues who look forward to working together as a team to accomplish our goals
- A competitive salary and a range of benefits designed to support your wellbeing
- The chance to work on some of the most challenging, relevant privacy and data protection issues in financial services and information technology
-
Compliance Manager
3 weeks ago
eFinancialCareers London, United KingdomA boutique Real estate Investment Manager are looking for a Compliance Manager to support the Head of Compliance. They are looking for someone with a strong generalist compliance background within an investment/asset Manager or Hedge fund to join them. Inthis role, you will be em ...
-
Compliance Manager
3 weeks ago
Colyer Dodd & Co Ltd London, United KingdomThis exciting and broad real estate investment management based compliance role will use your communication and influencing skills; your ability to work as a member of a team and on your own initiative and will require you to utilize your analytical talentsto produce reports for ...
-
Compliance Manager
1 week ago
Eames Consulting London, United KingdomNewly created Compliance Manager role with this growing specialist insurer, offering development and career growth. Working with the Head of Compliance and the firm's management team the key responsibilities will include: · - To be aware of current compliance requirements and to ...
-
Compliance Manager
3 weeks ago
The Legists London, United KingdomOur client is an international law firm who is currently looking for a compliance manager to join their global compliance team. · This role will be best suited for someone who is looking to join a team on a permanent basis. · Key Responsibilities: · - Responding to complex regula ...
-
Compliance Manager
3 weeks ago
Concept Resourcing London, United Kingdom**Compliance Manager** · **3-month contract - NHS Trust, London · £270 per day · Onsite** · **Overview**: · You will be responsible for providing a lead in all matters related to auditing and ensuring that the Estates and Facilities Directorate and The Trust's PFI partners are fu ...
-
Compliance Manager
1 week ago
Synchronicity Group London, United Kingdom**Compliance Manager, London. £90,000-£110,000 plus bonus & benefits. (Hybrid working)** · Synchronicity are working with a global foreign exchange provider who are seeking a Compliance Manager to join their London office. This is a great opportunity to work within a growing busi ...
-
Compliance Manager
1 week ago
Concept Resourcing London, United Kingdom**Compliance Manager (Band 7)** · **£270 Per Day (Inside IR35)** · **ASAP** · **37.5 Hours Per Week** · **3 Month Contract** · **Lewisham (Commutable from all London Area's)** · My Client with an office based in London are seeking a Compliance Manager on an initial 3 month contra ...
-
Compliance Manager
3 weeks ago
eFinancialCareers London, United Kingdom**Tradition is currently seeking to appoint a Compliance Manager to be based in London.** · **Role synopsis and key accountabilities within the Compliance Manager position**: · The Tradition Managed Services (TMS) Compliance Manager is a key member of the TMS Compliance team supp ...
-
Compliance Manager
3 weeks ago
eFinancialCareers London, United KingdomA niche Investment business is looking to hire a Compliance Manager, specialising in Insurance, to join their small Compliance function. The role is a Generalist Compliance role that will work closely with the Legal team and advise the business on a dailybasis. · **Main Responsib ...
-
Compliance Manager
3 weeks ago
eFinancialCareers London, United Kingdom**Compliance Manager - Insurance** · **City of London** · **Permanent** · **£dependant on experience** · cer Financial are working alongside an International insurance company, who are looking for a Compliance Manager to join them on a permanent basis and support the Head of Comp ...
-
Compliance Manager
3 weeks ago
Supporting Education London, United KingdomCompliance Manager - Educator Talent Solutions Division · **Salary**: £37,825-£44,500 (DOE) & competitive benefits · Contract type: Full Time, Permanent · Location: Southern Region (London, Hertfordshire, Northampton Milton Keynes, etc), with regular travel between Kingston and W ...
-
Compliance Manager
2 weeks ago
Office Angels London, United Kingdom**Are you?an expert?Compliance Manager with exceptional analytical skills?** · **Want to work for an incredibly well known and respected business?** · **Our client is offering competitive salary, fantastic benefits and the chance to be part of a great team** · This company needs ...
-
Compliance Manager
3 weeks ago
eFinancialCareers London, United KingdomOur client is FCA Regulated, full scope AIFM, Private Equity Investment firm based in London, dedicated to Technology Sector and Digital Asset investments. · They are seeking a Compliance Officer / General Counsel (GC) with a strong background in Compliance, and experience workin ...
-
Compliance Manager
1 week ago
Arthur London, United Kingdom**Job Title**: Compliance Manager · **Salary**: £70,000 - £80,000 · **Location**: City of London · As the Compliance Manager, you will utilise your senior compliance experience in insurance to manage the international broker function, ensuring: · - All brokers are approved in lin ...
-
Compliance Manager
3 weeks ago
Avencia Consulting London, United Kingdom**About us** · Avencia Consulting are currently recruiting on behalf of a leading Specialty Insurer based in the City, who are looking to hire a Compliance Manager to join. · The Company currently writes lines of business including; specialty insurance: aviation & aerospace, ener ...
-
Compliance Manager
3 weeks ago
eFinancialCareers London, United KingdomExciting opportunity to be a member of a business-aligned compliance team instrumental in supporting Macquarie Capital, private business for EMEA. The role is business aligned and you will have responsibility for oversight and execution of compliance monitoringcoupled with transa ...
-
Compliance Manager
3 weeks ago
eFinancialCareers London, United KingdomResponsibilites: · To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, execution only investment business, COBS 10 appropriateness assessments, training and competence, GDPR, MiFID2 and DISP. · - Remain up ...
-
Compliance Manager
3 weeks ago
eFinancialCareers London, United KingdomWho we're looking for · We are looking for a Compliance Manager who will be reporting into the Head of Global Investments and Product Compliance · About Schroders · We're a global investment manager. We help institutions, intermediaries and individuals around the world invest mon ...
-
Compliance Manager
3 weeks ago
eFinancialCareers London, United KingdomOur client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. · Reporting into the Chief Compliance Officer, the Compliance Manager will b ...
-
Compliance Manager
1 week ago
Venn Group London, United KingdomVenn Group are working with a specialist Recruitment Consultancy to recruit for a Compliance Manager. This is a dynamic and versatile role and the postholder will have the opportunity to oversee the compliance and audit functions across all temporary andpermanent healthcare place ...
Compliance Manager - London, United Kingdom - FIS Global
Description
Position Type :
Full timeType Of Hire :
Experienced (relevant combo of work and education)Education Desired :
Bachelor of Business AdministrationTravel Percentage :
1 - 5%Are you ready to unleash your full potential? We're looking for people who are passionate about payments to chart FIS's path to being the largest and most-loved payments company in the world.
About the Team:
FIS is building a World Class AML and Sanctions Governance program. The FIS Global Financial Crimes Governance team is part of the broader Compliance Program at FIS. The team plays a crucial role in various areas of AML and sanctions compliance including, but not limited to, design and completion of AML and sanctions risk assessments, review of AML and sanctions risk assessment methodology and results, production of management information and reporting, and tracking of internal and external AML and sanctions issues and Regulatory updates and impacts.
What You Will Be Doing:
As a Compliance Manager, you will be supporting AML and Sanctions compliance oversight for Capital Markets and Global Banking. In addition, you will:
What You Bring:
What We Offer You:
#LI-LT1
Privacy Statement
FIS is committed to protecting the privacy and security of all personal information that we process in order to provide services to our clients. For specific information on how FIS protects personal information online, please see the Online Privacy Notice.
Sourcing Model
Recruitment at FIS works primarily on a direct sourcing model; a relatively small portion of our hiring is through recruitment agencies. FIS does not accept resumes from recruitment agencies which are not on the preferred supplier list and is not responsible for any related fees for resumes submitted to job postings, our employees, or any other part of our company.
#pridepass