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    Compliance Monitoring Officer - England, United Kingdom - Yolk Recruitment Ltd

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    Description
    Do you have a background within financial services? Are you currently working within a compliance, risk and regulatory role? You will be working with a highly dynamic, innovative and forward-thinking business that put their staff at the forefront of all they do

    You will work within a small team and assist the Head of Compliance to ensure the business is within the industries regulatory framework.

    Conduct second line of defence reviews in line with the Compliance Monitoring Plan
    Draft compliance reports for senior managers and risk owners
    Review compliance and risk policies to ensure they are up to date and test adherence as required.
    Provide technical compliance advice to the business units for product development and business growth.
    Monitor and evaluate regulatory, legislative, and industry-wide developments.
    Assist with wider regulatory needs, including SM&CR activities, data protection, and risk management.
    Previous experience within the financial services industry
    Experience working within a compliance related role, ideally within second line.
    Flexible working hours Monday to Friday

    We also have a referral scheme so if you know of someone who would be great for the role please get in touch.

    *Please keep an eye on our website for more opportunities.
    The Shell, Anchor Court, Cardiff CF24 5JW
    #

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