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    Compliance Manager - London, United Kingdom - One Ten Associates

    One Ten Associates
    One Ten Associates London, United Kingdom

    1 week ago

    Default job background
    Full time
    Description

    Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London.

    Reporting into the Chief Compliance Officer, the Compliance Manager will be expected to perform a broad generalised compliance role, with an emphasis on Surveillance tasks.

    Duties will include:

    • Surveillance monitoring for best execution, market abuse and market manipulation
    • Monitoring the firms shareholder disclosures responsibilities
    • Develop and maintain the compliance monitoring programme
    • Provide regulatory advice to senior stakeholders
    • Conduct thematic reviews
    • Maintain, update and implement compliance policies and procedures

    The ideal candidate will have:

    • 5-7+ years compliance experience, ideally within a hedge fund or investment manager
    • Strong understanding of surveillance, ideally within equities
    • Generalist compliance experience
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