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    Senior Associate, Risk - London, United Kingdom - Barings LLC

    Barings LLC
    Barings LLC London, United Kingdom

    6 days ago

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    Description
    Guideline Management Senior Associate (Aladdin) page is loaded Guideline Management Senior Associate (Aladdin)

    Apply locations London, United Kingdom time type Full time posted on Posted 2 Days Ago job requisition id JR_005098 At Barings, we are as invested in our associates as we are in our clients.

    We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients.

    Guideline Management Senior Associate (Aladdin)

    This position is responsible for assisting in the maintenance and development of a comprehensive, enterprise-wide investment guideline monitoring program for the firm's client accounts and products.

    Position is responsible for assisting in the assessment of the firm's guideline monitoring risks and identifying breaches to prescribed policies.

    Requires the use of policies, procedures, and manual and automated systems to mitigate these risks and comply with stated client investment restrictions, product mandates and regulatory thresholds.

    This is a visible position within the organization, often interacting with members of the firm's Portfolio Management, Trading, Legal, Compliance, Risk, and Client Services teams.

    Monitoring will cover products including, but not limited to: corporate fixed income, public equity, bank loans, private placements, mezzanine debt, real estate and structured products.

    Escalate potential breaches of regulatory and client investment restrictions promptly and within any stipulated deadlines to Management, Portfolio Management, Client Services and other relevant stakeholders.

    Provide guidance to business units on relevant investment compliance issues. Resolve and/or recommend to management solutions to investment guideline compliance related issues.
    Assist with ad-hoc investment guideline coding amendments.
    Assist with regulatory examinations and other internal audits as appropriate.
    Participate in other department or corporate projects as requested.
    Guideline management experience, Aladdin experience is essential.
    Asset management experience [ideally in either Compliance or in a Middle Office Portfolio Management Assistant role].
    Ability to handle high volumes of work under tight deadlines while maintaining accuracy and minimizing risk.
    Strong ability to comprehend highly technical regulatory requirements.
    Strong Excel experience also a plus.
    Good working knowledge of order generation and dealing process/risk control.
    Minority/Female/Age/Sexual Orientation/Gender Identity/Individual with Disability/Protected Veteran.

    Barings is a leading global asset management firm dedicated to meeting the evolving investment and capital needs of our clients.

    We build lasting partnerships that leverage our distinctive expertise across traditional and alternative asset classes to deliver innovative, institutional-quality solutions and service.

    We listen to our clients to understand their needs, so that we can be a strategic advisor and long-term partner in meeting their unique investment goals.

    Risk management and protecting our investors' capital over the long term is an essential component of our lasting partnerships.

    Barings is also committed to building long-term relationships with our associates and providing opportunities and support to help them succeed.

    As an organization, we believe that a diversity of perspectives and strengths is essential to meeting the evolving needs of our clients, and we are committed to attracting and retaining a talented workforce as diverse as the clients and communities that contribute to our success.

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