- The provision of 'front-line' ad hoc guidance to business stakeholders on all compliance areas.
- Responses to customers on access requests and general enquiries, including those relating to the use of cookies.
- Overseeing due diligence on vendors as part of the contract life cycle. This includes dealing with risks as they are escalated, and determining appropriate mitigations.
- Completing assessments relating to data processing activities, for example privacy impact assessments.
- Managing new compliance projects as they emerge.
- Creating new online training modules for relevant compliance areas, delivering face to face training where required and organising awareness raising activity across the business.
- Ensuring Compliance policies are reviewed at the appropriate time, proposing amendments to Policies where required and managing the sign off process.
- Conducting Compliance reviews of contra (business to business) agreement proposals with consideration to data protection, e-marketing and anti-bribery and corruption procedures.
- Data protection elements of a complex advertising technology ecosphere, including changes in global laws and guidance from regulators.
- The development of compliance programmes for joint-ventures and future acquisitions.
- Monitoring and interpreting changes in global laws that will impact the business and assisting with identifying changes required to achieve compliance, including developing new processes and drafting policies.
- Attending and minuting monthly Data Governance Council meetings.
- A sound understanding of the principles of risk management and compliance.
- Experience of working in a general compliance role.
- Expertise of UK, European, and ideally global, data protection laws.
- Ability to understand regulations and legal principles and their application to the business.
- Educated to a degree level or equivalent.
- Proactive, able to work on own initiative, with good organisation and time management skills and happy to work as part of a team.
- Able to effectively communicate with people internally and externally at all levels.
- Accurate, with an eye for detail, and able to meet deadlines.
- An understanding of the applicability of data protection laws to the use of cookies, and their role in the delivery of targeted advertising and the adtech ecosphere, would be desirable.
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Compliance Officer
Found in: Jooble UK O C2 - 1 day ago
Hudson Belgium United KingdomSecteur industriel - Environnement régulé - FR/UK · Vous rapportez auDirecteur Département Juridique et Secrétaire Général du Groupe. Vous renforcez ainsi l'équipe juridique et conformité constituée d'une dizaine de collaborateurs. Vous êtes basé à Herstal. · Fonction · Vous i ...
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Compliance Officer
Found in: Appcast UK C C2 - 2 days ago
Coopman Search and Selection Greater London, United KingdomCoopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices acros ...
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Compliance Officer
Found in: Ziprecruiter UK C2 - 1 day ago
Coopman Search and Selection Greater London, United KingdomJob Description · Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm ...
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Compliance Officer
Found in: Appcast UK C C2 - 1 day ago
Arthur Recruitment Greater London, United KingdomMy client is a leading M&A insurance broker who are looking to bring in a Compliance Officer. · Key responsibilities: · Regularly review developments in regulatory requirements applicable to the firm and maintain an understanding of potential future legislative changes. · Review ...
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Compliance Officer
Found in: Appcast UK C C2 - 1 day ago
Arthur Recruitment Greater London, United KingdomCompliance Officer - Insurance · £70,000 - £80,000 · London - Hybrid · Purpose of the Role: · A London Market Insurer are seeking a Compliance Officer to manage the regulatory risk associated with the business through the management of its relationship with the regulator(s) and p ...
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Compliance Officer
Found in: Appcast UK C C2 - 3 days ago
FinTop Consulting London, United KingdomAbout the company: The company is an innovative player in the Fintech sector, aiming to revolutionize how individuals manage their finances and invest for the future. They steer away from speculative ventures like cryptocurrency and yesterday's tech giants, focusing instead on em ...
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Compliance Officer
Found in: Appcast UK C C2 - 5 days ago
Bruin London, United KingdomA great opportunity to join a established and growing firm My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The successful candidate will ...
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Compliance Officer
Found in: Ziprecruiter UK C2 - 2 days ago
Black Swan Group London, United KingdomJob Description · Compliance Officer (Generalist) – Hedge Fund - London · Company Overview: · Our client is a leading hedge fund based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comp ...
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Compliance Officer
Found in: One Red Cent EUR eFC C2 - 1 day ago
One Ten Associates London, United Kingdom Full timeWe are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. · This role will be generalised, duties include: · Provide ...
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Compliance Officer
Found in: Ziprecruiter UK C2 - 1 day ago
Eames Consulting London, United KingdomJob Description · My client, a global fund manager are looking for a compliance associate/officer with a minimum of 5-6 years experience to join their London business supporting a multi-strategy open funds offering. · The role is generalist in nature: · Ongoing advisory to the bu ...
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Compliance Officer
Found in: Ziprecruiter UK C2 - 6 hours ago
X4 Technology London, United KingdomJob Description · X4 Technology are partnered with a leading investment platform in Central London who are founded by a renowned entrepreneur. Their platform offers DIY and managed investment portfolio options including Exchange-Traded Funds with unmatched value, choice, insights ...
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Compliance Officer
Found in: Appcast UK C C2 - 2 days ago
Compliance Professionals London, United KingdomTHE COMPANY: · Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. · THE RESPONSIBILITIES: · Handle day-to-day financial promotion approvals, complaint resolutions, trans ...
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Compliance Officer
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Compliance Professionals London, United KingdomJob Description · THE COMPANY: · Our client is a multinational banking and financial services corporation. · THE RESPONSIBILITIES: · Daily monitoring of the FCA, PRA, HMT websites to review the regulatory papers · Preparing high level summary of such papers and disseminating thi ...
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Clayton Davies United KingdomOur client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issue ...
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SSQ London, United KingdomJob Description · Compliance Analyst · London · Hybrid working · 2+ years experience · An exciting opportunity has arisen to join our compliance team working directly with our Chief Compliance Officer ("CCO") & Money Laundering Reporting Officer ("MLRO") in a dynamic and fast ...
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Compliance Officer
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Compliance Professionals London, United KingdomJob Description · THE COMPANY: · Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. · THE RESPONSIBILITIES: · Handle day-to-day financial promotion approvals, complaint ...
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Barleycorn London, United KingdomJob Description · My client is a prominent multi-national FinTech in the Payments sector; as a result of ongoing growth they require an experienced, ambitious and talented COMPLIANCE OFFICER to join them on a 12-month fixed term contract to cover for maternity leave. · The succes ...
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Compliance Officer
Found in: Appcast UK C C2 - 3 hours ago
X4 Technology London, United KingdomX4 Technology are partnered with a leading investment platform in Central London who are founded by a renowned entrepreneur. Their platform offers DIY and managed investment portfolio options including Exchange-Traded Funds with unmatched value, choice, insights and automation. A ...
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Found in: Click to Hired UK C2 - 3 days ago
Additional Resources Central London, United Kingdom Permanent, Full timeCompliance Officer (Banking) - Central London · Salary: £30k - £35k + Excellent Benefits · Office Based · Working for a leading foreign bank in Central London the Compliance Officer role will assist theHead of Compliance and MLRO to ensure that the Bank identifiesand adheres to ...
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Compliance Officer
Found in: Ziprecruiter UK C2 - 6 hours ago
Arthur Recruitment Greater London, United KingdomJob Description · My client is a leading M&A insurance broker who are looking to bring in a Compliance Officer. · Key responsibilities: · Regularly review developments in regulatory requirements applicable to the firm and maintain an understanding of potential future legislative ...
Compliance Officer - London, United Kingdom - The Financial Times
Description
About Us
The FT has an uncompromising mission: delivering independent, quality information, news and services to individuals and companies around the globe. It's the cornerstone of our reputation and the heart of our ambitions for the future. But for our people, the FT offers so much more than what we do. FT people come from all kinds of backgrounds work across a huge range of disciplines and locations, and find an empowering, warm and welcoming culture that values curiosity and rewards smart, ambitious thinking. Those who are willing to unite around our mission and live our values will find plenty to challenge, inspire and interest them. Like the audiences we serve, no two FT people are the same; but together we help our audience be better informed and understand the world around them. It's a job that's never mattered more and a career that can take you anywhere you want to go.
Our commitment to diversity and inclusion in the workplace
At the FT, we aim for employees across all regions to have a voice so that diverse perspectives are heard and valued. We believe that a supportive workplace is one where employees feel they can be themselves at work and have the flexibility they need to meet their personal needs. We'll continue to remove barriers for all, and in particular barriers facing employees from underrepresented groups.
The Role / Position Overview
Reporting to the Head of Regulatory Compliance, and part of the Legal, Secretariat and Compliance team, this varied role will cover general compliance duties for a private multinational group. These include assisting with compliance work across several business units in relation to data protection (including GDPR and emerging global privacy laws), anti-bribery and corruption, sanctions, conflicts of interest, modern slavery and other ESG requirements, as well as overseeing the vendor due diligence process.
Key Responsibilities
Main responsibilities include:
Assisting with, and identifying and escalating risks, on the following:
Required Skills / Experience
What's in it for you? Our Benefits
Our benefits vary depending on location, but we are committed to providing best in class perks across all our offices as well as an inclusive environment to develop your career. Examples of our benefits include; generous annual leave allowances, flexible working (including working from home), medical cover, enhanced maternity & paternity packages, subsidised gym memberships and Giving Back opportunities. Full details of our benefits can be found .