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    Client Services and Administration Coordinator - London, United Kingdom - IQ EQ Administration Services (UK) Ltd

    IQ EQ Administration Services (UK) Ltd
    IQ EQ Administration Services (UK) Ltd London, United Kingdom

    1 week ago

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    Description
    Client Advisory Manager - Regulatory Compliance
    Client Advisory Manager - Regulatory Compliance
    IQ EQ Administration Services (UK) Ltd London, United Kingdom Client Advisory Manager - Regulatory Compliance
    IQ EQ Administration Services (UK) Ltd London, United Kingdom Posted 1 day ago Permanent Competitive Job Description

    The main purpose of the role is to provide advice and guidance to a portfolio of Appointed Representatives (ARs"), and to provide leadership and management within the team.

    Leading ongoing and ad hoc tasks as required, in particular around signing off financial promotions and compliance reviews.
    identifying client risk.

    Gathering a deep understanding of new AR mandates, identifying the regulatory permissions required to execute the desired business model/ strategy and providing challenge with regards to how such activities are to be undertaken.

    Management of business lines or other members of the Client Advisory team.
    Enhancing own understanding of regulatory landscape and offers learning opportunities for others.
    Following the set policies and procedures around managing conduct risk, financial promotions and product governance.
    Extensive experience in a compliance role within a financial services firm, ideally a fund or asset manager.
    Deep understanding of FCA regulatory requirements on investment businesses.

    Able to interpret complex regulatory standards and turn them into policies, processes or procedures that can be implemented in the business.

    Detailed knowledge of the client communications and financial promotions regime.
    Used to working in a client facing role with focus on quality and hitting deadlines.
    Strong project management skills - understanding a brief, planning, delivery to agreed deadlines, issue management.
    With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

    IQ EQ is part of a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery.

    We support fund managers, global companies, family offices and private clients operating worldwide.

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