Jobs
>
London

    Group Head of Compliance Risk - London, United Kingdom - eFinancialCareers

    eFinancialCareers
    eFinancialCareers London, United Kingdom

    1 week ago

    Default job background
    Full time
    Description

    Group Head of Compliance Risk : This is an opportunity to join as a Leader in the Risk Function, and your mission will involve:

    ● Developing and leading second line risk management for compliance risks and leading the team currently covering these domains.

    ● Developing the risk assessment frameworks, setting risk appetites, and improving processes around risk monitoring and mitigation for the different regulatory domains across the world.

    ● Embedding the compliance risk program throughout the organisation including regional teams through building strong partnerships across the three lines of defence as well improving visibility of roles and responsibilities between them.

    ● Provide advisory support to the first line to improve issues management processes, building and monitoring of KRIs which are aligned to RAS and ensure risk assessment processes are appropriate and consistent.

    ● Be the second line SME for inputs and challenge into group regulatory risk committees.

    ● Streamlining and improving compliance risk assessment for new product development, new market launches, Third party risk management.

    ● Build a strong advisory partner risk team that can proactively engage with the first line to improve the first control testing program across the company.

    ● Chair and run, monthly compliance risk incident subcommittee globally and ensure there is an effective feedback loop from these into risk assessments.

    ● Own and develop policies, procedures and training related to compliance risk management for the company

    ● Ultimately building a strong global compliance risk function with regional delegated roles and responsibilities to support the group objective.

    The experience, background and competencies needed to succeed in this role:

    ● We're looking for someone who is passionate about payments, fintech and good governance, with an eye on the future.

    ● You have a deep understanding of compliance risks, and have relevant experience of running regulatory implementation programs.

    ● You have an eye for detail, but also be able to zoom in and out of a problem quickly to be able to quickly assess if controls suggested are sensible or fixes are tested appropriately to assess robustness.

    ● You have a quantitative/analytical approach to assessing the risks and ability to articulate the risks with the right level of detail to ensure there is no room for ambiguity in understanding across any audience.

    ● You've shown that you can roll up your sleeves, execute and get into the details with the first line teams to get things done.

    ● Understanding of regulations in at least one tier 1 market such as; US, UK, AU or EU on regulatory programs.

    ● You have a progressive, practical and data driven approach to risk management and have demonstrable experience in working effectively with first line teams.

    ● You are an accomplished relationship builder and adept at stakeholder management.

    Leadership is a vital component for this role and candidates should be able to demonstrate a flexible and entrepreneurial approach to leadership and ideally, have experience in delivering large scale regulatory change programmes.

  • eFinancialCareers

    Risk, Compliance

    1 week ago

    eFinancialCareers London, United Kingdom

    The role holder is responsible for creating, developing, managing and delivering best-in-class regulatory training solutions designed to ensure the business and its subsidiaries are in full compliance with laws (local, national, international) and regulationsrelating to its indus ...

  • Reed Business Support

    Risk and Compliance

    3 weeks ago

    Reed Business Support Holborn, United Kingdom

    **Are you looking to work in a Compliance role at a reputable Law firm based in Holborn?** · **Risk and Compliance role - Holborn - 25k+** · **Monday - Friday - Full time in the office** · **The Company** · This is a well-established and highly regarded law firm based in the hear ...

  • Barclays

    Compliance Risk Oversight

    2 weeks ago

    Barclays London, United Kingdom

    Role Title: Director, Compliance Risk Oversight - Project Delivery · Location: London · What will you be doing · About Compliance · Compliance at Barclays is located across 3 continents and employs approximately 1300 employees. It oversees all compliance activities across all the ...

  • AJ Fox Compliance

    Risk & Compliance Manager

    3 weeks ago

    AJ Fox Compliance London, United Kingdom

    A legal business head-quartered in London is seeking an experienced Risk & Compliance Manager to join their team. Whilst this role is based in London, it offers a lot of flexibility with regard to WFH. This is a really exciting opportunity for someone tojoin a business with genui ...

  • Barclays

    Compliance Risk Oversight

    2 weeks ago

    Barclays London, United Kingdom

    **Compliance Risk Oversight - Project Delivery** · **London** · As a Barclays Compliance Risk Oversight - Project Delivery, you will be responsible for supporting the Head of Compliance Risk Oversight with the delivery of Compliance elements of the group wide program to enhance B ...

  • Openwork Ltd

    Head of Risk and Compliance

    2 weeks ago

    Openwork Ltd London, United Kingdom

    **The opportunity**: · A unique and exciting opportunity to join the business as Omnis' Head of Risk and Compliance. Joining an established compliance team, you will be responsible for ensuring the regulatory responsibilities for the Omnis business are understood. The position wi ...

  • Norton Rose Fulbright

    Risk & Compliance Advisor

    2 weeks ago

    Norton Rose Fulbright London, United Kingdom

    Practice Group / Department: · Risk & Compliance Management UK & Europe - London · **Job Description**: · We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. · We provide the world's preeminent corporations and financial institution ...

  • Additional Resources

    Risk and Compliance Officer

    1 week ago

    Additional Resources London, United Kingdom

    **Location: Central London (Office Based)** · **Salary: circa £35k + Excellent Benefits** · Our client is a leading foreign bank, they are recruiting a **Risk and Compliance Officer** to join their team. This role will report into the Compliance Manager and support the department ...

  • Arthur

    Compliance and Risk Manager

    1 week ago

    Arthur London, United Kingdom

    **Compliance and Risk Manager Insurance - London/Hybrid · **My client, a newly successful MGA require an experienced compliance manager to join their growing team. · The compliance and risk manager will be a key business partner to both the management team and its portfolio of MG ...

  • AJ Fox Compliance

    Risk & Compliance Paralegal

    3 weeks ago

    AJ Fox Compliance London, United Kingdom

    An international law firm is hiring a Risk & Compliance Paralegal to support their team, reporting into the Deputy General Counsel. The Risk & Compliance team ensure best practices across the firm and manage all the regulatory requirements of the firm. · The purpose of this role ...

  • EJ Legal Limited

    Risk and Compliance Paralegal

    1 week ago

    EJ Legal Limited London, United Kingdom

    Risk & Compliance Paralegal · An excellent opportunity has arisen for a Paralegal to join the risk and compliance function of an international law firm. Based in London, the Risk and Compliance Paralegal will be offered a full-time, permanent position. · **Your New Team** · The P ...

  • Harrison Holgate

    Risk and Compliance Assistant

    3 weeks ago

    Harrison Holgate London, United Kingdom

    **Risk and Compliance Assistant** · **Salary: £45,000** · **Location: London (Hybrid working)** · **Purpose of the Job**: · We are looking for a Risk and Compliance Assistant to support the Group CRO with the management, implementation, and on-going review of the Risk Management ...

  • Barclays

    Compliance Risk Oversight

    3 weeks ago

    Barclays London, United Kingdom

    **Compliance Risk Oversight - Laws, Rules, and Reg Mapping** · **London** · As Compliance Risk Oversight - Laws, Rules, and Reg Mapping, you will be responsible for supporting the Head of Compliance Risk Oversight with testing and overseeing the mapping of laws, rules, and regula ...

  • Enfuce

    Head of Risk and Compliance

    3 weeks ago

    Enfuce London, United Kingdom

    **ABOUT US** · Founded in 2016 in Finland, Enfuce is the female-led company at the forefront of financial service, bringing payment processing into the public cloud for the first time ever. Enfuce is a global powerhouse that merges innovation, security, and top-notch expertise to ...

  • Oliver James Associates

    Risk and Compliance Assistant

    2 weeks ago

    Oliver James Associates London, United Kingdom

    I am recruiting for a Risk and Compliance Assistant for my Insurance client on a hybrid basis. · - Insurance Industry Experience · - Risk and Compliance experience (1 year experience) · - FCA regulation knowledge ideal ...

  • SIA xpate

    Risk Compliance Officer

    2 weeks ago

    SIA xpate London, United Kingdom

    **WHAT YOU'LL BE WORKING ON** · - ** UK Regulatory Compliance**:Stay abreast of new regulatory requirements in the UK, including FCA rules, PSD2, SCA, 3DSv2, and AMLD5, and ensure the company's compliance with these standards. · - ** Technical Requirements and System Improvements ...

  • AJ Fox Compliance

    Risk & Compliance Assistant

    3 weeks ago

    AJ Fox Compliance London, United Kingdom

    A top 100 UK law firm is hiring a Risk & Compliance Assistant to join their team in South West London. This is an exciting opportunity to join a dynamic and expanding firm. · The compliance team is responsible for developing the firm's policies and procedures and ensuring they ar ...

  • The Legists

    Risk & Compliance Lawyer

    1 week ago

    The Legists London, United Kingdom

    We are currently recruiting on behalf of our client, a highly regarded US law firm. They are seeking to hire a Risk & Compliance Lawyer on a full-time, permanent basis in their London office. · Typical responsibilities will include: · - Monitoring the firm's systems and controls ...

  • LHH Recruitment Solutions

    Risk and Compliance Assistant

    1 week ago

    LHH Recruitment Solutions London, United Kingdom

    **Responsibilities**: · - Assist with the firms AML/CDD checks for new clients and where necessary conduct searches by carrying out AML electronic AML checks. · - Assist with complaints from clients · - Maintaining and updating risk registers, confidentially beaches, compliance w ...

  • AJ Fox Compliance

    Risk & Compliance Analyst

    3 weeks ago

    AJ Fox Compliance London, United Kingdom

    Our client is a US global law firm hiring a Risk & Compliance Analyst to join their team in London. The function of this team is to ensure the firm meets all its regulatory requirements across the EMEA. · Reporting to the Director of Risk & Compliance, this position will be a key ...