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Compliance Monitoring Manager
6 hours ago
eFinancialCareers London, United KingdomA Wealth & Asset Management business are looking to recruit a Compliance Monitoring Manager to assist the Head of Compliance monitoring on the development and execution of a risk-based program of thematic and desk-based monitoring. · **Main Responsibilities** · - Supporting the d ...
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Compliance Monitoring Manager
6 hours ago
eFinancialCareers London, United KingdomCarr Lyons are currently working alongside an international investment bank in London to recruit a Compliance Monitoring Manager. · As a Compliance Monitoring Manager you will be responsible for conducting thematic reviews of various business policies within the investment bankin ...
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Compliance Monitoring Officer
6 hours ago
eFinancialCareers London, United KingdomAn expanding international bank are looking to recruit a Compliance Monitoring Officer to join their broader Compliance function. The role will work closely with Senior Management both in the team and wider business. · **Main Responsibilities** · - Plan and conduct independent Co ...
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Compliance Monitoring Executive
6 hours ago
eFinancialCareers London, United KingdomResponsibilities: · The incumbent shall work to implement and undertake monitoring of communications across all the bank's business lines. He/she will give input for the design of new communication monitoring strategies. · - Undertake communication monitoring using Voice and E-Co ...
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Compliance Monitoring Manager
6 hours ago
eFinancialCareers London, United KingdomNEW ROLE - Compliance Monitoring Manager · Inside IR35 · ASAP Start · **Experience**: · - Experienced in compliance, risk or audit roles in a UK Asset, Platform &/or Wealth Management market · - Experience of compliance oversight/assurance activity, risk assurance or internal aud ...
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Compliance Monitoring Officer
6 hours ago
eFinancialCareers London, United KingdomMy Insurance client is urgently seeking a Compliance Monitoring Officer to assist with the below; · - Provide robust regulatory advice, guidance and support, on all aspects of distribution related activities · - Contribute to the development of the Compliance Department · - Promo ...
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Compliance Monitoring Senior Manager
6 hours ago
eFinancialCareers London, United Kingdom**Role Description** · An international investment manager is looking for a Compliance Monitoring Senior Manager to join their Global Investment Compliance function on a permanent basis with a base salary of £85,000 + competitive bonus and benefits. This position will play a keyS ...
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Compliance Monitoring
9 hours ago
B4B Payments - A Banking Circle Group Company London, United KingdomJob Title: Compliance Monitoring & Oversight Officer (Lead) · Location: UK or Lithuania / Travel required / Hybrid · Term: Permanent · Salary: TBD depending on seniority and experience · Reports to: Compliance Lead · About us · B4B Payments is part of the Banking Circle ...
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Compliance Monitoring
10 hours ago
B4B Payments - A Banking Circle Group Company London, United KingdomJob Description · Job Title: Compliance Monitoring & Oversight Officer · Location: UK or Lithuania / Travel required / Hybrid · Term: Permanent · Salary: TBD depending on seniority and experience · Reports to: Compliance Monitoring & Oversight Lead · About us · B4B Payments is p ...
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Compliance Monitoring
10 hours ago
B4B Payments - A Banking Circle Group Company London, United KingdomJob Description · Job Title: Compliance Monitoring & Oversight Officer (Lead) · Location: UK or Lithuania / Travel required / Hybrid · Term: Permanent · Salary: TBD depending on seniority and experience · Reports to: Compliance Lead · About us · B4B Payments is part of the Banki ...
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Compliance Monitoring
1 hour ago
Alexander Ash Consulting London, United Kingdom Full timeResponsibilities: · As a Compliance Monitoring Manager you will: · Design an annual monitoring plan to ensure all areas covered in frequency as to both regulatory expectations and client requirements · Ensure above takes into consideration higher risk areas after discussion with ...
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Compliance Monitoring
9 hours ago
B4B Payments - A Banking Circle Group Company London, United KingdomJob Title: Compliance Monitoring & Oversight Officer (Lead) Location: UK or Lithuania / Travel required / Hybrid · Term: Permanent · Salary: TBD depending on seniority and experience · Reports to: Compliance Lead · B4B Payments is part of the Banking Circle ecosystem, a Payme ...
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Compliance Monitoring
9 hours ago
B4B Payments Group United KingdomCompliance Monitoring & Oversight Officer · Job Title: Compliance Monitoring & Oversight Officer · Location : UK or Lithuania / Travel required / Hybrid · Term : Permanent · Salary : TBD depending on seniority and experience · Reports to : Compliance Monitoring & Oversi ...
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Compliance Monitoring
4 days ago
Remitly U.K., Ltd. London, United KingdomRemitly's vision is to transform lives with trusted financial services that transcend borders. Today, we are reimagining global financial services and building products that extend beyond traditional barriers to give customers access to more of the services they need, no matter w ...
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Compliance Monitoring
9 hours ago
B4B Payments Group United KingdomCompliance Monitoring & Oversight Officer (Lead) Description · Job Title: Compliance Monitoring & Oversight Officer (Lead) · Location : UK or Lithuania / Travel required / Hybrid · Term : Permanent · Salary : TBD depending on seniority and experience · Reports to : Compl ...
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Compliance Monitoring
52 minutes ago
B4B Payments - A Banking Circle Group Company London, United KingdomJob Title: Compliance Monitoring & Oversight OfficerLocation: UK or Lithuania / Travel required / Hybrid Term: PermanentSalary: TBD depending on seniority and experience Reports to: Compliance Monitoring & Oversight LeadAbout usB4B Payments is part of the Banking Circle ecosystem ...
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Compliance Monitoring
52 minutes ago
B4B Payments - A Banking Circle Group Company London, United KingdomJob Title: Compliance Monitoring & Oversight Officer (Lead)Location: UK or Lithuania / Travel required / Hybrid Term: PermanentSalary: TBD depending on seniority and experienceReports to: Compliance LeadAbout usB4B Payments is part of the Banking Circle ecosystem, a Payments Bank ...
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Compliance Monitoring
9 hours ago
B4B Payments Group United KingdomCompliance Monitoring & Oversight Officer (Lead) · Job Title: Compliance Monitoring & Oversight Officer (Lead) · Location : UK or Lithuania / Travel required / Hybrid · Term : Permanent · Salary : TBD depending on seniority and experience · Reports to : Compliance Lead · B4B ...
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Admiral Group Plc United KingdomIAM capabilities are focussed on ensuring that the right people have the right access to digital assets at the right time. · This role is responsible for ensuring compliance with applicable information security standards, policies and industry best practices or frameworks. This ...
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Compliance Monitoring
11 hours ago
B4B Payments - A Banking Circle Group Company London Area, United KingdomJob Title: Compliance Monitoring & Oversight Officer · Location: UK or Lithuania / Travel required / Hybrid · Term: Permanent · Salary: TBD depending on seniority and experience · Reports to: Compliance Monitoring & Oversight Lead · About us · B4B Payments is part of the Banking ...
Senior Analyst Compliance Monitoring - London, United Kingdom - Black Swan Group
Description
Well established Private Equity Investment Management business are seeking a Compliance Analyst to join their growing team.Conduct thorough reviews of regulatory requirements and ensure the firm's compliance with relevant laws and regulations.
Assist in developing and implementing compliance policies, procedures, and controls to mitigate risk and uphold industry standards.
Support compliance testing and monitoring activities to assess the effectiveness of existing controls and identify areas for improvement.
Collaborate with internal teams to provide assistance on compliance matters and support regulatory inquiries and audits.
Stay updated on regulatory developments and industry trends to proactively address compliance issues and contribute to a culture of compliance within the organisation.
1-3 years of experience in compliance roles within the financial services industry, preferably within private equity or investment management.
~ Competitive salary and comprehensive benefits package.~ Opportunity for professional growth and advancement within a dynamic and reputable organisation.
~ Access to ongoing training and development programs to enhance your skills and expertise.