Jobs
>
London

    Compliance Monitoring Manager - London, United Kingdom - Willow Resourcing Limited

    Default job background
    Description

    Job Description

    Compliance Monitoring Manager

    Financial Services

    London (Hybrid, min 1 day per week in the office)

    £60k - £75k + bonus + benefits

    Fancy moving into Insurance from another area of Financial Services?

    Or perhaps you're looking for greater flexibility for home-working?

    The Insurance Compliance world is usually a closed shop beyond entry level, meaning opportunities like this don't come around very often at all

    So, if you're interested in making the move from another Financial Services sector into Insurance, this is your chance.

    And this firm also offers a really flexible working policy. You can go into the office as little as 1 day a week, or as much as every day, whatever suits you and your circumstances best.

    This InsurTech doesn't stand still. Their customer base is growing rapidly both here in the UK and internationally. And that means you'll enjoy a varied and challenging role that will always be interesting and rewarding.

    You'll be responsible for executing the Compliance Monitoring Plan, reporting on the management of key compliance risks and the effectiveness of the business' control framework. You'll also manage the incident reporting process keeping senior management aware of any regulatory breaches and support the business in resolving incidents.

    In addition, you'll support the business with its Consumer Duty compliance requirements and maintain adherence to SMCR requirements. You'll also develop and deliver Compliance training across all levels of the business.

    You'll have several years' Regulatory Compliance experience within a Financial Services business and have a good working knowledge of Consumer Duty regulations. Any experience of SMCR requirements would be advantageous, whilst excellent communication and stakeholder management skills are essential.

    Sound good?

    If so, click apply and send over your CV.

    Not got an up to date CV? Don't worry, you can always give me (Mark) a call on for a confidential discussion or email me at telling me that you're interested. We'll pick it up from there.



  • eFinancialCareers London, United Kingdom

    We are exclusively recruiting for a well-established Asset Management business that is looking to recruit a Compliance Monitoring Manager to join this highly successful business. Reporting to the Head of Compliance Monitoring working within a broader compliancefunction this could ...


  • Arthur London, United Kingdom

    **Compliance Monitoring Manager (Insurance)** · **Company overview** · The Company currently writes lines of business including; specialty insurance: aviation & aerospace, energy, marine, property, credit & political risk, and other specialty; reinsurance: property reinsurance, p ...


  • Avencia Consulting London, United Kingdom

    **About us** · Avencia Consulting are working with a leading Specialty Insurer based in the City, who have a newly created position for a Compliance Monitoring Manager to join. · The Company currently writes lines of business including; specialty insurance: aviation & aerospace, ...


  • eFinancialCareers London, United Kingdom

    Carr Lyons are currently working alongside an international investment bank in London to recruit a Compliance Monitoring Manager. · As a Compliance Monitoring Manager you will be responsible for conducting thematic reviews of various business policies within the investment bankin ...


  • eFinancialCareers London, United Kingdom

    A Wealth & Asset Management business are looking to recruit a Compliance Monitoring Manager to assist the Head of Compliance monitoring on the development and execution of a risk-based program of thematic and desk-based monitoring. · **Main Responsibilities** · - Supporting the d ...


  • MERJE Ltd London, United Kingdom

    A newly created role working for this global provider of specialty insurance and reinsurance products. · The Company currently writes lines of business including; specialty insurance: aviation & aerospace, energy, marine, property, credit & political risk, and other specialty; re ...


  • eFinancialCareers London, United Kingdom

    NEW ROLE - Compliance Monitoring Manager · Inside IR35 · ASAP Start · **Experience**: · - Experienced in compliance, risk or audit roles in a UK Asset, Platform &/or Wealth Management market · - Experience of compliance oversight/assurance activity, risk assurance or internal aud ...


  • eFinancialCareers London, United Kingdom

    **Key Responsibilities**: · - Assist on the maintenance of the firm's registers. · - Counterparty onboarding and KYC/AML checks and work on Regulatory Submissions. · - Working on PA dealing and gifts and entertainment. · - To design and to help give Compliance training to the wid ...


  • eFinancialCareers London, United Kingdom

    **Role Description** · An international investment manager is looking for a Compliance Monitoring Senior Manager to join their Global Investment Compliance function on a permanent basis with a base salary of £85,000 + competitive bonus and benefits. This position will play a keyS ...


  • Harnham London, United Kingdom

    **Transaction Monitoring Model Manager** · **Remote** · **Up to £80,000 + Competitive Bonus & Benefits** · **The Company** · Join a leading Tier 1 bank that is pushing boundaries in data, as well as changing the way flexible working works. This organisation invests in its employe ...


  • Charity People London, United Kingdom

    **Location**: Central London (W1) and remote · **Salary**:£40,631 - £48,532 FTE · **Working hours**:Part Time · **Contract**:Permanent · **Closing date**:January 18, 2023 · Are you a passionate and proactive monitoring, evaluation and learning expert? Do you thrive across teams a ...

  • Brian Durham Recruitment Services

    Monitoring Manager

    8 hours ago


    Brian Durham Recruitment Services London, United Kingdom

    BRIAN DURHAM RECRUITMENT SERVICES · Job Type: Permanent, Full Time · This ambitious Independent Property Finance company in London are currently looking to engage the services of an experienced Lending Manager who has acquired a wealth of Lending experience within the short ter ...

  • Excalibur

    Monitoring Manager

    1 week ago


    Excalibur United Kingdom

    An exciting opportunity has arisen for a highly motivated, articulate and personable person to join our Sixth Form Team as Sixth Form Manager on a maternity cover contract.You will need to be well organised with good IT skills and the ability to plan and prioritise your workload. ...

  • JAM Recruitment

    Monitoring Manager

    2 weeks ago


    JAM Recruitment England, United Kingdom

    UK Corporate Immigration Manager / Senior Manager - UK Wide · Job Type: Permanent · 00 + Car + Bonus + Benefits · Start Date: ASAP · This global multinational is looking for a confident immigration professional, ideally legally qualified (not essential), with strong technical ...


  • VNA Recruitment Bromley, United Kingdom

    **Are you an experienced Data Manager with a background in Education?** · **Are you available immediately for a long term temporary position?** · **Can you attend the South East London offices 2 days per week?** · If so, this may be the ideal position for you: · **Our client seek ...


  • Willow Resourcing Limited London, United Kingdom

    Compliance Monitoring Manager · Financial Services · London (Hybrid, min 1 day per week in the office) · £60k - £75k + bonus + benefits · Fancy moving into Insurance from another area of Financial Services? · Or perhaps you're looking for greater flexibility for home-working? ...


  • Willow Resourcing Limited London, United Kingdom

    Job Description · Compliance Monitoring Manager · General Insurance · London (Hybrid, min 1 day per week in the office) · £60k - £75k + bonus + benefits · Looking for a challenging Compliance role with a fast-growing business? · Or perhaps you're looking for greater flexibility f ...


  • Handelsbanken Wealth & Asset Management London, United Kingdom

    Handelsbanken Wealth & Asset Management is a wholly-owned subsidiary of the Handelsbanken Group and is responsible for all wealth and investment management activities of the Group in the UK. Founded in Sweden, Handelsbanken is one of the world's strongest banks and offers local r ...


  • CLARC Recruitment London, United Kingdom Full time

    A Wealth Management business is looking to recruit a Compliance Monitoring Manager to join their business. · Main Responsibilities · Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities to a high standard and deliverin ...


  • Compliance Recruitment Solutions London, United Kingdom Full time

    Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required · 70K - £80K + Good Benefits Hybrid (West End) · Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recruit a Compliance Monitoring Manage ...