Risk & Compliance Adviser - United Kingdom - GAP Group Ltd.

Legal and Compliance Adviser

3 days ago

Do you have Employment/Commercial Paralegal Advisory experience? · - Have you spent considerable time in advisory Role i.e.Citizens Advice or similar · **About Our Client**: · A membership body for a heavily regulated industry, based in London. · Key Tasks, · **Responsibilities** ...

Compliance Adviser, Distribution

1 week ago

At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to m ...

Private Banking Compliance Adviser

3 days ago

My client is a private bank based in central London. They are looking to hire a mortgages and consumer credit compliance specialist. · This is an exciting opportunity to join a world renowned financial services firm. You will join a small experienced team of retail banking compli ...

Compliance Adviser, Market Conduct

1 week ago

At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to m ...

HR Compliance Adviser

4 days ago

**Vacancy No** · VN968 · **Employment Type** · Full-Time · **Primary Work Location** · People's Partnership - Manhattan Building · **Description** · People's Partnership have an exciting opportunity to join our growing team as a HR Compliance Adviser. · Main Purpose: · Reporting ...

HR Compliance Adviser

1 day ago

HR Compliance Advisor · £28,000 - £30,000 /year 12 month FTC - Possible perm · Crawley · Would you like to work in a fantastic role as a Hr compliance advisor for a company who value their staff? · Join this growing company based in Crawley where you will have the opportunity to ...

Safety Compliance Adviser

2 weeks ago

Using your expertise to advise and monitor Safety, Health Environment & Quality standards in all areas of the business. This role will see you based out of our Telford site, but with the remit to attend various meetings at our other sites (Car included). Formulate and assist in t ...

Complaints and Compliance adviser

3 days ago

Job Description · The role is for Complaints and Compliance Adviser at Right to Health in Dartford. This involves dealing with formal complaints as well as assisting clients with claims issues. The role also involves checking sales that have been completed to ensure they comply w ...

Complaints and Compliance adviser

4 days ago

The role is for Complaints and Compliance Adviser at Right to Health in Dartford. This involves dealing with formal complaints as well as assisting clients with claims issues. The role also involves checking sales that have been completed to ensure they comply with all FCA rules ...

Head of Governance and Compliance

1 week ago

J80087DW_ Posted: 31/07/2023 · Expiring: 14/08/2023 · - £ £ per annum · - London · - Permanent · - Offering 30 days holiday, generous pension, subsidised medical and dental insurance, onsite restaurant, equal pay family leave policy and more A professional body has a opportunity ...

Compliance Executive

1 week ago

**COMPLIANCE EXECUTIVE- IFA/DFM FILE REVIEW EXPERIENCE REQUIRED** · **Ref: 3922D** · **£45K - £50K + good benefits & bonus · Hybrid (West End)** · Our client, a particularly interesting IFA & Fund Manager, seeks a new executive to assist in the provision of high quality complianc ...

Senior Compliance Officer, Financial Crime

1 week ago

Our client is a leading private markets asset manager with a range of successful funds across private equity, real assets and private credit. They are hiring a London based Senior Compliance Officer, Financial Crime role, with a focus on AML advisory andfinancial crime. · Key res ...

Compliance Advisory Manager

1 week ago

Key responsibilities: · - Advising the business on policies and procedures · - Financial promotion sign-off (including associated monitoring controls) · - Compliance related funds work related to in-scope jurisdictions eg Prospectus reviews, due diligence questionnaires, due dili ...

Tmt Solicitor

1 week ago

In this role you will be working in a large team of 13 solicitors, 6 partners, and a few paralegals. you will be advising leading companies in high growth innovation driven markets representing both fast growth venture backed companies and more establishedcompanies on their tech ...

Compliance and Operational Risk Officer

1 week ago

Work closely with country Risk & Compliance managers to support the business in performing various risk assessments. · Advise the business on risk matters related to third party management, fraud, and other operational risks. · Support the business in implementing the requirement ...

Compliance Officer

4 days ago

**Responsibilities**: · **Description of the Business Line or Department** · The Compliance and Financial Crime Team (CPLE) is a key 2LOD control function within SG Kleinwort Hambros. CPLE comprises the Regulatory Compliance team, UK Financial Crime team and local offshore Compli ...

Commercial Ip Lawyer

1 week ago

**COMMERCIAL/IP LAWYER** · **BRANDS & MARKETING** · **NQ-4 YEARS PQE** · **WORLD RENOWNED TV STUDIOS** · **LONDON / HYBRID** · Our client is a global powerhouse for the development, production and distribution of quality media content. · THE ROLE · Our client is seeking a commerc ...

Head of Compliance

6 days ago

**THE COMPANY**: · Our client is a successful futures and options broker based in the City, with years of experience delivering expert and high quality services. · **THE RESPONSIBILITIES**: · - Ensure that the Firm complies with its regulatory requirements as a UK regulated busin ...

Compliance - Payments Advisory

3 days ago

Responsibilities-- Advise first line payments and investments businesses on applicable regulation · - Act as SME on UK and EU regulation applicable to individuals and corporates · - Take the lead on identifying analysing and implementing regulatory change · - Advise the business ...

Compliance and Risk Lead Contractual Focus

1 week ago

A new opportunity within a well-established, full practice firm has opened to welcome a new Compliance and Risk Associate into the London practice. The firm's Compliance and Risk team advises on all aspects of regulatory compliance and legal risk. · This international law firm is ...