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    Legal & Compliance Manager - London, United Kingdom - Coopman Search and Selection

    Coopman Search and Selection
    Coopman Search and Selection London, United Kingdom

    4 days ago

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    Description

    Job Description

    Coopman Search and Selection are delighted to partner with a growing alternative investment manager with circa £7 billion AUM. This role is a newly created role and will report into the General Counsel & Chief Compliance Officer. In this role you will be responsible for the day-to-day operation of the compliance programme, as well as supporting on wider legal responsibilities. This person is seen medium-long term to be the Head of Compliance (SMF16/17).

    Key Responsibilities:

    • Compliance oversight and monitoring activities of the firm
    • Provide advice to the business on key FCA regulatory requirements
    • Updating and managing the firm's compliance policies and procedures
    • Maintaining employee certifications in accordance with the FCA's Senior Management Certification Regime
    • Supporting on agreements such as third-party marketing agreements, research agreements, IMAs, management company contracts etc.
    • Providing compliance input on a range of projects
    • Building strong compliance relationships with the business

    Experience Required:

    • Minimum of 2 years of compliance & legal experience within an asset management
    • Legal qualifications are desirable although not essential.
    • Experience with AIFMD regulations.
    • Strong stakeholder management skills

    For a confidential discussion or for further information, please get in touch with

    As a Certified B CorporationTM, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to WorkTM, we ensure our workplace is one that fosters professional growth and collaboration."

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