Compliance Manager - London, United Kingdom - Eximius Finance

Compliance Manager

3 days ago

Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. · Reporting into the Chief Compliance Officer, the Compliance Manager will b ...

Compliance Manager

2 days ago

**Compliance Manager - Property Finance Lender** · A newly created opportunity is available for a Compliance Manager to join a highly successfully property finance lender based in London. Specialising within BTL and Bridging Finance lending, our client prides itself on service an ...

Compliance Manager

3 days ago

Compliance Manager - Insurance · Perm · £dependant upon experience · My client is a General Insurance business, who are based in the UK, and support a UK and International clientele by offering a range of Personal and Commercial Insurance products. · Due to recent growth, they ar ...

Compliance Manager

3 days ago

Responsibilities: · - Assist with the drafting of policies and procedures · - Identification, assessment and mitigation of regulatory risks · - Implementation projects around: MiFID 2, AIFMD, SM&CR and GDPR · - Implementation of compliance monitoring programme and compliance fram ...

Compliance Manager

6 days ago

The key purpose of this role is to work as part of the Compliance Team in delivering practical and clear guidance to the business on how to effectively meet new and existing conduct regulatory requirements and proactively help the business to ensure thatit implements effective sy ...

Compliance Manager

1 day ago

This exciting and broad real estate investment management based compliance role will use your communication and influencing skills; your ability to work as a member of a team and on your own initiative and will require you to utilize your analytical talentsto produce reports for ...

Compliance Manager

3 days ago

Our client is an international law firm who is currently looking for a compliance manager to join their global compliance team. · This role will be best suited for someone who is looking to join a team on a permanent basis. · Key Responsibilities: · - Responding to complex regula ...

Compliance Manager

4 days ago

**Compliance Manager** · **3-month contract - NHS Trust, London · £270 per day · Onsite** · **Overview**: · You will be responsible for providing a lead in all matters related to auditing and ensuring that the Estates and Facilities Directorate and The Trust's PFI partners are fu ...

Compliance Manager

6 days ago

A niche Investment business is looking to hire a Compliance Manager, specialising in Insurance, to join their small Compliance function. The role is a Generalist Compliance role that will work closely with the Legal team and advise the business on a dailybasis. · **Main Responsib ...

Compliance Manager

4 days ago

A boutique Real estate Investment Manager are looking for a Compliance Manager to support the Head of Compliance. They are looking for someone with a strong generalist compliance background within an investment/asset Manager or Hedge fund to join them. Inthis role, you will be em ...

Compliance Manager

1 day ago

We are recruiting for growing Institutional Brokerage firm looking to hire a Compliance Manager to assist with the day to day running of a busy compliance function. · **Main Responsibilities** · - Trade monitoring to support compliance with the firm's regulatory monitoring requir ...

Compliance Manager

3 days ago

Exciting opportunity to be a member of a business-aligned compliance team instrumental in supporting Macquarie Capital, private business for EMEA. The role is business aligned and you will have responsibility for oversight and execution of compliance monitoringcoupled with transa ...

Compliance Manager

2 days ago

Who we're looking for · We are looking for a Compliance Manager who will be reporting into the Head of Global Investments and Product Compliance · About Schroders · We're a global investment manager. We help institutions, intermediaries and individuals around the world invest mon ...

Compliance Manager

3 days ago

**Tradition is currently seeking to appoint a Compliance Manager to be based in London.** · **Role synopsis and key accountabilities within the Compliance Manager position**: · The Tradition Managed Services (TMS) Compliance Manager is a key member of the TMS Compliance team supp ...

Compliance Manager

4 days ago

Compliance Manager - Educator Talent Solutions Division · **Salary**: £37,825-£44,500 (DOE) & competitive benefits · Contract type: Full Time, Permanent · Location: Southern Region (London, Hertfordshire, Northampton Milton Keynes, etc), with regular travel between Kingston and W ...

Compliance Manager

3 days ago

**Compliance Manager - Insurance** · **City of London** · **Permanent** · **£dependant on experience** · cer Financial are working alongside an International insurance company, who are looking for a Compliance Manager to join them on a permanent basis and support the Head of Comp ...

Compliance Manager

6 days ago

Our client is FCA Regulated, full scope AIFM, Private Equity Investment firm based in London, dedicated to Technology Sector and Digital Asset investments. · They are seeking a Compliance Officer / General Counsel (GC) with a strong background in Compliance, and experience workin ...

Compliance Manager

1 day ago

**About us** · Avencia Consulting are currently recruiting on behalf of a leading Specialty Insurer based in the City, who are looking to hire a Compliance Manager to join. · The Company currently writes lines of business including; specialty insurance: aviation & aerospace, ener ...

Compliance Manager

3 days ago

Responsibilites: · To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, execution only investment business, COBS 10 appropriateness assessments, training and competence, GDPR, MiFID2 and DISP. · - Remain up ...

Compliance Manager

3 days ago

Our client is an established, specialist global fund manager, which is looking to recruit an experienced and capable individual to report to the General Counsel and take overall responsibility for the day to day aspects of compliance. · Working within this small but highly profes ...